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COF SEC Filing News — Capital One Financial Corporation

Latest SEC filings for Capital One Financial Corporation (COF) explained in plain English: insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). Sourced directly from SEC EDGAR.

What you’re looking at: Each item below is parsed from an actual SEC filing. Form 4 = confirmed insider transaction · Form 144 = proposed sale notice · 8-K = material event (earnings, M&A, leadership change, etc.) · 10-Q / 10-K = quarterly / annual report.
Form 8-K Material Company Update 2026-04-21

COF filed 8-K — material company event

CAPITAL ONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2026-04-21

COF filed 8-K — material company event

CAPITAL ONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Tax / Compensation Filing 2026-04-09

COF insider Form 4 filed for equity award, exercise, or tax withholding

LaPrade,III Frank G. (Chief Enterprise Srvcs Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: LaPrade,III Frank G. (Chief Enterprise Srvcs Officer) Shares: 11,041
Form 8-K Material Company Update 2026-04-07

COF filed 8-K — material company event

CAPITAL ONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Insider Selling 2026-04-03

COF insider Dean Lia (Pres, Banking & Prem. Products) sold 1,692 shares (~$314.1K)

Dean Lia, listed as Pres, Banking & Prem. Products at CAPITAL ONE FINANCIAL CORP, reported an open-market sale of 1,692 COF shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Dean Lia (Pres, Banking & Prem. Products) Shares: 1,692 Est. Value: $314.1K
Form 4 Insider Selling 2026-04-03

COF insider Karam Celia (Pres, Retail Bank) sold 1,099 shares (~$204.0K)

Karam Celia, listed as Pres, Retail Bank at CAPITAL ONE FINANCIAL CORP, reported an open-market sale of 1,099 COF shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Karam Celia (Pres, Retail Bank) Shares: 1,099 Est. Value: $204.0K
Form 144 Proposed Insider Sale 2026-04-01

COF Form 144 filed for proposed insider sale by LIA DEAN (1,692 shares) ~$628.1K

LIA DEAN filed a Form 144 with the SEC indicating intent to sell COF (CAPITAL ONE FINANCIAL CORP) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: LIA DEAN Shares: 1,692 Est. Value: $628.1K
Form 144 Proposed Insider Sale 2026-04-01

COF Form 144 filed for proposed insider sale by CELIA EDWARDS KARAM (1,099 shares) ~$408.0K

CELIA EDWARDS KARAM filed a Form 144 with the SEC indicating intent to sell COF (CAPITAL ONE FINANCIAL CORP) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: CELIA EDWARDS KARAM Shares: 1,099 Est. Value: $408.0K
Form 8-K Material Company Update 2026-03-16

COF filed 8-K — material company event

CAPITAL ONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Tax / Compensation Filing 2026-03-11

COF insider Form 4 filed for equity award, exercise, or tax withholding

Alexander Robert M. (Chief Information Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Alexander Robert M. (Chief Information Officer) Shares: 14,448
Form 4 Tax / Compensation Filing 2026-03-11

COF insider Form 4 filed for equity award, exercise, or tax withholding

Cooper Matthew W (General Counsel & Corp Secy) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Cooper Matthew W (General Counsel & Corp Secy) Shares: 11,745
Form 4 Tax / Compensation Filing 2026-03-11

COF insider Form 4 filed for equity award, exercise, or tax withholding

Dean Lia (Pres, Banking & Prem. Products) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Dean Lia (Pres, Banking & Prem. Products) Shares: 12,150
Form 4 Tax / Compensation Filing 2026-03-11

COF insider Form 4 filed for equity award, exercise, or tax withholding

Blinde Neal (President, Commercial Banking) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Blinde Neal (President, Commercial Banking) Shares: 11,966
Form 4 Tax / Compensation Filing 2026-03-11

COF insider Form 4 filed for equity award, exercise, or tax withholding

Haggerty Kaitlin (Chief Human Resources Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Haggerty Kaitlin (Chief Human Resources Officer) Shares: 7,714
Form 4 Tax / Compensation Filing 2026-03-11

COF insider Form 4 filed for equity award, exercise, or tax withholding

Karam Celia (Pres, Retail Bank) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Karam Celia (Pres, Retail Bank) Shares: 10,780
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