FHI SEC Filing News — Federated Hermes, Inc.

Latest SEC filings for Federated Hermes, Inc. (FHI) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-15.

Federated Hermes, Inc. is a publicly owned investment manager. Through its subsidiaries, the firm provides its services to individuals, including high net worth individuals, banking or thrift institutions, investment companies, pension and profit sharing plans, pooled investment vehicles, charitable organizations, state or municipal government entities, and registered investment advisors. Through its subsidiaries, it manages separate client-focused equity, fixed income, balanced and money market…
Sector: Financial Services Industry: Asset Management Market Cap: $4.2B CIK: 1056288
20
Total Filings
0
Bullish Classifications
8
Bearish Classifications
10
Insider Transactions
1
Material Events (8-K)
1
Periodic Reports
Rule-based classifications for FHI currently lean bearish. Of the 20 filing records displayed, 8 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
FHI Filing Activity Snapshot 2026-05-15 — 2026-10-15
Insider Transactions (Form 4)
0 buys vs 8 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Form 144 Filing
$513.2K
Nusseibeh Saker Anwar (CEO, Federated Hermes Limited) · 2026-06-09
8,950 shares · Form 4
Form 144 Notices
8
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 10 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 10 filings in this group are Form 4s for Federated Hermes, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 10 insider filings shown, the breakdown is 8 open-market sale and 2 gift. 8 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market sale ×8
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Gift ×2
Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.
Form 4 Gift Tax / Compensation Filing 2026-10-15

FHI insider Form 4 filed for equity award, exercise, or tax withholding

DONAHUE THOMAS R (Director, VP, CFO & Treasurer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code Nature Shares Price Value
G Gift 17,670 — —
Filing: Form 4 (Insider Transaction) Insider: DONAHUE THOMAS R (Director, VP, CFO & Treasurer) Shares: 17,670
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-08-21

FHI insider Germain Peter J (EVP, CLO & Sec.) sold 5,000 shares (~$315.9K)

Germain Peter J, listed as EVP, CLO & Sec. at FEDERATED HERMES, INC., reported an open-market sale of 5,000 FHI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 5,000 $63.17 $315.9K
Filing: Form 4 (Insider Transaction) Insider: Germain Peter J (EVP, CLO & Sec.) Shares: 5,000 Est. Value: $315.9K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-08-05

FHI insider Nusseibeh Saker Anwar (CEO, Federated Hermes Limited) sold 7,030 shares (~$451.6K)

Nusseibeh Saker Anwar, listed as CEO, Federated Hermes Limited at FEDERATED HERMES, INC., reported an open-market sale of 7,030 FHI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 6,400 $64.19 $410.8K
S Open-market sale 630 $64.76 $40.8K
Filing: Form 4 (Insider Transaction) Insider: Nusseibeh Saker Anwar (CEO, Federated Hermes Limited) Shares: 7,030 Est. Value: $451.6K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-06-23

FHI insider Van Meter Stephen (VP, Chief Compliance Officer) sold 1,682 shares (~$100.3K)

Van Meter Stephen, listed as VP, Chief Compliance Officer at FEDERATED HERMES, INC., reported an open-market sale of 1,682 FHI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 1,682 $59.64 $100.3K
Filing: Form 4 (Insider Transaction) Insider: Van Meter Stephen (VP, Chief Compliance Officer) Shares: 1,682 Est. Value: $100.3K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-06-17

FHI insider Uhlman Paul A (Vice President) sold 6,145 shares (~$360.5K)

Uhlman Paul A, listed as Vice President at FEDERATED HERMES, INC., reported an open-market sale of 6,145 FHI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 6,145 $58.67 $360.5K
Filing: Form 4 (Insider Transaction) Insider: Uhlman Paul A (Vice President) Shares: 6,145 Est. Value: $360.5K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-06-09

FHI insider Nusseibeh Saker Anwar (CEO, Federated Hermes Limited) sold 8,950 shares (~$513.2K)

Nusseibeh Saker Anwar, listed as CEO, Federated Hermes Limited at FEDERATED HERMES, INC., reported an open-market sale of 8,950 FHI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 8,950 $57.34 $513.2K
Filing: Form 4 (Insider Transaction) Insider: Nusseibeh Saker Anwar (CEO, Federated Hermes Limited) Shares: 8,950 Est. Value: $513.2K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-05-26

FHI insider Uhlman Paul A (Vice President) sold 1,021 shares (~$56.5K)

Uhlman Paul A, listed as Vice President at FEDERATED HERMES, INC., reported an open-market sale of 1,021 FHI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 1,021 $55.30 $56.5K
Filing: Form 4 (Insider Transaction) Insider: Uhlman Paul A (Vice President) Shares: 1,021 Est. Value: $56.5K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-05-26

