CFFN SEC Filing News — Capitol Federal Financial, Inc.

Latest SEC filings for Capitol Federal Financial, Inc. (CFFN) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-16.

Capitol Federal Financial, Inc. operates as the holding company for Capitol Federal Savings Bank that provides various retail banking products and services in the United States. The company offers a range of deposit products, including savings accounts, money market accounts, interest-bearing and non-interest-bearing checking accounts, and certificates of deposit, as well as retirement accounts. It also provides various loan products, such as one- to four-family residential real estate loans, co…
Sector: Financial Services Industry: Banks - Regional Market Cap: $1.0B CIK: 1490906
20
Total Filings
0
Bullish Classifications
0
Bearish Classifications
8
Insider Transactions
9
Material Events (8-K)
3
Periodic Reports
What you're looking at: Each item below is parsed from an actual SEC filing submitted by Capitol Federal Financial, Inc.. Form 4 = confirmed insider transaction · Form 144 = proposed sale notice · 8-K = material event (earnings, M&A, leadership change, etc.) · 10-Q / 10-K = quarterly / annual report.
CFFN Filing Activity Snapshot 2026-01-05 — 2026-10-16
Insider Transactions (Form 4)
0 buys vs 0 sells
Insider buying and selling activity is balanced in this period.
Insider Transactions 8 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 8 filings in this group are Form 4s for Capitol Federal Financial, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 8 insider filings shown, the breakdown is 8 compensation award. None of the classified filings involved a discretionary open-market trade, so this period says nothing about what insiders think of the price.

What each transaction type means

Compensation award ×8
Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Form 4 Compensation award Tax / Compensation Filing 2026-09-24

CFFN insider Form 4 filed for equity award, exercise, or tax withholding

Skrobacz William Joseph Jr (Executive Vice President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 22,500 — —
Filing: Form 4 (Insider Transaction) Insider: Skrobacz William Joseph Jr (Executive Vice President) Shares: 22,500
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-01-05

CFFN insider Form 4 filed for equity award, exercise, or tax withholding

Jackson Rick C (Executive Vice President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 9,147 $8.65 $79.1K
D Disposition to issuer 9,147 $6.81 $62.3K
M Option exercise derivative · CFFN Phantom Stock 2022 9,147 $8.65 $79.1K
A Compensation award derivative · CFFN Phantom Stock 2025 12,288 $6.81 $83.7K
Filing: Form 4 (Insider Transaction) Insider: Jackson Rick C (Executive Vice President) Shares: 18,294
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-01-05

CFFN insider Form 4 filed for equity award, exercise, or tax withholding

Van Houweling Tara (Principal Accounting Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 2,825 $8.65 $24.4K
D Disposition to issuer 2,825 $6.81 $19.2K
M Option exercise derivative · CFFN Phantom Stock 2022 2,825 $8.65 $24.4K
A Compensation award derivative · CFFN Phantom Stock 2025 3,396 $6.81 $23.1K
Filing: Form 4 (Insider Transaction) Insider: Van Houweling Tara (Principal Accounting Officer) Shares: 5,650
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-01-05

CFFN insider Form 4 filed for equity award, exercise, or tax withholding

Haag Natalie G. (Executive Vice President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 8,727 $8.65 $75.5K
D Disposition to issuer 8,727 $6.81 $59.4K
M Option exercise derivative · CFFN Phantom Stock 2022 8,727 $8.65 $75.5K
A Compensation award derivative · CFFN Phantom Stock 2025 11,235 $6.81 $76.5K
Filing: Form 4 (Insider Transaction) Insider: Haag Natalie G. (Executive Vice President) Shares: 17,454
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-01-05

CFFN insider Form 4 filed for equity award, exercise, or tax withholding

TOWNSEND KENT G (Executive Vice President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 12,439 $8.65 $107.6K
D Disposition to issuer 12,439 $6.81 $84.7K
M Option exercise derivative · CFFN Phantom Stock 2022 12,439 $8.65 $107.6K
A Compensation award derivative · CFFN Phantom Stock 2025 14,897 $6.81 $101.4K
Filing: Form 4 (Insider Transaction) Insider: TOWNSEND KENT G (Executive Vice President) Shares: 24,878
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-01-05

CFFN insider Form 4 filed for equity award, exercise, or tax withholding

DICUS JOHN B (Director, Chairman, President and CEO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 17,341 $8.65 $150.0K
D Disposition to issuer 17,341 $6.81 $118.1K
M Option exercise derivative · CFFN Phantom Stock 2022 17,341 $8.65 $150.0K
A Compensation award derivative · CFFN Phantom Stock 2025 22,026 $6.81 $150.0K
Filing: Form 4 (Insider Transaction) Insider: DICUS JOHN B (Director, Chairman, President and CEO) Shares: 34,682
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-01-05

CFFN insider Form 4 filed for equity award, exercise, or tax withholding

Barry Anthony S. (Executive Vice President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 8,080 $8.65 $69.9K
D Disposition to issuer 8,080 $6.81 $55.0K
M Option exercise derivative · CFFN Phantom Stock 2022 8,080 $8.65 $69.9K
A Compensation award derivative · CFFN Phantom Stock 2025 10,466 $6.81 $71.3K
Filing: Form 4 (Insider Transaction) Insider: Barry Anthony S. (Executive Vice President) Shares: 16,160
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-01-05

CFFN insider Form 4 filed for equity award, exercise, or tax withholding

Skrobacz William Joseph Jr (Executive Vice President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award derivative · CFFN Phantom Stock 2025 10,152 $6.81 $69.1K
Filing: Form 4 (Insider Transaction) Insider: Skrobacz William Joseph Jr (Executive Vice President)
View on SEC EDGAR → Open Filing Document →
Material Events 9 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 9 in this period for Capitol Federal Financial, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-10-16

CFFN filed 8-K — material company event

Capitol Federal Financial, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-09-24

CFFN filed 8-K — material company event

Capitol Federal Financial, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-09-22

CFFN filed 8-K — material company event

Capitol Federal Financial, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-29

CFFN filed 8-K — material company event

Capitol Federal Financial, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-04-29

CFFN filed 8-K — material company event

Capitol Federal Financial, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K/A Amended Material Company Update 2026-02-02

CFFN filed amended 8-K — material company event

Capitol Federal Financial, Inc. filed an amended 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K/A (Material Event Amendment)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-01-29

CFFN filed 8-K — material company event

Capitol Federal Financial, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-01-28

CFFN filed 8-K — material company event

Capitol Federal Financial, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-01-23

CFFN filed 8-K — material company event

Capitol Federal Financial, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Periodic Reports 3 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 3 quarterly reports (10-Q) for Capitol Federal Financial, Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-07

CFFN filed Quarterly Report (10-Q)

Capitol Federal Financial, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
View on SEC EDGAR → Open Filing Document →
Form 10-Q Quarterly Report 2026-05-08

CFFN filed Quarterly Report (10-Q)

Capitol Federal Financial, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
View on SEC EDGAR → Open Filing Document →
Form 10-Q Quarterly Report 2026-02-06

CFFN filed Quarterly Report (10-Q)

Capitol Federal Financial, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
View on SEC EDGAR → Open Filing Document →

How we classify Capitol Federal Financial, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on CFFN. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — CFFN SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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