COF SEC Filing News — Capital One Financial Corporation

Latest SEC filings for Capital One Financial Corporation (COF) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-31.

Capital One Financial Corporation operates as the financial services holding company for the Capital One, National Association, which engages in the provision of various financial products and services in the United States, Canada, and the United Kingdom. It operates through three segments: Credit Card, Consumer Banking, and Commercial Banking. The company accepts checking accounts, money market deposits, negotiable order of withdrawals, savings deposits, time deposits, and sweep accounts. Its l…
Sector: Financial Services Industry: Credit Services Market Cap: $128.2B CIK: 927628
20
Total Filings
0
Bullish Signals
5
Bearish Signals
7
Insider Transactions
6
Material Events (8-K)
1
Periodic Reports
Insider activity for COF has skewed bearish recently. Of the 20 filings tracked, 5 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
COF Filing Activity Snapshot 2026-05-12 — 2026-07-31
Insider Transactions (Form 4)
0 buys vs 5 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Transaction
$4.08M
RAVI S RAGHU · 2026-07-31
9,726 shares · Form 144
Form 144 Notices
6
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 144 Proposed Insider Sale 2026-07-31

COF Form 144 filed for proposed insider sale by RAVI S RAGHU (9,726 shares) ~$4.08M

RAVI S RAGHU filed a Form 144 with the SEC indicating intent to sell COF (CAPITAL ONE FINANCIAL CORP) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: RAVI S RAGHU Shares: 9,726 Est. Value: $4.08M
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-07-30

COF insider Golden Timothy P (SVP, Chief Accounting Officer) sold 3,487 shares (~$735.8K)

Golden Timothy P, listed as SVP, Chief Accounting Officer at CAPITAL ONE FINANCIAL CORP, reported an open-market sale of 3,487 COF shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Golden Timothy P (SVP, Chief Accounting Officer) Shares: 3,487 Est. Value: $735.8K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-07-29

COF Form 144 filed for proposed insider sale by TIMOTHY GOLDEN (3,487 shares) ~$1.47M

TIMOTHY GOLDEN filed a Form 144 with the SEC indicating intent to sell COF (CAPITAL ONE FINANCIAL CORP) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: TIMOTHY GOLDEN Shares: 3,487 Est. Value: $1.47M
View on SEC EDGAR → Open Filing Document →
Form 10-Q Quarterly Report 2026-07-28

COF filed Quarterly Report (10-Q)

CAPITAL ONE FINANCIAL CORP filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-21

COF filed 8-K — material company event

CAPITAL ONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-21

COF filed 8-K — material company event

CAPITAL ONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-07-08

COF insider Cooper Matthew W (General Counsel & Corp Secy) sold 3,500 shares (~$728.0K)

Cooper Matthew W, listed as General Counsel & Corp Secy at CAPITAL ONE FINANCIAL CORP, reported an open-market sale of 3,500 COF shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Cooper Matthew W (General Counsel & Corp Secy) Shares: 3,500 Est. Value: $728.0K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-07-07

COF Form 144 filed for proposed insider sale by MATTHEW COOPER (3,500 shares) ~$1.46M

MATTHEW COOPER filed a Form 144 with the SEC indicating intent to sell COF (CAPITAL ONE FINANCIAL CORP) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: MATTHEW COOPER Shares: 3,500 Est. Value: $1.46M
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-06-25

COF Form 144 filed for proposed insider sale by ANN FRITZ HACKETT (3,000 shares) ~$1.26M

ANN FRITZ HACKETT filed a Form 144 with the SEC indicating intent to sell COF (CAPITAL ONE FINANCIAL CORP) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: ANN FRITZ HACKETT Shares: 3,000 Est. Value: $1.26M
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-06-15

COF filed 8-K — material company event

CAPITAL ONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-06-09

COF filed 8-K — material company event

CAPITAL ONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-06-08

COF filed 8-K — material company event

CAPITAL ONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-06-03

COF insider Cooper Matthew W (General Counsel & Corp Secy) sold 3,500 shares (~$641.8K)

Cooper Matthew W, listed as General Counsel & Corp Secy at CAPITAL ONE FINANCIAL CORP, reported an open-market sale of 3,500 COF shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Cooper Matthew W (General Counsel & Corp Secy) Shares: 3,500 Est. Value: $641.8K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-06-02

COF Form 144 filed for proposed insider sale by MATTHEW COOPER (3,500 shares) ~$1.28M

MATTHEW COOPER filed a Form 144 with the SEC indicating intent to sell COF (CAPITAL ONE FINANCIAL CORP) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: MATTHEW COOPER Shares: 3,500 Est. Value: $1.28M
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-05-15

COF filed 8-K — material company event

CAPITAL ONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-05-14

COF insider Haggerty Kaitlin (Chief Human Resources Officer) sold 1,426 shares (~$262.1K)

Haggerty Kaitlin, listed as Chief Human Resources Officer at CAPITAL ONE FINANCIAL CORP, reported an open-market sale of 1,426 COF shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Haggerty Kaitlin (Chief Human Resources Officer) Shares: 1,426 Est. Value: $262.1K
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-05-14

COF insider Cooper Matthew W (General Counsel & Corp Secy) sold 3,500 shares (~$643.8K)

Cooper Matthew W, listed as General Counsel & Corp Secy at CAPITAL ONE FINANCIAL CORP, reported an open-market sale of 3,500 COF shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Cooper Matthew W (General Counsel & Corp Secy) Shares: 3,500 Est. Value: $643.8K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-05-13

COF Form 144 filed for proposed insider sale by KAITLIN HAGGERTY (119 shares) ~$43.5K

KAITLIN HAGGERTY filed a Form 144 with the SEC indicating intent to sell COF (CAPITAL ONE FINANCIAL CORP) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: KAITLIN HAGGERTY Shares: 119 Est. Value: $43.5K
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-12

COF insider Form 4 filed for equity award, exercise, or tax withholding

Locoh-Donou Francois (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Locoh-Donou Francois (Director) Shares: 1,294
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-12

COF insider Form 4 filed for equity award, exercise, or tax withholding

Detrick Christine Rose (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Detrick Christine Rose (Director) Shares: 1,294
View on SEC EDGAR → Open Filing Document →

Understanding Capital One Financial Corporation's SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of COF shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that Capital One Financial Corporation must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Capital One Financial Corporation's financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — COF SEC Filings

What SEC filings does Capital One Financial Corporation submit to the SEC?

Capital One Financial Corporation (COF) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about COF?

A Form 4 for COF discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Capital One Financial Corporation?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for COF?

The 10-K is Capital One Financial Corporation's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all COF SEC filings directly on EDGAR?

You can view all historical Capital One Financial Corporation filings on the SEC EDGAR company page for COF. Each filing card on this page links directly to the original SEC document.

How often does Capital One Financial Corporation file with the SEC?

Capital One Financial Corporation files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling COF shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.