FHI insider Germain Peter J (EVP, CLO & Sec.) sold 409 shares (~$22.6K)

Germain Peter J, listed as EVP, CLO & Sec. at FEDERATED HERMES, INC., reported an open-market sale of 409 FHI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 409 $55.31 $22.6K
Filing: Form 4 (Insider Transaction) Insider: Germain Peter J (EVP, CLO & Sec.) Shares: 409 Est. Value: $22.6K
View on SEC EDGAR → Open Filing Document →
Form 4 Gift Tax / Compensation Filing 2026-05-18

FHI insider Form 4 filed for equity award, exercise, or tax withholding

DONAHUE THOMAS R (Director, VP, CFO & Treasurer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code Nature Shares Price Value
G Gift 31,200 — —
Filing: Form 4 (Insider Transaction) Insider: DONAHUE THOMAS R (Director, VP, CFO & Treasurer) Shares: 31,200
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-05-15

FHI insider Germain Peter J (EVP, CLO & Sec.) sold 5,000 shares (~$271.5K)

Germain Peter J, listed as EVP, CLO & Sec. at FEDERATED HERMES, INC., reported an open-market sale of 5,000 FHI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 5,000 $54.30 $271.5K
Filing: Form 4 (Insider Transaction) Insider: Germain Peter J (EVP, CLO & Sec.) Shares: 5,000 Est. Value: $271.5K
View on SEC EDGAR → Open Filing Document →
Proposed Insider Sales 8 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Federated Hermes, Inc. has 8 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-08-20

FHI Form 144 filed for proposed insider sale by Germain Peter J (5,000 shares) ~$275.8K

Germain Peter J filed a Form 144 with the SEC indicating intent to sell FHI (FEDERATED HERMES, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Germain Peter J Shares: 5,000 Est. Value: $275.8K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-08-04

FHI Form 144 filed for proposed insider sale by SAKER ANWAR NUSSEIBEH (7,030 shares) ~$451.6K

SAKER ANWAR NUSSEIBEH filed a Form 144 with the SEC indicating intent to sell FHI (FEDERATED HERMES, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: SAKER ANWAR NUSSEIBEH Shares: 7,030 Est. Value: $451.6K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-06-23

FHI Form 144 filed for proposed insider sale by STEPHEN VAN METER (1,682 shares) ~$100.3K

STEPHEN VAN METER filed a Form 144 with the SEC indicating intent to sell FHI (FEDERATED HERMES, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: STEPHEN VAN METER Shares: 1,682 Est. Value: $100.3K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-06-16

FHI Form 144 filed for proposed insider sale by PAUL UHLMAN (6,145 shares) ~$360.5K

PAUL UHLMAN filed a Form 144 with the SEC indicating intent to sell FHI (FEDERATED HERMES, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: PAUL UHLMAN Shares: 6,145 Est. Value: $360.5K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-06-08

FHI Form 144 filed for proposed insider sale by SAKER ANWAR NUSSEIBEH (8,950 shares) ~$513.2K

SAKER ANWAR NUSSEIBEH filed a Form 144 with the SEC indicating intent to sell FHI (FEDERATED HERMES, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: SAKER ANWAR NUSSEIBEH Shares: 8,950 Est. Value: $513.2K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-05-26

FHI Form 144 filed for proposed insider sale by PAUL UHLMAN (1,021 shares) ~$56.5K

PAUL UHLMAN filed a Form 144 with the SEC indicating intent to sell FHI (FEDERATED HERMES, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: PAUL UHLMAN Shares: 1,021 Est. Value: $56.5K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-05-26

FHI Form 144 filed for proposed insider sale by PETER J GERMAIN (409 shares) ~$22.6K

PETER J GERMAIN filed a Form 144 with the SEC indicating intent to sell FHI (FEDERATED HERMES, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: PETER J GERMAIN Shares: 409 Est. Value: $22.6K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-05-15

FHI Form 144 filed for proposed insider sale by Germain Peter J (5,000 shares) ~$275.8K

Germain Peter J filed a Form 144 with the SEC indicating intent to sell FHI (FEDERATED HERMES, INC.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Germain Peter J Shares: 5,000 Est. Value: $275.8K
View on SEC EDGAR → Open Filing Document →
Material Events 1 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There is 1 in this period for Federated Hermes, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-07-30

FHI filed 8-K — material company event

FEDERATED HERMES, INC. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 quarterly report (10-Q) for Federated Hermes, Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-07-31

FHI filed Quarterly Report (10-Q)

FEDERATED HERMES, INC. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
View on SEC EDGAR → Open Filing Document →

How we classify Federated Hermes, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on FHI. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — FHI SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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