Latest SEC filings for The Carlyle Group Inc. (CG) explained in plain English: insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). Sourced directly from SEC EDGAR.
Rubenstein David M., listed as Director at Carlyle Group Inc., reported an open-market sale of 500,000 CG shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
David M. Rubenstein filed a Form 144 with the SEC indicating intent to sell CG (Carlyle Group Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.
Carlyle Group Inc., listed as 10% Owner at Carlyle Group Inc., reported an open-market sale of 26,105,840 CG shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Carlyle Group Inc. (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Carlyle Group Inc., listed as 10% Owner at Carlyle Group Inc., reported an open-market sale of 19,840,268 CG shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Carlyle Group Inc. filed its annual report with the SEC. This report includes audited financial statements, business overview, risk factors, and management discussion.
Carlyle Group Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer
Redett John C. (Co-President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Jenkins Mark David (Co-President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Andrews Charles Elliott Jr. (Chief Accounting Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Plouffe Justin (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Nedelman Jeffrey (Co-President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Ferguson Jeffrey W. (General Counsel) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
SCHWARTZ HARVEY M (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
LoBue Lindsay (Chief Operating Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.