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AMP SEC Filing News — Ameriprise Financial, Inc.

Latest SEC filings for Ameriprise Financial, Inc. (AMP) explained in plain English: insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). Sourced directly from SEC EDGAR.

What you’re looking at: Each item below is parsed from an actual SEC filing. Form 4 = confirmed insider transaction · Form 144 = proposed sale notice · 8-K = material event (earnings, M&A, leadership change, etc.) · 10-Q / 10-K = quarterly / annual report.
Form 8-K Material Company Update 2026-04-23

AMP filed 8-K — material company event

AMERIPRISE FINANCIAL INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 10-K/A Annual Report Amendment 2026-03-12

AMP filed amended Annual Report (10-K/A)

AMERIPRISE FINANCIAL INC filed its amended annual report with the SEC. This amendment updates or corrects a previously filed annual report.

Filing: 10-K/A (Annual Report Amendment)
Form 10-K Annual Report 2026-02-19

AMP filed Annual Report (10-K)

AMERIPRISE FINANCIAL INC filed its annual report with the SEC. This report includes audited financial statements, business overview, risk factors, and management discussion.

Filing: 10-K (Annual Report)
Form 4 Insider Selling 2026-02-12

AMP insider TRUSCOTT WILLIAM F (CEO, GLOBAL ASSET MANAGEMENT) sold 5,000 shares (~$2.66M)

TRUSCOTT WILLIAM F, listed as CEO, GLOBAL ASSET MANAGEMENT at AMERIPRISE FINANCIAL INC, reported an open-market sale of 5,000 AMP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: TRUSCOTT WILLIAM F (CEO, GLOBAL ASSET MANAGEMENT) Shares: 5,000 Est. Value: $2.66M
Form 8-K Material Company Update 2026-02-12

AMP filed 8-K — material company event

AMERIPRISE FINANCIAL INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Insider Selling 2026-02-11

AMP insider Alvero Gumer (PRESIDENT-INSURANCE&ANNUITIES) sold 4,658 shares (~$2.53M)

Alvero Gumer, listed as PRESIDENT-INSURANCE&ANNUITIES at AMERIPRISE FINANCIAL INC, reported an open-market sale of 4,658 AMP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Alvero Gumer (PRESIDENT-INSURANCE&ANNUITIES) Shares: 4,658 Est. Value: $2.53M
Form 144 Large Proposed Insider Sale 2026-02-10

AMP Form 144 filed for proposed insider sale by William Fredrick Truscott (5,000 shares) ~$5.32M

William Fredrick Truscott filed a Form 144 with the SEC indicating intent to sell AMP (AMERIPRISE FINANCIAL INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: William Fredrick Truscott Shares: 5,000 Est. Value: $5.32M
Form 4 Tax / Compensation Filing 2026-02-10

AMP insider Form 4 filed for equity award, exercise, or tax withholding

Brockman Dawn M. (SVP AND CONTROLLER) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Brockman Dawn M. (SVP AND CONTROLLER)
Form 144 Large Proposed Insider Sale 2026-02-09

AMP Form 144 filed for proposed insider sale by GUMER ALVERO (4,658 shares) ~$5.06M

GUMER ALVERO filed a Form 144 with the SEC indicating intent to sell AMP (AMERIPRISE FINANCIAL INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: GUMER ALVERO Shares: 4,658 Est. Value: $5.06M
Form 4 Insider Selling 2026-02-09

AMP insider Berman Walter Stanley (EXECUTIVE VP AND CFO) sold 7,000 shares (~$3.81M)

Berman Walter Stanley, listed as EXECUTIVE VP AND CFO at AMERIPRISE FINANCIAL INC, reported an open-market sale of 7,000 AMP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Berman Walter Stanley (EXECUTIVE VP AND CFO) Shares: 7,000 Est. Value: $3.81M
Form 4 Insider Selling 2026-02-06

AMP insider CRACCHIOLO JAMES M (Director, CHAIRMAN AND CEO) sold 48,813 shares (~$26.60M)

CRACCHIOLO JAMES M, listed as Director, CHAIRMAN AND CEO at AMERIPRISE FINANCIAL INC, reported an open-market sale of 48,813 AMP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: CRACCHIOLO JAMES M (Director, CHAIRMAN AND CEO) Shares: 48,813 Est. Value: $26.60M
Form 4 Tax / Compensation Filing 2026-02-05

AMP insider Form 4 filed for equity award, exercise, or tax withholding

PELLETIER LIANE J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: PELLETIER LIANE J (Director)
Form 4 Tax / Compensation Filing 2026-02-05

AMP insider Form 4 filed for equity award, exercise, or tax withholding

WILLIAMS CHRISTOPHER J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: WILLIAMS CHRISTOPHER J (Director)
Form 4 Tax / Compensation Filing 2026-02-05

AMP insider Form 4 filed for equity award, exercise, or tax withholding

MELLOH HEATHER J. (EVP AND GENERAL COUNSEL) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: MELLOH HEATHER J. (EVP AND GENERAL COUNSEL) Shares: 1,305
Form 144 Large Proposed Insider Sale 2026-02-05

AMP Form 144 filed for proposed insider sale by Walter Stanley Berman (7,000 shares) ~$7.62M

Walter Stanley Berman filed a Form 144 with the SEC indicating intent to sell AMP (AMERIPRISE FINANCIAL INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Walter Stanley Berman Shares: 7,000 Est. Value: $7.62M
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