AVGO SEC Filing News — Broadcom Inc.

Latest SEC filings for Broadcom Inc. (AVGO) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-25.

Broadcom Inc. designs, develops, and supplies various semiconductor devices and infrastructure software solutions internationally. The company operates in two segments: Semiconductor Solutions and Infrastructure Software. The company offers networking connectivity, such as custom silicon solutions, ethernet switching & routing, ethernet NIC controllers, physical layer devices, and fiber optic components; wireless device connectivity, including RF semiconductor devices, connectivity solutions, cu…
Sector: Technology Industry: Semiconductors Market Cap: $1.6T CIK: 1730168
20
Total Filings
0
Bullish Classifications
12
Bearish Classifications
10
Insider Transactions
2
Material Events (8-K)
1
Periodic Reports
Rule-based classifications for AVGO currently lean bearish. Of the 20 filing records displayed, 12 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
AVGO Filing Activity Snapshot 2026-06-26 — 2026-09-25
Insider Transactions (Form 4)
0 buys vs 7 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Form 144 Filing
$250.01M
SAMUELI HENRY (Director) · 2026-09-25
702,190 shares · Form 4
Form 144 Notices
7
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 10 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 10 filings in this group are Form 4s for Broadcom Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 10 insider filings shown, the breakdown is 7 open-market sale, 2 tax withholding and 1 gift. 7 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market sale ×7
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Tax withholding ×2
Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.
Gift ×1
Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.
Form 4 Open-market sale Insider Selling 2026-09-25

AVGO insider SAMUELI HENRY (Director) sold 702,190 shares (~$250.01M)

SAMUELI HENRY, listed as Director at Broadcom Inc., reported an open-market sale of 702,190 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 22,624 $354.75 $8.03M
S Open-market sale 22,946 $355.55 $8.16M
S Open-market sale 10,058 $356.59 $3.59M
S Open-market sale 6,959 $357.66 $2.49M
S Open-market sale 4,560 $358.47 $1.63M
S Open-market sale 2,162 $359.48 $777.2K
S Open-market sale 397 $360.76 $143.2K
S Open-market sale 512 $361.48 $185.1K
S Open-market sale 186,809 $354.71 $66.26M
S Open-market sale 230,031 $355.50 $81.78M
S Open-market sale 85,221 $356.58 $30.39M
S Open-market sale 50,998 $357.52 $18.23M
S Open-market sale 44,618 $358.42 $15.99M
S Open-market sale 22,579 $359.44 $8.12M
S Open-market sale 407 $361.18 $147.0K
S Open-market sale 11,309 $361.79 $4.09M
G Gift 72,474 — —
Filing: Form 4 (Insider Transaction) Insider: SAMUELI HENRY (Director) Shares: 702,190 Est. Value: $250.01M
View on SEC EDGAR → Open Filing Document →
Form 4 Tax withholding Tax / Compensation Filing 2026-09-17

AVGO insider Form 4 filed for equity award, exercise, or tax withholding

O'Toole Amie Thuener (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code Nature Shares Price Value
F Tax withholding on vested shares 1,554 $339.27 $527.2K
Filing: Form 4 (Insider Transaction) Insider: O'Toole Amie Thuener (Chief Financial Officer) Shares: 1,554
View on SEC EDGAR → Open Filing Document →
Form 4 Tax withholding Tax / Compensation Filing 2026-09-17

AVGO insider Form 4 filed for equity award, exercise, or tax withholding

Brazeal Mark David (Chief Legal & Corp Affairs Ofc) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code Nature Shares Price Value
F Tax withholding on vested shares 8,059 $339.27 $2.73M
Filing: Form 4 (Insider Transaction) Insider: Brazeal Mark David (Chief Legal & Corp Affairs Ofc) Shares: 8,059
View on SEC EDGAR → Open Filing Document →
Form 4 Gift Tax / Compensation Filing 2026-07-14

AVGO insider Form 4 filed for equity award, exercise, or tax withholding

DELLY GAYLA J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code Nature Shares Price Value
G Gift 500 — —
Filing: Form 4 (Insider Transaction) Insider: DELLY GAYLA J (Director) Shares: 500
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-07-14

AVGO insider Brazeal Mark David (Chief Legal & Corp Affairs Ofc) sold 25,000 shares (~$10.03M)

Brazeal Mark David, listed as Chief Legal & Corp Affairs Ofc at Broadcom Inc., reported an open-market sale of 25,000 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 25,000 $401.33 $10.03M
Filing: Form 4 (Insider Transaction) Insider: Brazeal Mark David (Chief Legal & Corp Affairs Ofc) Shares: 25,000 Est. Value: $10.03M
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-07-10

AVGO insider DELLY GAYLA J (Director) sold 1,890 shares (~$728.4K)

DELLY GAYLA J, listed as Director at Broadcom Inc., reported an open-market sale of 1,890 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 1,890 $385.38 $728.4K
Filing: Form 4 (Insider Transaction) Insider: DELLY GAYLA J (Director) Shares: 1,890 Est. Value: $728.4K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-07-10

AVGO insider Brazeal Mark David (Chief Legal & Corp Affairs Ofc) sold 25,000 shares (~$9.48M)

Brazeal Mark David, listed as Chief Legal & Corp Affairs Ofc at Broadcom Inc., reported an open-market sale of 25,000 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 25,000 $379.19 $9.48M
Filing: Form 4 (Insider Transaction) Insider: Brazeal Mark David (Chief Legal & Corp Affairs Ofc) Shares: 25,000 Est. Value: $9.48M
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-07-01

