AI SEC Filing News — C3.ai, Inc.

Latest SEC filings for C3.ai, Inc. (AI) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-08-03.

C3.ai, Inc. operates as an enterprise artificial intelligence application software company in North America, Europe, the Middle East, Africa, the Asia Pacific, and internationally. It offers C3 agentic AI platform, an application development and runtime environment that enables customers to design, develop, and deploy enterprise AI applications; C3 AI Studio, an integrated development environment in the C3 Agentic AI Platform that enables engineers, data scientists, and business analysts to desi…
Sector: Technology Industry: Software - Infrastructure CIK: 1577526
20
Total Filings
0
Bullish Signals
8
Bearish Signals
10
Insider Transactions
4
Material Events (8-K)
1
Periodic Reports
Insider activity for AI has skewed bearish recently. Of the 20 filings tracked, 8 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
AI Filing Activity Snapshot 2026-05-12 — 2026-08-03
Insider Transactions (Form 4)
0 buys vs 7 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Transaction
$32.18M
Thomas M. Siebel · 2026-07-14
1,795,490 shares · Form 144
Form 144 Notices
5
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 144 Proposed Insider Sale 2026-08-03

AI Form 144 filed for proposed insider sale by Thomas M. Siebel (203,000 shares) ~$3.69M

Thomas M. Siebel filed a Form 144 with the SEC indicating intent to sell AI (C3.ai, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Thomas M. Siebel Shares: 203,000 Est. Value: $3.69M
Form 8-K Material Company Update 2026-07-17

AI filed 8-K — material company event

C3.ai, Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Tax / Compensation Filing 2026-07-16

AI insider Form 4 filed for equity award, exercise, or tax withholding

Hyten John E. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Hyten John E. (Director) Shares: 2,500
Form 4 Insider Selling 2026-07-16

AI insider SIEBEL THOMAS M (Director, CEO and Chairman of the Board, 10% Owner) sold 462,565 shares (~$4.24M)

SIEBEL THOMAS M, listed as Director, CEO and Chairman of the Board, 10% Owner at C3.ai, Inc., reported an open-market sale of 462,565 AI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: SIEBEL THOMAS M (Director, CEO and Chairman of the Board, 10% Owner) Shares: 462,565 Est. Value: $4.24M
Form 144 Large Proposed Insider Sale 2026-07-14

AI Form 144 filed for proposed insider sale by Thomas M. Siebel (1,795,490 shares) ~$32.18M

Thomas M. Siebel filed a Form 144 with the SEC indicating intent to sell AI (C3.ai, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Thomas M. Siebel Shares: 1,795,490 Est. Value: $32.18M
Form 4 Insider Selling 2026-07-02

AI insider Ehikian Stephen Bradley (Chief Executive Officer) sold 50,542 shares (~$477.6K)

Ehikian Stephen Bradley, listed as Chief Executive Officer at C3.ai, Inc., reported an open-market sale of 50,542 AI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Ehikian Stephen Bradley (Chief Executive Officer) Shares: 50,542 Est. Value: $477.6K
Form 4 Insider Selling 2026-07-01

AI insider Lath Hitesh (CHIEF FINANCIAL OFFICER) sold 48,619 shares (~$426.4K)

Lath Hitesh, listed as CHIEF FINANCIAL OFFICER at C3.ai, Inc., reported an open-market sale of 48,619 AI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Lath Hitesh (CHIEF FINANCIAL OFFICER) Shares: 48,619 Est. Value: $426.4K
Form 144 Proposed Insider Sale 2026-07-01

AI Form 144 filed for proposed insider sale by Stephen Ehikian (50,542 shares) ~$954.8K

Stephen Ehikian filed a Form 144 with the SEC indicating intent to sell AI (C3.ai, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Stephen Ehikian Shares: 50,542 Est. Value: $954.8K
Form 144 Proposed Insider Sale 2026-06-30

AI Form 144 filed for proposed insider sale by HITESH LATH (48,619 shares) ~$852.9K

HITESH LATH filed a Form 144 with the SEC indicating intent to sell AI (C3.ai, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: HITESH LATH Shares: 48,619 Est. Value: $852.9K
Form 10-K Annual Report 2026-06-24

AI filed Annual Report (10-K)

C3.ai, Inc. filed its annual report with the SEC. This report includes audited financial statements, business overview, risk factors, and management discussion.

