What SEC filings does Equitable Holdings, Inc. submit to the SEC?

Equitable Holdings, Inc. (EQH) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about EQH?

A Form 4 for EQH discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Equitable Holdings, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for EQH?

The 10-K is Equitable Holdings, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all EQH SEC filings directly on EDGAR?

You can view all historical Equitable Holdings, Inc. filings on the SEC EDGAR company page for EQH. Each filing card on this page links directly to the original SEC document.

How often does Equitable Holdings, Inc. file with the SEC?

Equitable Holdings, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling EQH shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

EQH SEC Filing News — Equitable Holdings, Inc.

Latest SEC filings for Equitable Holdings, Inc. (EQH) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-25.

Equitable Holdings, Inc., together with its consolidated subsidiaries, operates as a diversified financial services company worldwide. The company operates through six segments: Individual Retirement, Group Retirement, Asset Management, Protection Solutions, Wealth Management, and Legacy. The Individual Retirement variable annuity products, including structured capital strategies, retirement cornerstone, and investment edge primarily to affluent and high net worth individuals. The Group Retireme…

Sector: Financial Services Industry: Asset Management Market Cap: $14.5B CIK: 1333986

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for EQH currently lean bearish. Of the 20 filing records displayed, 6 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

EQH Filing Activity Snapshot 2026-08-11 — 2026-09-25

Insider Transactions (Form 4)

0 buys vs 6 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$794.5K

Nick Lane · 2026-09-04

14,923 shares · Form 144

Form 144 Notices

Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 13 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 13 filings in this group are Form 4s for Equitable Holdings, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 13 insider filings shown, the breakdown is 7 compensation award and 6 open-market sale. 6 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×7: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market sale ×6: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Form 4 Open-market sale Insider Selling 2026-09-21

EQH insider SCOTT BERTRAM L (Director) sold 2,780 shares (~$151.1K)

SCOTT BERTRAM L, listed as Director at Equitable Holdings, Inc., reported an open-market sale of 2,780 EQH shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	2,780	$54.35	$151.1K

Filing: Form 4 (Insider Transaction) Insider: SCOTT BERTRAM L (Director) Shares: 2,780 Est. Value: $151.1K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-18

EQH insider MacKay Craig C (Director) sold 2,000 shares (~$108.5K)

MacKay Craig C, listed as Director at Equitable Holdings, Inc., reported an open-market sale of 2,000 EQH shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	2,000	$54.27	$108.5K

Filing: Form 4 (Insider Transaction) Insider: MacKay Craig C (Director) Shares: 2,000 Est. Value: $108.5K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-08

EQH insider Lane Nick (See Remarks) sold 14,923 shares (~$794.5K)

Lane Nick, listed as See Remarks at Equitable Holdings, Inc., reported an open-market sale of 14,923 EQH shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	14,923	$53.24	$794.5K

Filing: Form 4 (Insider Transaction) Insider: Lane Nick (See Remarks) Shares: 14,923 Est. Value: $794.5K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-04

EQH insider Isaacs-Lowe Arlene (Director) sold 1,000 shares (~$52.8K)

Isaacs-Lowe Arlene, listed as Director at Equitable Holdings, Inc., reported an open-market sale of 1,000 EQH shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	1,000	$52.83	$52.8K

Filing: Form 4 (Insider Transaction) Insider: Isaacs-Lowe Arlene (Director) Shares: 1,000 Est. Value: $52.8K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-18

EQH insider HURD JEFFREY J (Chief Operating Officer) sold 14,359 shares (~$746.4K)

HURD JEFFREY J, listed as Chief Operating Officer at Equitable Holdings, Inc., reported an open-market sale of 14,359 EQH shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	9,359	$21.34	$199.7K
`S`	Open-market sale	4,659	$51.39	$239.4K
`S`	Open-market sale	4,200	$52.51	$220.6K
`S`	Open-market sale	500	$53.05	$26.5K
`S`	Open-market sale	2,459	$51.39	$126.4K
`S`	Open-market sale	2,241	$52.50	$117.7K
`S`	Open-market sale	300	$53.06	$15.9K
`M`	Option exercise derivative · Employee Stock Options (right to buy)	9,359	—	—

Filing: Form 4 (Insider Transaction) Insider: HURD JEFFREY J (Chief Operating Officer) Shares: 14,359 Est. Value: $746.4K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-11

