COMP SEC Filing News — Compass, Inc.

Latest SEC filings for Compass, Inc. (COMP) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-17.

Compass, Inc. provides an end-to-end technology platform for residential real estate in the United States. The company offers the Compass Platform, a technology platform that provides an integrated suite of cloud-based software for customer relationship management, marketing, client service, brokerage services, and other functionalities for the real estate industry, as well as title, escrow, and mortgage services. It also operates Christie's International Real Estate (CIRE) platform, a multi-ten…
Sector: Real Estate Industry: Real Estate Services Market Cap: $6.9B CIK: 1563190
12
Total Filings
0
Bullish Classifications
2
Bearish Classifications
9
Insider Transactions
1
Material Events (8-K)
1
Periodic Reports
Rule-based classifications for COMP currently lean bearish. Of the 12 filing records displayed, 2 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
COMP Filing Activity Snapshot 2026-06-17 — 2026-09-17
Insider Transactions (Form 4)
0 buys vs 2 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Form 144 Filing
$293.3K
Reffkin Robert L. (Director, Chairman and CEO) · 2026-07-02
23,456 shares · Form 4
Form 144 Notices
1
Proposed insider sale filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 9 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 9 filings in this group are Form 4s for Compass, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 9 insider filings shown, the breakdown is 7 option exercise and 2 open-market sale. 2 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Option exercise ×7
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Open-market sale ×2
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Form 4 Option exercise Tax / Compensation Filing 2026-09-17

COMP insider Form 4 filed for equity award, exercise, or tax withholding

Gustavson Timothy B. (Chief Accounting Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 2,299 — —
F Tax withholding on vested shares 1,176 $10.65 $12.5K
M Option exercise derivative · Restricted Stock Unit (RSU) 2,299 — —
Filing: Form 4 (Insider Transaction) Insider: Gustavson Timothy B. (Chief Accounting Officer) Shares: 3,475
View on SEC EDGAR → Open Filing Document →
Form 4 Option exercise Tax / Compensation Filing 2026-09-17

COMP insider Form 4 filed for equity award, exercise, or tax withholding

Glass Ethan Charles (Chief Legal Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 101,734 — —
F Tax withholding on vested shares 50,970 $10.65 $542.8K
M Option exercise derivative · Restricted Stock Unit (RSU) 38,150 — —
M Option exercise derivative · Restricted Stock Unit (RSU) 63,584 — —
Filing: Form 4 (Insider Transaction) Insider: Glass Ethan Charles (Chief Legal Officer) Shares: 152,704
View on SEC EDGAR → Open Filing Document →
Form 4 Option exercise Tax / Compensation Filing 2026-09-17

COMP insider Form 4 filed for equity award, exercise, or tax withholding

Wahlers Scott R. (CFO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 47,466 — —
F Tax withholding on vested shares 24,297 $10.65 $258.8K
M Option exercise derivative · Restricted Stock Unit (RSU) 27,671 — —
M Option exercise derivative · Restricted Stock Unit (RSU) 19,795 — —
Filing: Form 4 (Insider Transaction) Insider: Wahlers Scott R. (CFO) Shares: 71,763
View on SEC EDGAR → Open Filing Document →
Form 4 Option exercise Tax / Compensation Filing 2026-08-05

COMP insider Form 4 filed for equity award, exercise, or tax withholding

Sordello Steven J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 2,419 — —
M Option exercise derivative · Restricted Stock Unit (RSU) 2,419 — —
Filing: Form 4 (Insider Transaction) Insider: Sordello Steven J (Director) Shares: 2,419
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-08-05

COMP insider Reffkin Robert L. (Director, Chairman and CEO) sold 23,456 shares (~$274.4K)

Reffkin Robert L., listed as Director, Chairman and CEO at Compass, Inc., reported an open-market sale of 23,456 COMP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 23,456 $11.70 $274.4K
Filing: Form 4 (Insider Transaction) Insider: Reffkin Robert L. (Director, Chairman and CEO) Shares: 23,456 Est. Value: $274.4K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-07-02

COMP insider Reffkin Robert L. (Director, Chairman and CEO) sold 23,456 shares (~$293.3K)

Reffkin Robert L., listed as Director, Chairman and CEO at Compass, Inc., reported an open-market sale of 23,456 COMP shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 23,456 $12.51 $293.3K
Filing: Form 4 (Insider Transaction) Insider: Reffkin Robert L. (Director, Chairman and CEO) Shares: 23,456 Est. Value: $293.3K
View on SEC EDGAR → Open Filing Document →
Form 4 Option exercise Tax / Compensation Filing 2026-06-17

COMP insider Form 4 filed for equity award, exercise, or tax withholding

Gustavson Timothy B. (Chief Accounting Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 2,299 — —
F Tax withholding on vested shares 1,176 $8.59 $10.1K
M Option exercise derivative · Restricted Stock Unit (RSU) 2,299 — —
Filing: Form 4 (Insider Transaction) Insider: Gustavson Timothy B. (Chief Accounting Officer) Shares: 3,475
View on SEC EDGAR → Open Filing Document →
Form 4 Option exercise Tax / Compensation Filing 2026-06-17

COMP insider Form 4 filed for equity award, exercise, or tax withholding

Glass Ethan Charles (Chief Legal Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 101,733 — —
F Tax withholding on vested shares 50,970 $8.59 $437.8K
M Option exercise derivative · Restricted Stock Unit (RSU) 38,150 — —
M Option exercise derivative · Restricted Stock Unit (RSU) 63,583 — —
Filing: Form 4 (Insider Transaction) Insider: Glass Ethan Charles (Chief Legal Officer) Shares: 152,703
View on SEC EDGAR → Open Filing Document →
Form 4 Option exercise Tax / Compensation Filing 2026-06-17

COMP insider Form 4 filed for equity award, exercise, or tax withholding

Wahlers Scott R. (CFO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 47,466 — —
F Tax withholding on vested shares 24,233 $8.59 $208.2K
M Option exercise derivative · Restricted Stock Unit (RSU) 27,671 — —
M Option exercise derivative · Restricted Stock Unit (RSU) 19,795 — —
Filing: Form 4 (Insider Transaction) Insider: Wahlers Scott R. (CFO) Shares: 71,699
View on SEC EDGAR → Open Filing Document →
Proposed Insider Sales 1 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Compass, Inc. has 1 such notice in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-06-17

COMP Form 144 filed for proposed insider sale by BRADLEY SERWIN (902 shares) ~$8.5K

BRADLEY SERWIN filed a Form 144 with the SEC indicating intent to sell COMP (Compass, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: BRADLEY SERWIN Shares: 902 Est. Value: $8.5K
View on SEC EDGAR → Open Filing Document →
Material Events 1 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There is 1 in this period for Compass, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-08-04

COMP filed 8-K — material company event

Compass, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 quarterly report (10-Q) for Compass, Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-06

COMP filed Quarterly Report (10-Q)

Compass, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
View on SEC EDGAR → Open Filing Document →

How we classify Compass, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on COMP. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — COMP SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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