What SEC filings does Arteris, Inc. submit to the SEC?

Arteris, Inc. (AIP) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about AIP?

A Form 4 for AIP discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Arteris, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for AIP?

The 10-K is Arteris, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all AIP SEC filings directly on EDGAR?

You can view all historical Arteris, Inc. filings on the SEC EDGAR company page for AIP. Each filing card on this page links directly to the original SEC document.

How often does Arteris, Inc. file with the SEC?

Arteris, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling AIP shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

AIP SEC Filing News — Arteris, Inc.

Latest SEC filings for Arteris, Inc. (AIP) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-06.

Arteris, Inc., together with its subsidiaries, provides semiconductor system intellectual property (IP) solutions in the United States, rest of the Americas, China, Korea, the rest of the Asia Pacific, Europe, and the Middle East. It manages on-chip communications and IP block deployments in System-on-Chip (SoC) semiconductors and systems of chiplets. The company offers Network-on-Chip (NoC) IP Products, such as FlexGen, FlexNoC, and FlexWay, a non-coherent NoC IP; Ncore, a cache-coherent NoC IP…

Sector: Technology Industry: Semiconductors Market Cap: $937.8M

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for AIP currently lean bearish. Of the 20 filing records displayed, 12 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

AIP Filing Activity Snapshot 2026-08-14 — 2026-10-06

Insider Transactions (Form 4)

0 buys vs 11 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$7.09M

BAYVIEW LEGACY, LLC · 2026-10-01

300,000 shares · Form 144

Form 144 Notices

Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 15 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 15 filings in this group are Form 4s for Arteris, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 15 insider filings shown, the breakdown is 11 open-market sale, 3 compensation award and 1 option exercise. 11 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market sale ×11: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Compensation award ×3: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Option exercise ×1: The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Form 4 Compensation award Tax / Compensation Filing 2026-10-06

AIP insider Form 4 filed for equity award, exercise, or tax withholding

Kunkel Joachim (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	633	—	—

Filing: Form 4 (Insider Transaction) Insider: Kunkel Joachim (Director) Shares: 633

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-06

AIP insider Form 4 filed for equity award, exercise, or tax withholding

Munce Claudia F. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	605	—	—

Filing: Form 4 (Insider Transaction) Insider: Munce Claudia F. (Director) Shares: 605

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-10-06

AIP insider Alpern Paul L (VP and General Counsel) sold 6,003 shares (~$145.5K)

Alpern Paul L, listed as VP and General Counsel at Arteris, Inc., reported an open-market sale of 6,003 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	6,003	$24.24	$145.5K

Filing: Form 4 (Insider Transaction) Insider: Alpern Paul L (VP and General Counsel) Shares: 6,003 Est. Value: $145.5K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-10-06

AIP insider JANAC K CHARLES (Director, President and CEO, 10% Owner) sold 11,452 shares (~$278.0K)

JANAC K CHARLES, listed as Director, President and CEO, 10% Owner at Arteris, Inc., reported an open-market sale of 11,452 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	11,452	$24.27	$278.0K

Filing: Form 4 (Insider Transaction) Insider: JANAC K CHARLES (Director, President and CEO, 10% Owner) Shares: 11,452 Est. Value: $278.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-10-06

AIP insider Moll Laurent R (Chief Operating Officer) sold 17,819 shares (~$434.8K)

Moll Laurent R, listed as Chief Operating Officer at Arteris, Inc., reported an open-market sale of 17,819 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	887	$24.64	$21.9K
`S`	Open-market sale	1,931	$24.64	$47.6K
`S`	Open-market sale	1,889	$24.64	$46.6K
`S`	Open-market sale	893	$24.64	$22.0K
`S`	Open-market sale	12,219	$24.29	$296.8K

Filing: Form 4 (Insider Transaction) Insider: Moll Laurent R (Chief Operating Officer) Shares: 17,819 Est. Value: $434.8K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-10-05

AIP insider JANAC K CHARLES (Director, President and CEO, 10% Owner) sold 109,359 shares (~$2.61M)

JANAC K CHARLES, listed as Director, President and CEO, 10% Owner at Arteris, Inc., reported an open-market sale of 109,359 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	100,000	$23.82	$2.38M
`S`	Open-market sale	2,775	$24.64	$68.4K
`S`	Open-market sale	1,843	$24.64	$45.4K
`S`	Open-market sale	1,966	$24.64	$48.4K
`S`	Open-market sale	2,775	$24.64	$68.4K

Filing: Form 4 (Insider Transaction) Insider: JANAC K CHARLES (Director, President and CEO, 10% Owner) Shares: 109,359 Est. Value: $2.61M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-10-05

AIP insider Alpern Paul L (VP and General Counsel) sold 10,148 shares (~$244.8K)

Alpern Paul L, listed as VP and General Counsel at Arteris, Inc., reported an open-market sale of 10,148 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	4,000	$0.56	$2.2K
`M`	Option exercise	2,500	$9.28	$23.2K
`S`	Open-market sale	6,500	$23.84	$154.9K
`S`	Open-market sale	692	$24.64	$17.1K
`S`	Open-market sale	765	$24.64	$18.9K
`S`	Open-market sale	1,181	$24.64	$29.1K
`S`	Open-market sale	1,010	$24.64	$24.9K
`M`	Option exercise derivative · Incentive Stock Option (right to buy)	4,000	—	—
`M`	Option exercise derivative · Non-Qualified Stock Option (right to buy)	2,500	—	—

Filing: Form 4 (Insider Transaction) Insider: Alpern Paul L (VP and General Counsel) Shares: 10,148 Est. Value: $244.8K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-10-05

