AVPT SEC Filing News — AvePoint, Inc.

Latest SEC filings for AvePoint, Inc. (AVPT) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-08.

AvePoint, Inc. provides cloud-native data management software platform in North America, Europe, the Middle East, Africa, and the Asia Pacific. It also provides platform-as-a-service architecture to address critical operational challenges and the management of data to organizations that leverage third-party cloud vendors, including Microsoft, Salesforce, Google, AWS, Box, DropBox, and others; license and support; and maintenance services. Further, it provides AvePoint confidence platform includi…
Sector: Technology Industry: Software - Infrastructure Market Cap: $3.1B CIK: 1777921
12
Total Filings
0
Bullish Classifications
3
Bearish Classifications
9
Insider Transactions
0
Material Events (8-K)
0
Periodic Reports
Rule-based classifications for AVPT currently lean bearish. Of the 12 filing records displayed, 3 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
AVPT Filing Activity Snapshot 2026-09-09 — 2026-10-08
Insider Transactions (Form 4)
0 buys vs 3 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Form 144 Filing
$437.7K
Brown Brian Michael (Director, Chief Legal Officer) · 2026-10-08
28,894 shares · Form 4
Form 144 Notices
3
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 9 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 9 filings in this group are Form 4s for AvePoint, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 9 insider filings shown, the breakdown is 6 tax withholding and 3 open-market sale. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Tax withholding ×6
Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.
Open-market sale ×3
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Form 4 Open-market sale Insider Selling 2026-10-08

AVPT insider Brown Brian Michael (Director, Chief Legal Officer) sold 28,894 shares (~$437.7K)

Brown Brian Michael, listed as Director, Chief Legal Officer at AvePoint, Inc., reported an open-market sale of 28,894 AVPT shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 28,894 $15.15 $437.7K
Filing: Form 4 (Insider Transaction) Insider: Brown Brian Michael (Director, Chief Legal Officer) Shares: 28,894 Est. Value: $437.7K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-10-02

AVPT insider Brown Brian Michael (Director, Chief Legal Officer) sold 10,000 shares (~$141.1K)

Brown Brian Michael, listed as Director, Chief Legal Officer at AvePoint, Inc., reported an open-market sale of 10,000 AVPT shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 10,000 $14.11 $141.1K
Filing: Form 4 (Insider Transaction) Insider: Brown Brian Michael (Director, Chief Legal Officer) Shares: 10,000 Est. Value: $141.1K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-09-25

AVPT insider Brown Brian Michael (Director, Chief Legal Officer) sold 10,000 shares (~$130.7K)

Brown Brian Michael, listed as Director, Chief Legal Officer at AvePoint, Inc., reported an open-market sale of 10,000 AVPT shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 10,000 $13.07 $130.7K
Filing: Form 4 (Insider Transaction) Insider: Brown Brian Michael (Director, Chief Legal Officer) Shares: 10,000 Est. Value: $130.7K
View on SEC EDGAR → Open Filing Document →
Form 4 Tax withholding Tax / Compensation Filing 2026-09-15

AVPT insider Form 4 filed for equity award, exercise, or tax withholding

Jiang Tianyi (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code Nature Shares Price Value
F Tax withholding on vested shares 2,914 $12.66 $36.9K
Filing: Form 4 (Insider Transaction) Insider: Jiang Tianyi (Director, Chief Executive Officer) Shares: 2,914
View on SEC EDGAR → Open Filing Document →
Form 4 Tax withholding Tax / Compensation Filing 2026-09-15

AVPT insider Form 4 filed for equity award, exercise, or tax withholding

Gong Xunkai (Director, Executive Chairman) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code Nature Shares Price Value
F Tax withholding on vested shares 3,137 $12.66 $39.7K
Filing: Form 4 (Insider Transaction) Insider: Gong Xunkai (Director, Executive Chairman) Shares: 3,137
View on SEC EDGAR → Open Filing Document →
Form 4 Tax withholding Tax / Compensation Filing 2026-09-15

AVPT insider Form 4 filed for equity award, exercise, or tax withholding

Caci James (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code Nature Shares Price Value
F Tax withholding on vested shares 6,120 $12.66 $77.5K
F Tax withholding on vested shares 2,517 $13.60 $34.2K
Filing: Form 4 (Insider Transaction) Insider: Caci James (Chief Financial Officer) Shares: 8,637
View on SEC EDGAR → Open Filing Document →
Form 4 Tax withholding Tax / Compensation Filing 2026-09-15

AVPT insider Form 4 filed for equity award, exercise, or tax withholding

Brown Brian Michael (Director, Chief Legal Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code Nature Shares Price Value
F Tax withholding on vested shares 5,010 $12.66 $63.4K
F Tax withholding on vested shares 1,875 $13.60 $25.5K
Filing: Form 4 (Insider Transaction) Insider: Brown Brian Michael (Director, Chief Legal Officer) Shares: 6,885
View on SEC EDGAR → Open Filing Document →
Form 4 Tax withholding Tax / Compensation Filing 2026-09-09

AVPT insider Form 4 filed for equity award, exercise, or tax withholding

Jiang Tianyi (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code Nature Shares Price Value
F Tax withholding on vested shares 968 $13.43 $13.0K
F Tax withholding on vested shares 3,422 $13.43 $46.0K
Filing: Form 4 (Insider Transaction) Insider: Jiang Tianyi (Director, Chief Executive Officer) Shares: 4,390
View on SEC EDGAR → Open Filing Document →
Form 4 Tax withholding Tax / Compensation Filing 2026-09-09

AVPT insider Form 4 filed for equity award, exercise, or tax withholding

Gong Xunkai (Director, Executive Chairman) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code Nature Shares Price Value
F Tax withholding on vested shares 1,041 $13.43 $14.0K
F Tax withholding on vested shares 3,683 $13.43 $49.5K
Filing: Form 4 (Insider Transaction) Insider: Gong Xunkai (Director, Executive Chairman) Shares: 4,724
View on SEC EDGAR → Open Filing Document →
Proposed Insider Sales 3 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. AvePoint, Inc. has 3 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-10-06

AVPT Form 144 filed for proposed insider sale by Brown Brian Michael (28,894 shares) ~$437.7K

Brown Brian Michael filed a Form 144 with the SEC indicating intent to sell AVPT (AvePoint, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Brown Brian Michael Shares: 28,894 Est. Value: $437.7K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-09-30

AVPT Form 144 filed for proposed insider sale by Brown Brian Michael (10,000 shares) ~$141.1K

Brown Brian Michael filed a Form 144 with the SEC indicating intent to sell AVPT (AvePoint, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Brown Brian Michael Shares: 10,000 Est. Value: $141.1K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-09-23

AVPT Form 144 filed for proposed insider sale by Brown Brian Michael (10,000 shares) ~$130.7K

Brown Brian Michael filed a Form 144 with the SEC indicating intent to sell AVPT (AvePoint, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Brown Brian Michael Shares: 10,000 Est. Value: $130.7K
View on SEC EDGAR → Open Filing Document →

How we classify AvePoint, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on AVPT. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — AVPT SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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