A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 9 filings in this group are Form 4s for Cognition Therapeutics, Inc.
The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.
Across the 9 insider filings shown, the breakdown is 5 compensation award, 3 open-market purchase and 1 tax withholding. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.
Form 4
Compensation award
Tax / Compensation Filing
2026-06-22
CGTX insider Form 4 filed for equity award, exercise, or tax withholding
Khattar Jack A. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
A |
Compensation award
|
25,000 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Khattar Jack A. (Director)
Shares: 25,000
Form 4
Compensation award
Tax / Compensation Filing
2026-06-22
CGTX insider Form 4 filed for equity award, exercise, or tax withholding
Monia Brett P (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
A |
Compensation award
|
25,000 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Monia Brett P (Director)
Shares: 25,000
Form 4
Compensation award
Tax / Compensation Filing
2026-06-22
CGTX insider Form 4 filed for equity award, exercise, or tax withholding
Wallace Peggy (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
A |
Compensation award
|
25,000 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Wallace Peggy (Director)
Shares: 25,000
Form 4
Compensation award
Tax / Compensation Filing
2026-06-22
CGTX insider Form 4 filed for equity award, exercise, or tax withholding
RICHSTONE ELLEN B (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
A |
Compensation award
|
25,000 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: RICHSTONE ELLEN B (Director)
Shares: 25,000
Form 4
Compensation award
Tax / Compensation Filing
2026-06-22
CGTX insider Form 4 filed for equity award, exercise, or tax withholding
Fletcher Aaron G.L. (Director, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
A |
Compensation award
|
25,000 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Fletcher Aaron G.L. (Director, 10% Owner)
Shares: 25,000
Form 4
Tax withholding
Tax / Compensation Filing
2026-05-04
CGTX insider Form 4 filed for equity award, exercise, or tax withholding
Doyle John Brendan (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
F |
Tax withholding on vested shares
|
8,567 |
$1.28 |
$11.0K |
Filing: Form 4 (Insider Transaction)
Insider: Doyle John Brendan (Chief Financial Officer)
Shares: 8,567
Form 4
Open-market purchase
Insider Buying
2026-04-20
CGTX insider Doyle John Brendan (Chief Financial Officer) bought 10,000 shares (~$11.3K)
Doyle John Brendan, listed as Chief Financial Officer at COGNITION THERAPEUTICS INC, reported an open-market purchase of 10,000 CGTX shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.
The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
P |
Open-market purchase
|
10,000 |
$1.13 |
$11.3K |
Filing: Form 4 (Insider Transaction)
Insider: Doyle John Brendan (Chief Financial Officer)
Shares: 10,000
Est. Value: $11.3K
Form 4
Open-market purchase
Insider Buying
2026-04-20
CGTX insider Ricciardi Lisa (Director, CEO & President) bought 9,175 shares (~$10.1K)
Ricciardi Lisa, listed as Director, CEO & President at COGNITION THERAPEUTICS INC, reported an open-market purchase of 9,175 CGTX shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.
The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
P |
Open-market purchase
|
9,175 |
$1.10 |
$10.1K |
Filing: Form 4 (Insider Transaction)
Insider: Ricciardi Lisa (Director, CEO & President)
Shares: 9,175
Est. Value: $10.1K
Form 4
Open-market purchase
Insider Buying
2026-04-20
CGTX insider Caggiano Anthony (Chief Medical Officer) bought 10,000 shares (~$11.1K)
Caggiano Anthony, listed as Chief Medical Officer at COGNITION THERAPEUTICS INC, reported an open-market purchase of 10,000 CGTX shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.
The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
P |
Open-market purchase
|
10,000 |
$1.11 |
$11.1K |
Filing: Form 4 (Insider Transaction)
Insider: Caggiano Anthony (Chief Medical Officer)
Shares: 10,000
Est. Value: $11.1K