What SEC filings does Auna SA submit to the SEC?

Auna SA (AUNA) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about AUNA?

A Form 4 for AUNA discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Auna SA?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for AUNA?

The 10-K is Auna SA's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all AUNA SEC filings directly on EDGAR?

You can view all historical Auna SA filings on the SEC EDGAR company page for AUNA. Each filing card on this page links directly to the original SEC document.

How often does Auna SA file with the SEC?

Auna SA files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling AUNA shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

AUNA SEC Filing News — Auna SA

Latest SEC filings for Auna SA (AUNA) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-06-01.

Auna S.A., a healthcare service provider, operates hospitals and clinics in Mexico, Peru, and Colombia. The company provides prepaid healthcare; dental and vision insurance; and oncology plans. It also sells medicines. Auna S.A. was founded in 1989 and is based in Luxembourg, Luxembourg.

Sector: Healthcare Industry: Medical Care Facilities Market Cap: $382.1M CIK: 1799207

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for AUNA currently lean bullish. Of the 4 displayed SEC filing records, 2 carry bullish classifications versus 1 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 3 insider transactions (Form 4) in this period.

AUNA Filing Activity Snapshot 2026-05-28 — 2026-06-01

Insider Transactions (Form 4)

2 buys vs 1 sell

Net insider buying in this period — more purchases than sales reported.

Largest Form 144 Filing

$222.3K

Zamora Leon Jesus (Director, President) · 2026-06-01

51,454 shares · Form 4

Form 144 Notices

Proposed insider sale filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 3 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 3 filings in this group are Form 4s for Auna SA.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 3 insider filings shown, the breakdown is 2 open-market purchase and 1 open-market sale. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market purchase ×2: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Open-market sale ×1: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Form 4 Open-market purchase Insider Buying 2026-06-01

AUNA insider Zamora Leon Jesus (Director, President) bought 51,454 shares (~$222.3K)

Zamora Leon Jesus, listed as Director, President at AUNA S.A., reported an open-market purchase of 51,454 AUNA shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	6,420	$4.15	$26.6K
`P`	Open-market purchase	5,814	$4.39	$25.5K
`P`	Open-market purchase	30,000	$4.39	$131.7K
`P`	Open-market purchase	9,220	$4.17	$38.4K

Filing: Form 4 (Insider Transaction) Insider: Zamora Leon Jesus (Director, President) Shares: 51,454 Est. Value: $222.3K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-06-01

AUNA insider Wilton John (Director) sold 17,574 shares (~$73.3K)

Wilton John, listed as Director at AUNA S.A., reported an open-market sale of 17,574 AUNA shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	17,574	$4.17	$73.3K

Filing: Form 4 (Insider Transaction) Insider: Wilton John (Director) Shares: 17,574 Est. Value: $73.3K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-05-28

AUNA insider Zamora Leon Jesus (Director, President) bought 32,000 shares (~$134.7K)

Zamora Leon Jesus, listed as Director, President at AUNA S.A., reported an open-market purchase of 32,000 AUNA shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	8,727	$4.24	$37.0K
`P`	Open-market purchase	23,273	$4.20	$97.7K

Filing: Form 4 (Insider Transaction) Insider: Zamora Leon Jesus (Director, President) Shares: 32,000 Est. Value: $134.7K

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 1 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Auna SA has 1 such notice in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-05-28

AUNA Form 144 filed for proposed insider sale by Wilton John (17,574 shares) ~$73.8K

Wilton John filed a Form 144 with the SEC indicating intent to sell AUNA (AUNA S.A.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Wilton John Shares: 17,574 Est. Value: $73.8K

View on SEC EDGAR → Open Filing Document →

How we classify Auna SA's filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on AUNA. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — AUNA SEC Filings

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AUNA Full Analysis

Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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