AVGO SEC Filing News — Broadcom Inc.

Latest SEC filings for Broadcom Inc. (AVGO) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-14.

Broadcom Inc. designs, develops, and supplies various semiconductor devices and infrastructure software solutions internationally. The company operates in two segments: Semiconductor Solutions and Infrastructure Software. The company offers networking connectivity, such as custom silicon solutions, ethernet switching & routing, ethernet NIC controllers, physical layer devices, and fiber optic components; wireless device connectivity, including RF semiconductor devices, connectivity solutions, cu…
Sector: Technology Industry: Semiconductors Market Cap: $1.9T CIK: 1730168
20
Total Filings
0
Bullish Signals
14
Bearish Signals
9
Insider Transactions
2
Material Events (8-K)
0
Periodic Reports
Insider activity for AVGO has skewed bearish recently. Of the 20 filings tracked, 14 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
AVGO Filing Activity Snapshot 2026-06-17 — 2026-07-14
Insider Transactions (Form 4)
0 buys vs 7 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Transaction
$260.01M
D95GT, LLC · 2026-06-24
340,208 shares · Form 144
Form 144 Notices
9
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 4 Tax / Compensation Filing 2026-07-14

AVGO insider Form 4 filed for equity award, exercise, or tax withholding

DELLY GAYLA J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: DELLY GAYLA J (Director) Shares: 500
Form 4 Insider Selling 2026-07-14

AVGO insider Brazeal Mark David (Chief Legal & Corp Affairs Ofc) sold 25,000 shares (~$10.03M)

Brazeal Mark David, listed as Chief Legal & Corp Affairs Ofc at Broadcom Inc., reported an open-market sale of 25,000 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Brazeal Mark David (Chief Legal & Corp Affairs Ofc) Shares: 25,000 Est. Value: $10.03M
Form 4 Insider Selling 2026-07-10

AVGO insider DELLY GAYLA J (Director) sold 1,890 shares (~$728.4K)

DELLY GAYLA J, listed as Director at Broadcom Inc., reported an open-market sale of 1,890 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: DELLY GAYLA J (Director) Shares: 1,890 Est. Value: $728.4K
Form 4 Insider Selling 2026-07-10

AVGO insider Brazeal Mark David (Chief Legal & Corp Affairs Ofc) sold 25,000 shares (~$9.48M)

Brazeal Mark David, listed as Chief Legal & Corp Affairs Ofc at Broadcom Inc., reported an open-market sale of 25,000 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Brazeal Mark David (Chief Legal & Corp Affairs Ofc) Shares: 25,000 Est. Value: $9.48M
Form 144 Large Proposed Insider Sale 2026-07-10

AVGO Form 144 filed for proposed insider sale by Brazeal Mark David (25,000 shares) ~$20.07M

Brazeal Mark David filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Brazeal Mark David Shares: 25,000 Est. Value: $20.07M
Form 144 Large Proposed Insider Sale 2026-07-08

AVGO Form 144 filed for proposed insider sale by Brazeal Mark David (25,000 shares) ~$18.96M

Brazeal Mark David filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Brazeal Mark David Shares: 25,000 Est. Value: $18.96M
Form 144 Proposed Insider Sale 2026-07-08

AVGO Form 144 filed for proposed insider sale by DELLY GAYLA J (1,890 shares) ~$1.46M

DELLY GAYLA J filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: DELLY GAYLA J Shares: 1,890 Est. Value: $1.46M
Form 8-K Material Company Update 2026-07-06

AVGO filed 8-K — material company event

Broadcom Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Insider Selling 2026-07-01

AVGO insider PAGE JUSTINE (Director) sold 1,602 shares (~$598.9K)

PAGE JUSTINE, listed as Director at Broadcom Inc., reported an open-market sale of 1,602 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: PAGE JUSTINE (Director) Shares: 1,602 Est. Value: $598.9K
Form 4 Insider Selling 2026-06-29