AIP insider Bayview Legacy, LLC (10% Owner) sold 100,000 shares (~$2.38M)

Bayview Legacy, LLC, listed as 10% Owner at Arteris, Inc., reported an open-market sale of 100,000 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	100,000	$23.82	$2.38M

Filing: Form 4 (Insider Transaction) Insider: Bayview Legacy, LLC (10% Owner) Shares: 100,000 Est. Value: $2.38M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-15

AIP insider Moll Laurent R (Chief Operating Officer) sold 9,219 shares (~$192.2K)

Moll Laurent R, listed as Chief Operating Officer at Arteris, Inc., reported an open-market sale of 9,219 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	9,119	$20.84	$190.0K
`S`	Open-market sale	100	$21.75	$2.2K

Filing: Form 4 (Insider Transaction) Insider: Moll Laurent R (Chief Operating Officer) Shares: 9,219 Est. Value: $192.2K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-09-10

AIP insider Form 4 filed for equity award, exercise, or tax withholding

Sinha Saurabh (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	142,835	—	—

Filing: Form 4 (Insider Transaction) Insider: Sinha Saurabh (Chief Financial Officer) Shares: 142,835

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-03

AIP insider JANAC K CHARLES (Director, President and CEO, 10% Owner) sold 100,000 shares (~$2.07M)

JANAC K CHARLES, listed as Director, President and CEO, 10% Owner at Arteris, Inc., reported an open-market sale of 100,000 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	100,000	$20.75	$2.07M

Filing: Form 4 (Insider Transaction) Insider: JANAC K CHARLES (Director, President and CEO, 10% Owner) Shares: 100,000 Est. Value: $2.07M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-03

AIP insider Bayview Legacy, LLC (10% Owner) sold 100,000 shares (~$2.07M)

Bayview Legacy, LLC, listed as 10% Owner at Arteris, Inc., reported an open-market sale of 100,000 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	100,000	$20.75	$2.07M

Filing: Form 4 (Insider Transaction) Insider: Bayview Legacy, LLC (10% Owner) Shares: 100,000 Est. Value: $2.07M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-03

AIP insider Alpern Paul L (VP and General Counsel) sold 4,000 shares (~$83.1K)

Alpern Paul L, listed as VP and General Counsel at Arteris, Inc., reported an open-market sale of 4,000 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	4,000	$0.56	$2.2K
`S`	Open-market sale	4,000	$20.77	$83.1K
`M`	Option exercise derivative · Incentive Stock Option (right to buy)	4,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Alpern Paul L (VP and General Counsel) Shares: 4,000 Est. Value: $83.1K

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-09-01

AIP insider Form 4 filed for equity award, exercise, or tax withholding

Cantwell Wayne C (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	5,000	$0.60	$3.0K
`G`	Gift	5,000	—	—
`G`	Gift	5,000	—	—
`M`	Option exercise derivative · Non-Qualified Stock Option (right to buy)	5,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Cantwell Wayne C (Director) Shares: 15,000

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-14

AIP insider Hawkins Nicholas B. (VP and Chief Financial Officer) sold 10,631 shares (~$300.6K)

Hawkins Nicholas B., listed as VP and Chief Financial Officer at Arteris, Inc., reported an open-market sale of 10,631 AIP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	200	$29.00	$5.8K
`M`	Option exercise	3,125	$9.28	$29.0K
`S`	Open-market sale	10,431	$28.26	$294.8K
`M`	Option exercise derivative · Non-Qualified Stock Option (right to buy)	3,125	—	—

Filing: Form 4 (Insider Transaction) Insider: Hawkins Nicholas B. (VP and Chief Financial Officer) Shares: 10,631 Est. Value: $300.6K

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 5 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Arteris, Inc. has 5 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-10-05

AIP Form 144 filed for proposed insider sale by PAUL ALPERN (2,003 shares) ~$49.4K

PAUL ALPERN filed a Form 144 with the SEC indicating intent to sell AIP (Arteris, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: PAUL ALPERN Shares: 2,003 Est. Value: $49.4K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-10-05

AIP Form 144 filed for proposed insider sale by K. CHARLES JANAC (11,452 shares) ~$282.4K

K. CHARLES JANAC filed a Form 144 with the SEC indicating intent to sell AIP (Arteris, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: K. CHARLES JANAC Shares: 11,452 Est. Value: $282.4K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-10-05

AIP Form 144 filed for proposed insider sale by LAURENT MOLL (32,713 shares) ~$806.7K

LAURENT MOLL filed a Form 144 with the SEC indicating intent to sell AIP (Arteris, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: LAURENT MOLL Shares: 32,713 Est. Value: $806.7K

View on SEC EDGAR → Open Filing Document →

Form 144 Large Proposed Insider Sale 2026-10-01

AIP Form 144 filed for proposed insider sale by BAYVIEW LEGACY, LLC (300,000 shares) ~$7.09M

BAYVIEW LEGACY, LLC filed a Form 144 with the SEC indicating intent to sell AIP (Arteris, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: BAYVIEW LEGACY, LLC Shares: 300,000 Est. Value: $7.09M

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-09-14

AIP Form 144 filed for proposed insider sale by LAURENT MOLL (12,219 shares) ~$277.2K

Filing: Form 144 (Proposed Sale Notice) Insider: LAURENT MOLL Shares: 12,219 Est. Value: $277.2K

View on SEC EDGAR → Open Filing Document →

How we classify Arteris, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on AIP. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — AIP SEC Filings

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AIP Full Analysis

Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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