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BEN SEC Filing News — Franklin Resources, Inc.

Latest SEC filings for Franklin Resources, Inc. (BEN) explained in plain English: insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). Sourced directly from SEC EDGAR.

What you’re looking at: Each item below is parsed from an actual SEC filing. Form 4 = confirmed insider transaction · Form 144 = proposed sale notice · 8-K = material event (earnings, M&A, leadership change, etc.) · 10-Q / 10-K = quarterly / annual report.
Form 4 Insider Selling 2026-04-22

BEN insider FRANKLIN RESOURCES INC (Insider) sold 1,672,535 shares (~$19.00M)

FRANKLIN RESOURCES INC, listed as Insider at FRANKLIN RESOURCES INC, reported an open-market sale of 1,672,535 BEN shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: FRANKLIN RESOURCES INC (Insider) Shares: 1,672,535 Est. Value: $19.00M
Form 4 Tax / Compensation Filing 2026-04-20

BEN insider Form 4 filed for equity award, exercise, or tax withholding

FRANKLIN RESOURCES INC (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: FRANKLIN RESOURCES INC (10% Owner) Shares: 176,133
Form 4 Tax / Compensation Filing 2026-04-02

BEN insider Form 4 filed for equity award, exercise, or tax withholding

Kim John Y (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Kim John Y (Director)
Form 4 Tax / Compensation Filing 2026-04-02

BEN insider Form 4 filed for equity award, exercise, or tax withholding

King Karen Matsushima (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: King Karen Matsushima (Director)
Form 8-K Material Company Update 2026-02-05

BEN filed 8-K — material company event

FRANKLIN RESOURCES INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Tax / Compensation Filing 2026-02-04

BEN insider Form 4 filed for equity award, exercise, or tax withholding

YANG GEOFFREY Y (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: YANG GEOFFREY Y (Director) Shares: 7,593
Form 4 Tax / Compensation Filing 2026-02-04

BEN insider Form 4 filed for equity award, exercise, or tax withholding

Waugh Seth H. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Waugh Seth H. (Director)
Form 4 Tax / Compensation Filing 2026-02-04

BEN insider Form 4 filed for equity award, exercise, or tax withholding

Friedman Alexander S (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Friedman Alexander S (Director)
Form 4 Tax / Compensation Filing 2026-02-04

BEN insider Form 4 filed for equity award, exercise, or tax withholding

King Karen Matsushima (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: King Karen Matsushima (Director)
Form 4 Tax / Compensation Filing 2026-02-04

BEN insider Form 4 filed for equity award, exercise, or tax withholding

Kim John Y (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Kim John Y (Director)
Form 4 Tax / Compensation Filing 2026-02-04

BEN insider Form 4 filed for equity award, exercise, or tax withholding

Thiel John W (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Thiel John W (Director) Shares: 7,593
Form 4 Tax / Compensation Filing 2026-02-04

BEN insider Form 4 filed for equity award, exercise, or tax withholding

Noto Anthony (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Noto Anthony (Director) Shares: 7,593
Form 4 Tax / Compensation Filing 2026-02-04

BEN insider Form 4 filed for equity award, exercise, or tax withholding

Byerwalter Mariann H (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Byerwalter Mariann H (Director) Shares: 7,593
Form 4 Insider Buying 2026-02-02

BEN insider FRANKLIN RESOURCES INC (Insider) bought 75,000 shares (~$750.0K)

FRANKLIN RESOURCES INC, listed as Insider at FRANKLIN RESOURCES INC, reported an open-market purchase of 75,000 BEN shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

Filing: Form 4 (Insider Transaction) Insider: FRANKLIN RESOURCES INC (Insider) Shares: 75,000 Est. Value: $750.0K
Form 10-Q Quarterly Report 2026-01-30

BEN filed Quarterly Report (10-Q)

FRANKLIN RESOURCES INC filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
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