AVGO insider PAGE JUSTINE (Director) sold 1,602 shares (~$598.9K)

PAGE JUSTINE, listed as Director at Broadcom Inc., reported an open-market sale of 1,602 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 1,602 $373.86 $598.9K
Filing: Form 4 (Insider Transaction) Insider: PAGE JUSTINE (Director) Shares: 1,602 Est. Value: $598.9K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-06-29

AVGO insider Brazeal Mark David (Chief Legal & Corp Affairs Ofc) sold 25,000 shares (~$9.68M)

Brazeal Mark David, listed as Chief Legal & Corp Affairs Ofc at Broadcom Inc., reported an open-market sale of 25,000 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 25,000 $387.00 $9.68M
Filing: Form 4 (Insider Transaction) Insider: Brazeal Mark David (Chief Legal & Corp Affairs Ofc) Shares: 25,000 Est. Value: $9.68M
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-06-26

AVGO insider SAMUELI HENRY (Director) sold 654,241 shares (~$250.01M)

SAMUELI HENRY, listed as Director at Broadcom Inc., reported an open-market sale of 654,241 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
G Gift 1,602 — —
G Gift 1,602 — —
G Gift 1,890 — —
G Gift 1,890 — —
S Open-market sale 23,253 $377.61 $8.78M
S Open-market sale 33,346 $378.51 $12.62M
S Open-market sale 30,911 $379.76 $11.74M
S Open-market sale 48,996 $380.57 $18.65M
S Open-market sale 36,661 $381.68 $13.99M
S Open-market sale 26,889 $382.63 $10.29M
S Open-market sale 36,188 $383.69 $13.88M
S Open-market sale 43,302 $384.58 $16.65M
S Open-market sale 53,722 $385.57 $20.71M
S Open-market sale 6,280 $386.39 $2.43M
S Open-market sale 660 $388.01 $256.1K
G Gift 69,498 — —
S Open-market sale 21,603 $377.64 $8.16M
S Open-market sale 30,456 $378.50 $11.53M
S Open-market sale 24,073 $379.69 $9.14M
S Open-market sale 49,805 $380.57 $18.95M
S Open-market sale 34,517 $381.67 $13.17M
S Open-market sale 25,134 $382.62 $9.62M
S Open-market sale 32,950 $383.69 $12.64M
S Open-market sale 41,290 $384.63 $15.88M
S Open-market sale 47,510 $385.61 $18.32M
S Open-market sale 6,478 $386.39 $2.50M
S Open-market sale 217 $388.17 $84.2K
G Gift 263,903 — —
Filing: Form 4 (Insider Transaction) Insider: SAMUELI HENRY (Director) Shares: 654,241 Est. Value: $250.01M
View on SEC EDGAR → Open Filing Document →
Proposed Insider Sales 7 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Broadcom Inc. has 7 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Large Proposed Insider Sale 2026-09-23

AVGO Form 144 filed for proposed insider sale by D95GT, LLC (631,972 shares) ~$225.00M

D95GT, LLC filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: D95GT, LLC Shares: 631,972 Est. Value: $225.00M
View on SEC EDGAR → Open Filing Document →
Form 144 Large Proposed Insider Sale 2026-09-23

AVGO Form 144 filed for proposed insider sale by Samueli Foundation (72,474 shares) ~$25.80M

Samueli Foundation filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Samueli Foundation Shares: 72,474 Est. Value: $25.80M
View on SEC EDGAR → Open Filing Document →
Form 144 Large Proposed Insider Sale 2026-09-23

AVGO Form 144 filed for proposed insider sale by H&S INVESTMENTS I LP (70,218 shares) ~$25.00M

H&S INVESTMENTS I LP filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: H&S INVESTMENTS I LP Shares: 70,218 Est. Value: $25.00M
View on SEC EDGAR → Open Filing Document →
Form 144 Large Proposed Insider Sale 2026-07-10

AVGO Form 144 filed for proposed insider sale by Brazeal Mark David (25,000 shares) ~$10.03M

Brazeal Mark David filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Brazeal Mark David Shares: 25,000 Est. Value: $10.03M
View on SEC EDGAR → Open Filing Document →
Form 144 Large Proposed Insider Sale 2026-07-08

AVGO Form 144 filed for proposed insider sale by Brazeal Mark David (25,000 shares) ~$9.48M

Brazeal Mark David filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Brazeal Mark David Shares: 25,000 Est. Value: $9.48M
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-07-08

AVGO Form 144 filed for proposed insider sale by DELLY GAYLA J (1,890 shares) ~$728.4K

DELLY GAYLA J filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: DELLY GAYLA J Shares: 1,890 Est. Value: $728.4K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-06-29

AVGO Form 144 filed for proposed insider sale by PAGE JUSTINE (1,602 shares) ~$598.9K

PAGE JUSTINE filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: PAGE JUSTINE Shares: 1,602 Est. Value: $598.9K
View on SEC EDGAR → Open Filing Document →
Material Events 2 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 2 in this period for Broadcom Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-09-02

AVGO filed 8-K — material company event

Broadcom Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-06

AVGO filed 8-K — material company event

Broadcom Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 quarterly report (10-Q) for Broadcom Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-09-10

AVGO filed Quarterly Report (10-Q)

Broadcom Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
View on SEC EDGAR → Open Filing Document →

How we classify Broadcom Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on AVGO. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — AVGO SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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