What SEC filings does BGC Group, Inc. submit to the SEC?

BGC Group, Inc. (BGC) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about BGC?

A Form 4 for BGC discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from BGC Group, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for BGC?

The 10-K is BGC Group, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all BGC SEC filings directly on EDGAR?

You can view all historical BGC Group, Inc. filings on the SEC EDGAR company page for BGC. Each filing card on this page links directly to the original SEC document.

How often does BGC Group, Inc. file with the SEC?

BGC Group, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling BGC shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

BGC SEC Filing News — BGC Group, Inc.

Latest SEC filings for BGC Group, Inc. (BGC) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-28.

BGC Group, Inc. operates as a financial brokerage and technology company in the United States, Europe, the Middle East, Africa, and the Asia Pacific. The company offers various brokerage services, such as government bonds and corporate bonds as well as interest rate derivatives and credit derivatives, foreign exchange, fixed income products, equities and futures and options; and brokerage and trade execution of ECS products, including listed derivatives and physical commodities in the oil and re…

Sector: Financial Services Industry: Capital Markets Market Cap: $5.3B

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for BGC currently lean bearish. Of the 20 filing records displayed, 1 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

BGC Filing Activity Snapshot 2026-02-12 — 2026-09-28

Insider Transactions (Form 4)

0 buys vs 1 sell

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$95.5K

AUBIN JEAN-PIERRE (Co-Chief Executive Officer) · 2026-03-09

10,000 shares · Form 4

Insider Transactions 9 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 9 filings in this group are Form 4s for BGC Group, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 9 insider filings shown, the breakdown is 7 compensation award, 1 disposition to issuer and 1 open-market sale. 1 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×7: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Disposition to issuer ×1: Shares were surrendered to or repurchased by the issuer rather than sold to other investors.
Open-market sale ×1: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Form 4 Disposition to issuer Tax / Compensation Filing 2026-08-31

BGC insider Form 4 filed for equity award, exercise, or tax withholding

AUBIN JEAN-PIERRE (Co-Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were surrendered to or repurchased by the issuer rather than sold to other investors.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`D`	Disposition to issuer	373,191	$12.12	$4.52M

Filing: Form 4 (Insider Transaction) Insider: AUBIN JEAN-PIERRE (Co-Chief Executive Officer) Shares: 373,191

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-01

BGC insider Form 4 filed for equity award, exercise, or tax withholding

Windeatt Sean A (COO and Co-CEO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	268,498	—	—
`F`	Tax withholding on vested shares	5,649	$9.84	$55.6K

Filing: Form 4 (Insider Transaction) Insider: Windeatt Sean A (COO and Co-CEO) Shares: 274,147

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-01

BGC insider Form 4 filed for equity award, exercise, or tax withholding

MERKEL STEPHEN M (Director, Chairman of the Board & GC) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	77,882	$9.84	$766.4K
`F`	Tax withholding on vested shares	16,576	$9.84	$163.1K

Filing: Form 4 (Insider Transaction) Insider: MERKEL STEPHEN M (Director, Chairman of the Board & GC) Shares: 94,458

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-01

BGC insider Form 4 filed for equity award, exercise, or tax withholding

Hauf Jason W. (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	42,835	—	—
`F`	Tax withholding on vested shares	6,320	$9.84	$62.2K

Filing: Form 4 (Insider Transaction) Insider: Hauf Jason W. (Chief Financial Officer) Shares: 49,155

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-01

BGC insider Form 4 filed for equity award, exercise, or tax withholding

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	269,557	—	—

Filing: Form 4 (Insider Transaction) Insider: AUBIN JEAN-PIERRE (Co-Chief Executive Officer) Shares: 269,557

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-01

BGC insider Form 4 filed for equity award, exercise, or tax withholding

ABULARRAGE JOHN J. (Co-Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	350,727	—	—

Filing: Form 4 (Insider Transaction) Insider: ABULARRAGE JOHN J. (Co-Chief Executive Officer) Shares: 350,727

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-03-16

BGC insider Form 4 filed for equity award, exercise, or tax withholding

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	164,890	—	—
`F`	Tax withholding on vested shares	41,516	$9.57	$397.3K

Filing: Form 4 (Insider Transaction) Insider: ABULARRAGE JOHN J. (Co-Chief Executive Officer) Shares: 206,406

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-03-16

BGC insider Form 4 filed for equity award, exercise, or tax withholding

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	78,456	—	—
`F`	Tax withholding on vested shares	14,392	$9.57	$137.7K

Filing: Form 4 (Insider Transaction) Insider: AUBIN JEAN-PIERRE (Co-Chief Executive Officer) Shares: 92,848

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-03-09

BGC insider AUBIN JEAN-PIERRE (Co-Chief Executive Officer) sold 10,000 shares (~$95.5K)

AUBIN JEAN-PIERRE, listed as Co-Chief Executive Officer at BGC Group, Inc., reported an open-market sale of 10,000 BGC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	10,000	$9.55	$95.5K

Filing: Form 4 (Insider Transaction) Insider: AUBIN JEAN-PIERRE (Co-Chief Executive Officer) Shares: 10,000 Est. Value: $95.5K

View on SEC EDGAR → Open Filing Document →

Material Events 7 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 7 in this period for BGC Group, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-09-28