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CAT SEC Filing News — Caterpillar Inc.

Latest SEC filings for Caterpillar Inc. (CAT) explained in plain English: insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). Sourced directly from SEC EDGAR.

What you’re looking at: Each item below is parsed from an actual SEC filing. Form 4 = confirmed insider transaction · Form 144 = proposed sale notice · 8-K = material event (earnings, M&A, leadership change, etc.) · 10-Q / 10-K = quarterly / annual report.
Form 8-K Material Company Update 2026-04-13

CAT filed 8-K — material company event

CATERPILLAR INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2026-04-10

CAT filed 8-K — material company event

CATERPILLAR INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Tax / Compensation Filing 2026-04-01

CAT insider Form 4 filed for equity award, exercise, or tax withholding

MacLennan David (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: MacLennan David (Director)
Form 4 Tax / Compensation Filing 2026-03-27

CAT insider Form 4 filed for equity award, exercise, or tax withholding

Creed Joseph E (Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Creed Joseph E (Chief Executive Officer)
Form 8-K Material Company Update 2026-03-26

CAT filed 8-K — material company event

CATERPILLAR INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Tax / Compensation Filing 2026-03-16

CAT insider Form 4 filed for equity award, exercise, or tax withholding

Creed Joseph E (Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Creed Joseph E (Chief Executive Officer)
Form 4 Tax / Compensation Filing 2026-03-16

CAT insider Form 4 filed for equity award, exercise, or tax withholding

Kaiser Jason (Group President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Kaiser Jason (Group President)
Form 4 Tax / Compensation Filing 2026-03-10

CAT insider Form 4 filed for equity award, exercise, or tax withholding

Kaiser Jason (Group President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Kaiser Jason (Group President)
Form 4 Tax / Compensation Filing 2026-03-10

CAT insider Form 4 filed for equity award, exercise, or tax withholding

Creed Joseph E (Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Creed Joseph E (Chief Executive Officer)
Form 4 Tax / Compensation Filing 2026-03-06

CAT insider Form 4 filed for equity award, exercise, or tax withholding

Umpleby III Donald J (Executive Chairman) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Umpleby III Donald J (Executive Chairman) Shares: 1,546
Form 4 Tax / Compensation Filing 2026-03-06

CAT insider Form 4 filed for equity award, exercise, or tax withholding

Shurman Rodney Michael (Group President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Shurman Rodney Michael (Group President) Shares: 117
Form 4 Tax / Compensation Filing 2026-03-06

CAT insider Form 4 filed for equity award, exercise, or tax withholding

Schaupp William E (Chief Accounting Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Schaupp William E (Chief Accounting Officer) Shares: 19
Form 4 Tax / Compensation Filing 2026-03-06

CAT insider Form 4 filed for equity award, exercise, or tax withholding

Owens Derek (Chief Legal Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Owens Derek (Chief Legal Officer) Shares: 338
Form 4 Insider Selling 2026-03-06

CAT insider Creed Joseph E (Chief Executive Officer) sold 2,500 shares (~$1.80M)

Creed Joseph E, listed as Chief Executive Officer at CATERPILLAR INC, reported an open-market sale of 2,500 CAT shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Creed Joseph E (Chief Executive Officer) Shares: 2,500 Est. Value: $1.80M
Form 4 Tax / Compensation Filing 2026-03-06

CAT insider Form 4 filed for equity award, exercise, or tax withholding

Kaiser Jason (Group President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Kaiser Jason (Group President) Shares: 368
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