AVGO insider Brazeal Mark David (Chief Legal & Corp Affairs Ofc) sold 25,000 shares (~$9.68M)

Brazeal Mark David, listed as Chief Legal & Corp Affairs Ofc at Broadcom Inc., reported an open-market sale of 25,000 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Brazeal Mark David (Chief Legal & Corp Affairs Ofc) Shares: 25,000 Est. Value: $9.68M
Form 144 Proposed Insider Sale 2026-06-29

AVGO Form 144 filed for proposed insider sale by PAGE JUSTINE (1,602 shares) ~$1.20M

PAGE JUSTINE filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: PAGE JUSTINE Shares: 1,602 Est. Value: $1.20M
Form 4 Insider Selling 2026-06-26

AVGO insider SAMUELI HENRY (Director) sold 654,241 shares (~$250.01M)

SAMUELI HENRY, listed as Director at Broadcom Inc., reported an open-market sale of 654,241 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: SAMUELI HENRY (Director) Shares: 654,241 Est. Value: $250.01M
Form 144 Large Proposed Insider Sale 2026-06-25

AVGO Form 144 filed for proposed insider sale by Brazeal Mark David (25,000 shares) ~$19.35M

Brazeal Mark David filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Brazeal Mark David Shares: 25,000 Est. Value: $19.35M
Form 144 Large Proposed Insider Sale 2026-06-24

AVGO Form 144 filed for proposed insider sale by D95GT, LLC (340,208 shares) ~$260.01M

D95GT, LLC filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: D95GT, LLC Shares: 340,208 Est. Value: $260.01M
Form 144 Large Proposed Insider Sale 2026-06-24

AVGO Form 144 filed for proposed insider sale by H&S INVESTMENTS I LP (314,033 shares) ~$240.01M

H&S INVESTMENTS I LP filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: H&S INVESTMENTS I LP Shares: 314,033 Est. Value: $240.01M
Form 144 Large Proposed Insider Sale 2026-06-24

AVGO Form 144 filed for proposed insider sale by Rinks Foundation (15,784 shares) ~$12.08M

Rinks Foundation filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Rinks Foundation Shares: 15,784 Est. Value: $12.08M
Form 144 Large Proposed Insider Sale 2026-06-24

AVGO Form 144 filed for proposed insider sale by Samueli Foundation (186,089 shares) ~$142.41M

Samueli Foundation filed a Form 144 with the SEC indicating intent to sell AVGO (Broadcom Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Samueli Foundation Shares: 186,089 Est. Value: $142.41M
Form 4 Insider Selling 2026-06-18

AVGO insider Brazeal Mark David (Chief Legal & Corp Affairs Ofc) sold 8,152 shares (~$3.18M)

Brazeal Mark David, listed as Chief Legal & Corp Affairs Ofc at Broadcom Inc., reported an open-market sale of 8,152 AVGO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Brazeal Mark David (Chief Legal & Corp Affairs Ofc) Shares: 8,152 Est. Value: $3.18M
Form 8-K Material Company Update 2026-06-18

AVGO filed 8-K — material company event

Broadcom Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Tax / Compensation Filing 2026-06-17

AVGO insider Form 4 filed for equity award, exercise, or tax withholding

O'Toole Amie Thuener (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: O'Toole Amie Thuener (Chief Financial Officer) Shares: 50,000

Understanding Broadcom Inc.'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of AVGO shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that Broadcom Inc. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Broadcom Inc.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — AVGO SEC Filings

What SEC filings does Broadcom Inc. submit to the SEC?

Broadcom Inc. (AVGO) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about AVGO?

A Form 4 for AVGO discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Broadcom Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for AVGO?

The 10-K is Broadcom Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all AVGO SEC filings directly on EDGAR?

You can view all historical Broadcom Inc. filings on the SEC EDGAR company page for AVGO. Each filing card on this page links directly to the original SEC document.

How often does Broadcom Inc. file with the SEC?

Broadcom Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling AVGO shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.