EQH insider Form 4 filed for equity award, exercise, or tax withholding

Pearson Mark (Director, President and CEO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,358	—	—

Filing: Form 4 (Insider Transaction) Insider: Pearson Mark (Director, President and CEO) Shares: 1,358

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-11

EQH insider Form 4 filed for equity award, exercise, or tax withholding

Raju Robin M (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	320	—	—

Filing: Form 4 (Insider Transaction) Insider: Raju Robin M (Chief Financial Officer) Shares: 320

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-11

EQH insider Form 4 filed for equity award, exercise, or tax withholding

Eckert William James IV (Chief Accounting Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	47	—	—

Filing: Form 4 (Insider Transaction) Insider: Eckert William James IV (Chief Accounting Officer) Shares: 47

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-11

EQH insider Form 4 filed for equity award, exercise, or tax withholding

HURD JEFFREY J (Chief Operating Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	271	—	—

Filing: Form 4 (Insider Transaction) Insider: HURD JEFFREY J (Chief Operating Officer) Shares: 271

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-11

EQH insider Form 4 filed for equity award, exercise, or tax withholding

Lane Nick (See Remarks) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	314	—	—

Filing: Form 4 (Insider Transaction) Insider: Lane Nick (See Remarks) Shares: 314

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-11

EQH insider Form 4 filed for equity award, exercise, or tax withholding

BERNSTEIN SETH P (See Remarks) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	103	—	—

Filing: Form 4 (Insider Transaction) Insider: BERNSTEIN SETH P (See Remarks) Shares: 103

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-11

EQH insider Form 4 filed for equity award, exercise, or tax withholding

Meyers Kurt (Chief Legal Officer, Secretary) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	197	—	—

Filing: Form 4 (Insider Transaction) Insider: Meyers Kurt (Chief Legal Officer, Secretary) Shares: 197

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-11

EQH insider MacKay Craig C (Director) sold 2,200 shares (~$113.0K)

MacKay Craig C, listed as Director at Equitable Holdings, Inc., reported an open-market sale of 2,200 EQH shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	2,200	$51.37	$113.0K

Filing: Form 4 (Insider Transaction) Insider: MacKay Craig C (Director) Shares: 2,200 Est. Value: $113.0K

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 6 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Equitable Holdings, Inc. has 6 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-09-21

EQH Form 144 filed for proposed insider sale by BERTRAM L SCOTT (2,780 shares) ~$151.1K

BERTRAM L SCOTT filed a Form 144 with the SEC indicating intent to sell EQH (Equitable Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: BERTRAM L SCOTT Shares: 2,780 Est. Value: $151.1K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-09-17

EQH Form 144 filed for proposed insider sale by CRAIG MACKAY (2,000 shares) ~$108.5K

CRAIG MACKAY filed a Form 144 with the SEC indicating intent to sell EQH (Equitable Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: CRAIG MACKAY Shares: 2,000 Est. Value: $108.5K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-09-04

EQH Form 144 filed for proposed insider sale by ARLENE ISAACS-LOWE (1,000 shares) ~$52.8K

ARLENE ISAACS-LOWE filed a Form 144 with the SEC indicating intent to sell EQH (Equitable Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: ARLENE ISAACS-LOWE Shares: 1,000 Est. Value: $52.8K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-09-04

EQH Form 144 filed for proposed insider sale by Nick Lane (14,923 shares) ~$794.5K

Nick Lane filed a Form 144 with the SEC indicating intent to sell EQH (Equitable Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Nick Lane Shares: 14,923 Est. Value: $794.5K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-08-17

EQH Form 144 filed for proposed insider sale by JEFFREY HURD (14,359 shares) ~$762.3K

JEFFREY HURD filed a Form 144 with the SEC indicating intent to sell EQH (Equitable Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: JEFFREY HURD Shares: 14,359 Est. Value: $762.3K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-08-11

EQH Form 144 filed for proposed insider sale by CRAIG MACKAY (2,200 shares) ~$113.0K

Filing: Form 144 (Proposed Sale Notice) Insider: CRAIG MACKAY Shares: 2,200 Est. Value: $113.0K

View on SEC EDGAR → Open Filing Document →

Material Events 1 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There is 1 in this period for Equitable Holdings, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-09-25

EQH filed 8-K — material company event

Equitable Holdings, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

How we classify Equitable Holdings, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on EQH. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — EQH SEC Filings

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EQH Full Analysis

Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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