Filing: 10-K (Annual Report)
Form 4 Insider Selling 2026-06-17

AI insider Lath Hitesh (CHIEF FINANCIAL OFFICER) sold 34,210 shares (~$374.6K)

Lath Hitesh, listed as CHIEF FINANCIAL OFFICER at C3.ai, Inc., reported an open-market sale of 34,210 AI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Lath Hitesh (CHIEF FINANCIAL OFFICER) Shares: 34,210 Est. Value: $374.6K
Form 4 Tax / Compensation Filing 2026-06-17

AI insider Form 4 filed for equity award, exercise, or tax withholding

Hyten John E. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Hyten John E. (Director) Shares: 2,500
Form 8-K Material Company Update 2026-06-16

AI filed 8-K — material company event

C3.ai, Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 144 Proposed Insider Sale 2026-06-16

AI Form 144 filed for proposed insider sale by HITESH LATH (34,210 shares) ~$749.3K

HITESH LATH filed a Form 144 with the SEC indicating intent to sell AI (C3.ai, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: HITESH LATH Shares: 34,210 Est. Value: $749.3K
Form 4 Insider Selling 2026-06-15

AI insider SIEBEL THOMAS M (Director, CEO and Chairman of the Board, 10% Owner) sold 495,575 shares (~$5.50M)

SIEBEL THOMAS M, listed as Director, CEO and Chairman of the Board, 10% Owner at C3.ai, Inc., reported an open-market sale of 495,575 AI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: SIEBEL THOMAS M (Director, CEO and Chairman of the Board, 10% Owner) Shares: 495,575 Est. Value: $5.50M
Form 4 Insider Selling 2026-06-03

AI insider SIEBEL THOMAS M (Director, CEO and Chairman of the Board, 10% Owner) sold 17,350 shares (~$196.4K)

SIEBEL THOMAS M, listed as Director, CEO and Chairman of the Board, 10% Owner at C3.ai, Inc., reported an open-market sale of 17,350 AI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: SIEBEL THOMAS M (Director, CEO and Chairman of the Board, 10% Owner) Shares: 17,350 Est. Value: $196.4K
Form 8-K Material Company Update 2026-06-03

AI filed 8-K — material company event

C3.ai, Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Tax / Compensation Filing 2026-05-19

AI insider Form 4 filed for equity award, exercise, or tax withholding

Hyten John E. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Hyten John E. (Director) Shares: 2,500
Form 4 Insider Selling 2026-05-19

AI insider SIEBEL THOMAS M (Director, CEO and Chairman of the Board, 10% Owner) sold 481,638 shares (~$4.19M)

SIEBEL THOMAS M, listed as Director, CEO and Chairman of the Board, 10% Owner at C3.ai, Inc., reported an open-market sale of 481,638 AI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: SIEBEL THOMAS M (Director, CEO and Chairman of the Board, 10% Owner) Shares: 481,638 Est. Value: $4.19M
Form 8-K Material Company Update 2026-05-12

AI filed 8-K — material company event

C3.ai, Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)

Understanding C3.ai, Inc.'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of AI shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that C3.ai, Inc. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering C3.ai, Inc.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — AI SEC Filings

What SEC filings does C3.ai, Inc. submit to the SEC?

C3.ai, Inc. (AI) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about AI?

A Form 4 for AI discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from C3.ai, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for AI?

The 10-K is C3.ai, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all AI SEC filings directly on EDGAR?

You can view all historical C3.ai, Inc. filings on the SEC EDGAR company page for AI. Each filing card on this page links directly to the original SEC document.

How often does C3.ai, Inc. file with the SEC?

C3.ai, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling AI shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.