What SEC filings does Ethan Allen Interiors Inc. submit to the SEC?

Ethan Allen Interiors Inc. (ETD) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about ETD?

A Form 4 for ETD discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Ethan Allen Interiors Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for ETD?

The 10-K is Ethan Allen Interiors Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all ETD SEC filings directly on EDGAR?

You can view all historical Ethan Allen Interiors Inc. filings on the SEC EDGAR company page for ETD. Each filing card on this page links directly to the original SEC document.

How often does Ethan Allen Interiors Inc. file with the SEC?

Ethan Allen Interiors Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling ETD shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

ETD SEC Filing News — Ethan Allen Interiors Inc.

Latest SEC filings for Ethan Allen Interiors Inc. (ETD) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-21.

Ethan Allen Interiors Inc. operates as an interior design company, and manufacturer and retailer of home furnishings in the United States and internationally. The company operates through two segments: Wholesale and Retail. It offers case goods items, such as beds, dressers, armoires, tables, chairs, buffets, entertainment units, home office furniture, and wooden accents; upholstery comprising fabric-covered items, such as sleepers, recliners and other motion furniture, chairs, ottomans, custom …

Sector: Consumer Cyclical Industry: Furnishings, Fixtures & Appliances Market Cap: $504.8M CIK: 896156

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for ETD currently lean bearish. Of the 20 filing records displayed, 1 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

ETD Filing Activity Snapshot 2025-10-29 — 2026-09-21

Insider Transactions (Form 4)

0 buys vs 1 sell

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$597.8K

KATHWARI M FAROOQ (Director, Chairman, President & CEO) · 2026-09-02

23,874 shares · Form 4

Form 144 Notices

Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 9 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 9 filings in this group are Form 4s for Ethan Allen Interiors Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 9 insider filings shown, the breakdown is 3 option exercise, 3 tax withholding, 2 compensation award and 1 open-market sale. 1 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Option exercise ×3: The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Tax withholding ×3: Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.
Compensation award ×2: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market sale ×1: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Form 4 Option exercise Tax / Compensation Filing 2026-09-11

ETD insider Form 4 filed for equity award, exercise, or tax withholding

McNulty Matthew J (SVP, CFO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	677	$21.93	$14.8K
`F`	Tax withholding on vested shares	169	$21.93	$3.7K

Filing: Form 4 (Insider Transaction) Insider: McNulty Matthew J (SVP, CFO) Shares: 846

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-09-11

ETD insider Form 4 filed for equity award, exercise, or tax withholding

Phillips Amy (EVP, Retail Division) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	990	$21.93	$21.7K
`F`	Tax withholding on vested shares	354	$21.93	$7.8K

Filing: Form 4 (Insider Transaction) Insider: Phillips Amy (EVP, Retail Division) Shares: 1,344

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-09-11

ETD insider Form 4 filed for equity award, exercise, or tax withholding

KATHWARI M FAROOQ (Director, Chairman, President & CEO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	7,973	$21.93	$174.8K
`F`	Tax withholding on vested shares	7,204	$21.93	$158.0K

Filing: Form 4 (Insider Transaction) Insider: KATHWARI M FAROOQ (Director, Chairman, President & CEO) Shares: 15,177

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-02

ETD insider KATHWARI M FAROOQ (Director, Chairman, President & CEO) sold 23,874 shares (~$597.8K)

KATHWARI M FAROOQ, listed as Director, Chairman, President & CEO at ETHAN ALLEN INTERIORS INC, reported an open-market sale of 23,874 ETD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	22,811	$25.04	$571.2K
`S`	Open-market sale	266	$25.04	$6.7K
`S`	Open-market sale	266	$25.04	$6.7K
`S`	Open-market sale	265	$25.04	$6.6K
`S`	Open-market sale	266	$25.04	$6.7K

Filing: Form 4 (Insider Transaction) Insider: KATHWARI M FAROOQ (Director, Chairman, President & CEO) Shares: 23,874 Est. Value: $597.8K

View on SEC EDGAR → Open Filing Document →

Form 4 Tax withholding Tax / Compensation Filing 2026-08-10

ETD insider Form 4 filed for equity award, exercise, or tax withholding

McNulty Matthew J (SVP, CFO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`F`	Tax withholding on vested shares	239	$23.51	$5.6K

Filing: Form 4 (Insider Transaction) Insider: McNulty Matthew J (SVP, CFO) Shares: 239

View on SEC EDGAR → Open Filing Document →

Form 4 Tax withholding Tax / Compensation Filing 2026-08-10

ETD insider Form 4 filed for equity award, exercise, or tax withholding

Phillips Amy (EVP, Retail Division) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`F`	Tax withholding on vested shares	417	$23.51	$9.8K

Filing: Form 4 (Insider Transaction) Insider: Phillips Amy (EVP, Retail Division) Shares: 417

View on SEC EDGAR → Open Filing Document →

Form 4 Tax withholding Tax / Compensation Filing 2026-08-10

ETD insider Form 4 filed for equity award, exercise, or tax withholding

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`F`	Tax withholding on vested shares	3,272	$23.51	$76.9K

Filing: Form 4 (Insider Transaction) Insider: KATHWARI M FAROOQ (Director, Chairman, President & CEO) Shares: 3,272

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-07

ETD insider Form 4 filed for equity award, exercise, or tax withholding

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	16,223	—	—
`F`	Tax withholding on vested shares	3,948	$23.51	$92.8K
`F`	Tax withholding on vested shares	3,890	$23.71	$92.2K

Filing: Form 4 (Insider Transaction) Insider: KATHWARI M FAROOQ (Director, Chairman, President & CEO) Shares: 24,061

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-07

ETD insider Form 4 filed for equity award, exercise, or tax withholding

Phillips Amy (EVP, Retail Division) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	7,837	—	—
`F`	Tax withholding on vested shares	504	$23.51	$11.8K
`F`	Tax withholding on vested shares	496	$23.71	$11.8K

Filing: Form 4 (Insider Transaction) Insider: Phillips Amy (EVP, Retail Division) Shares: 8,837

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 2 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Ethan Allen Interiors Inc. has 2 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-09-02

ETD Form 144 filed for proposed insider sale

An insider at ETHAN ALLEN INTERIORS INC filed a Form 144 notifying the SEC of an intent to sell shares. Form 144 is a proposed sale notice rather than confirmation that a sale already happened.

Filing: Form 144 (Proposed Sale Notice)

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2025-12-15

ETD Form 144 filed for proposed insider sale

An insider at ETHAN ALLEN INTERIORS INC filed a Form 144 notifying the SEC of an intent to sell shares. Form 144 is a proposed sale notice rather than confirmation that a sale already happened.

Filing: Form 144 (Proposed Sale Notice)

View on SEC EDGAR → Open Filing Document →

Material Events 5 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 5 in this period for Ethan Allen Interiors Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-09-21