What SEC filings does Focus Universal Inc. submit to the SEC?

Focus Universal Inc. (FCUV) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about FCUV?

A Form 4 for FCUV discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Focus Universal Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for FCUV?

The 10-K is Focus Universal Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all FCUV SEC filings directly on EDGAR?

You can view all historical Focus Universal Inc. filings on the SEC EDGAR company page for FCUV. Each filing card on this page links directly to the original SEC document.

How often does Focus Universal Inc. file with the SEC?

Focus Universal Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling FCUV shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

FCUV SEC Filing News — Focus Universal Inc.

Latest SEC filings for Focus Universal Inc. (FCUV) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-08.

Focus Universal Inc. develops and commercializes universal smart technologies and instruments in the United States. The company operates in two segments, Perfecular & Lusher and Corporate & IoT. It offers Ubiquitor, a handheld, fully modular system with a universal sensor node and gateway system; and smart home installation, such as smart devices for lighting control, air conditioner control, sprinkler control, garden light control, garage door control, and heating control. The company is also i…

Sector: Technology Industry: Scientific & Technical Instruments Market Cap: $3.3M

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for FCUV currently lean bullish. Of the 20 displayed SEC filing records, 1 carry bullish classifications versus 0 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 2 insider transactions (Form 4) in this period.

FCUV Filing Activity Snapshot 2025-08-15 — 2026-09-08

Insider Transactions (Form 4)

1 buy vs 0 sells

Net insider buying in this period — more purchases than sales reported.

Largest Form 144 Filing

$24.5K

WANG DESHENG (Director, CEO and Director, 10% Owner) · 2025-08-15

11,000 shares · Form 4

Insider Transactions 2 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 2 filings in this group are Form 4s for Focus Universal Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 2 insider filings shown, the breakdown is 2 open-market purchase. 2 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market purchase ×2: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Form 4 Open-market purchase Tax / Compensation Filing 2025-11-24

FCUV insider Form 4 filed for equity award, exercise, or tax withholding

Lee Edward Shihai (Director, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`J`	Other transaction	360,000	$5.95	$2.14M
`C`	Derivative conversion	550,000	$3.63	$2.00M
`P`	Open-market purchase derivative · Series A Convertible Preferred Stock	500,000	$4.00	$2.00M
`C`	Derivative conversion derivative · Series A Convertible Preferred Stock	500,000	$4.00	$2.00M

Filing: Form 4 (Insider Transaction) Insider: Lee Edward Shihai (Director, 10% Owner) Shares: 910,000

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2025-08-15

FCUV insider WANG DESHENG (Director, CEO and Director, 10% Owner) bought 11,000 shares (~$24.5K)

WANG DESHENG, listed as Director, CEO and Director, 10% Owner at FOCUS UNIVERSAL INC., reported an open-market purchase of 11,000 FCUV shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	1,000	$2.28	$2.3K
`P`	Open-market purchase	1,000	$2.22	$2.2K
`P`	Open-market purchase	1,000	$2.25	$2.2K
`P`	Open-market purchase	1,000	$2.28	$2.3K
`P`	Open-market purchase	1,000	$2.28	$2.3K
`P`	Open-market purchase	1,000	$2.23	$2.2K
`P`	Open-market purchase	1,000	$2.20	$2.2K
`P`	Open-market purchase	1,000	$2.18	$2.2K
`P`	Open-market purchase	1,000	$2.22	$2.2K
`P`	Open-market purchase	1,000	$2.20	$2.2K
`P`	Open-market purchase	1,000	$2.20	$2.2K

Filing: Form 4 (Insider Transaction) Insider: WANG DESHENG (Director, CEO and Director, 10% Owner) Shares: 11,000 Est. Value: $24.5K

View on SEC EDGAR → Open Filing Document →

Material Events 14 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 14 in this period for Focus Universal Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-09-08