What SEC filings does Assurant, Inc. submit to the SEC?

Assurant, Inc. (AIZ) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about AIZ?

A Form 4 for AIZ discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Assurant, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for AIZ?

The 10-K is Assurant, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all AIZ SEC filings directly on EDGAR?

You can view all historical Assurant, Inc. filings on the SEC EDGAR company page for AIZ. Each filing card on this page links directly to the original SEC document.

How often does Assurant, Inc. file with the SEC?

Assurant, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling AIZ shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

AIZ SEC Filing News — Assurant, Inc.

Latest SEC filings for Assurant, Inc. (AIZ) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-05.

Assurant, Inc. provides protection services to connected devices, homes, and automobiles in North America, Latin America, Europe, and the Asia Pacific. It operates through Global Lifestyle and Global Housing segments. The Global Lifestyle segment offers mobile device solutions, and extended service contracts and related services for consumer electronics and appliances, and credit and other insurance products; and vehicle protection, commercial equipment protection, and other related services. Th…

Sector: Financial Services Industry: Insurance - Property & Casualty Market Cap: $13.8B

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for AIZ currently lean bearish. Of the 20 filing records displayed, 3 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

AIZ Filing Activity Snapshot 2026-05-26 — 2026-10-05

Insider Transactions (Form 4)

0 buys vs 3 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$2.49M

DEBRA PERRY · 2026-06-10

9,746 shares · Form 144

Form 144 Notices

Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 15 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 15 filings in this group are Form 4s for Assurant, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 15 insider filings shown, the breakdown is 9 compensation award, 3 open-market sale, 2 tax withholding and 1 gift. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×9: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market sale ×3: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Tax withholding ×2: Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.
Gift ×1: Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Form 4 Tax withholding Tax / Compensation Filing 2026-10-05

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

DiRienzo Dimitry (SVP, CAO, Controller) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`F`	Tax withholding on vested shares	219	$266.24	$58.3K

Filing: Form 4 (Insider Transaction) Insider: DiRienzo Dimitry (SVP, CAO, Controller) Shares: 219

View on SEC EDGAR → Open Filing Document →

Form 4 Tax withholding Tax / Compensation Filing 2026-10-05

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

Campbell Michael P. (EVP, Chief Operating Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`F`	Tax withholding on vested shares	147	$266.24	$39.1K

Filing: Form 4 (Insider Transaction) Insider: Campbell Michael P. (EVP, Chief Operating Officer) Shares: 147

View on SEC EDGAR → Open Filing Document →

Form 4 Gift Tax / Compensation Filing 2026-09-15

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

Demmings Keith (Director, President & CEO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`G`	Gift	3,500	—	—

Filing: Form 4 (Insider Transaction) Insider: Demmings Keith (Director, President & CEO) Shares: 3,500

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-07

AIZ insider Biju Nair (EVP, Pres, Global Conn Living) sold 3,931 shares (~$1.19M)

Biju Nair, listed as EVP, Pres, Global Conn Living at ASSURANT, INC., reported an open-market sale of 3,931 AIZ shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	3,931	$302.46	$1.19M

Filing: Form 4 (Insider Transaction) Insider: Biju Nair (EVP, Pres, Global Conn Living) Shares: 3,931 Est. Value: $1.19M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-06-23

AIZ insider Lonergan Robert (EVP, CSTO) sold 7,000 shares (~$1.84M)

Lonergan Robert, listed as EVP, CSTO at ASSURANT, INC., reported an open-market sale of 7,000 AIZ shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	7,000	$262.71	$1.84M

Filing: Form 4 (Insider Transaction) Insider: Lonergan Robert (EVP, CSTO) Shares: 7,000 Est. Value: $1.84M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-05-27

AIZ insider DiRienzo Dimitry (SVP, CAO, Controller) sold 2,000 shares (~$511.4K)

DiRienzo Dimitry, listed as SVP, CAO, Controller at ASSURANT, INC., reported an open-market sale of 2,000 AIZ shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	2,000	$255.68	$511.4K

Filing: Form 4 (Insider Transaction) Insider: DiRienzo Dimitry (SVP, CAO, Controller) Shares: 2,000 Est. Value: $511.4K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-26

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

Basu Rajiv (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	668	—	—

Filing: Form 4 (Insider Transaction) Insider: Basu Rajiv (Director) Shares: 668

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-26

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

Blake Lynn S. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	668	—	—

Filing: Form 4 (Insider Transaction) Insider: Blake Lynn S. (Director) Shares: 668

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-26

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

Carter J Braxton II (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	668	—	—

Filing: Form 4 (Insider Transaction) Insider: Carter J Braxton II (Director) Shares: 668

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-26

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

EDELMAN HARRIET (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	668	—	—

Filing: Form 4 (Insider Transaction) Insider: EDELMAN HARRIET (Director) Shares: 668

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-26

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

Granat Sari Beth (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	668	—	—

Filing: Form 4 (Insider Transaction) Insider: Granat Sari Beth (Director) Shares: 668

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-26

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

Redzic Ognjen (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	668	—	—

Filing: Form 4 (Insider Transaction) Insider: Redzic Ognjen (Director) Shares: 668

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-26

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

Reilly Paul J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	668	—	—

Filing: Form 4 (Insider Transaction) Insider: Reilly Paul J (Director) Shares: 668

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-26

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

ROSEN ELAINE (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	668	—	—

Filing: Form 4 (Insider Transaction) Insider: ROSEN ELAINE (Director) Shares: 668

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-26

AIZ insider Form 4 filed for equity award, exercise, or tax withholding

WARREN KEVIN M (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	668	—	—

Filing: Form 4 (Insider Transaction) Insider: WARREN KEVIN M (Director) Shares: 668

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 3 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Assurant, Inc. has 3 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-08-06

AIZ Form 144 filed for proposed insider sale by THE BIJU NAIR DECLARATION OF TRUST (3,931 shares) ~$1.19M

THE BIJU NAIR DECLARATION OF TRUST filed a Form 144 with the SEC indicating intent to sell AIZ (ASSURANT, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: THE BIJU NAIR DECLARATION OF TRUST Shares: 3,931 Est. Value: $1.19M

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-06-22

AIZ Form 144 filed for proposed insider sale by ROBERT ANTHONY LONERGAN (7,000 shares) ~$1.82M

ROBERT ANTHONY LONERGAN filed a Form 144 with the SEC indicating intent to sell AIZ (ASSURANT, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: ROBERT ANTHONY LONERGAN Shares: 7,000 Est. Value: $1.82M

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-06-10

AIZ Form 144 filed for proposed insider sale by DEBRA PERRY (9,746 shares) ~$2.49M

DEBRA PERRY filed a Form 144 with the SEC indicating intent to sell AIZ (ASSURANT, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: DEBRA PERRY Shares: 9,746 Est. Value: $2.49M

View on SEC EDGAR → Open Filing Document →

Material Events 1 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There is 1 in this period for Assurant, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-08-04

AIZ filed 8-K — material company event

ASSURANT, INC. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 quarterly report (10-Q) for Assurant, Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-06

AIZ filed Quarterly Report (10-Q)

ASSURANT, INC. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

How we classify Assurant, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on AIZ. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — AIZ SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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