FNKO SEC Filing News — Funko, Inc.

Latest SEC filings for Funko, Inc. (FNKO) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-04.

Funko, Inc., a pop culture consumer products company, designs, manufactures, and markets licensed pop culture products in the United States, Europe, and internationally. It offers media and entertainment content, including movies, television (TV) shows, video games, music, and sports; figures, handbags, backpacks, wallets, apparel, accessories, plush products, homewares, and digital tokens; and art prints and vinyl records, posters, toys, apparel, books, games, and other collectibles. The compan…
Sector: Consumer Cyclical Industry: Leisure Market Cap: $373.8M CIK: 1704711
20
Total Filings
1
Bullish Classifications
5
Bearish Classifications
14
Insider Transactions
1
Material Events (8-K)
1
Periodic Reports
Rule-based classifications for FNKO currently lean bearish. Of the 20 filing records displayed, 5 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 1 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
FNKO Filing Activity Snapshot 2026-06-15 — 2026-09-04
Insider Transactions (Form 4)
1 buy vs 5 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Form 144 Filing
$1.21M
Simon Josh · 2026-09-02
180,000 shares · Form 144
Form 144 Notices
4
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 14 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 14 filings in this group are Form 4s for Funko, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 14 insider filings shown, the breakdown is 8 option exercise, 5 open-market sale and 1 open-market purchase. 6 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Option exercise ×8
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Open-market sale ×5
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Open-market purchase ×1
The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Form 4 Open-market sale Insider Selling 2026-09-04

FNKO insider Simon Josh (Director, Chief Executive Officer) sold 181,893 shares (~$1.05M)

Simon Josh, listed as Director, Chief Executive Officer at Funko, Inc., reported an open-market sale of 181,893 FNKO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 45,548 $5.87 $267.2K
S Open-market sale 136,345 $5.76 $786.0K
Filing: Form 4 (Insider Transaction) Insider: Simon Josh (Director, Chief Executive Officer) Shares: 181,893 Est. Value: $1.05M
Form 4 Option exercise Tax / Compensation Filing 2026-09-03

FNKO insider Form 4 filed for equity award, exercise, or tax withholding

Simon Josh (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 250,000 — —
M Option exercise 83,333 — —
M Option exercise derivative · Restricted Stock Units 250,000 — —
M Option exercise derivative · Restricted Stock Units 83,333 — —
Filing: Form 4 (Insider Transaction) Insider: Simon Josh (Director, Chief Executive Officer) Shares: 333,333
Form 4 Open-market sale Insider Selling 2026-09-03

FNKO insider Le Pendeven Yves (CFO) sold 42,769 shares (~$281.9K)

Le Pendeven Yves, listed as CFO at Funko, Inc., reported an open-market sale of 42,769 FNKO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 6,862 $7.02 $48.1K
S Open-market sale 1,833 $6.60 $12.1K
S Open-market sale 34,074 $6.51 $221.7K
Filing: Form 4 (Insider Transaction) Insider: Le Pendeven Yves (CFO) Shares: 42,769 Est. Value: $281.9K
Form 4 Open-market sale Insider Selling 2026-08-28

FNKO insider Le Pendeven Yves (CFO) sold 4,000 shares (~$28.0K)

Le Pendeven Yves, listed as CFO at Funko, Inc., reported an open-market sale of 4,000 FNKO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 4,000 $7.00 $28.0K
Filing: Form 4 (Insider Transaction) Insider: Le Pendeven Yves (CFO) Shares: 4,000 Est. Value: $28.0K
Form 4 Open-market purchase Insider Buying 2026-08-26

FNKO insider DENSON CHARLES D (Director) bought 72,992 shares (~$500.0K)

DENSON CHARLES D, listed as Director at Funko, Inc., reported an open-market purchase of 72,992 FNKO shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 72,992 $6.85 $500.0K
Filing: Form 4 (Insider Transaction) Insider: DENSON CHARLES D (Director) Shares: 72,992 Est. Value: $500.0K
Form 4 Open-market sale Insider Selling 2026-08-13

FNKO insider Shah Husnal (Chief Product Officer) sold 9,000 shares (~$53.5K)

Shah Husnal, listed as Chief Product Officer at Funko, Inc., reported an open-market sale of 9,000 FNKO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 200 $6.00 $1.2K
S Open-market sale 8,800 $5.95 $52.3K
Filing: Form 4 (Insider Transaction) Insider: Shah Husnal (Chief Product Officer) Shares: 9,000 Est. Value: $53.5K
Form 4 Open-market sale Insider Selling 2026-08-11

FNKO insider Le Pendeven Yves (CFO) sold 14,255 shares (~$98.7K)

Le Pendeven Yves, listed as CFO at Funko, Inc., reported an open-market sale of 14,255 FNKO shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 13,138 $7.00 $92.0K
M Option exercise 2,950 — —
S Open-market sale 1,117 $6.00 $6.7K
M Option exercise derivative · Restricted Stock Units 2,950 — —
Filing: Form 4 (Insider Transaction) Insider: Le Pendeven Yves (CFO) Shares: 14,255 Est. Value: $98.7K
Form 4 Option exercise Tax / Compensation Filing 2026-06-16

FNKO insider Form 4 filed for equity award, exercise, or tax withholding

DENSON CHARLES D (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 17,419 — —
M Option exercise derivative · Restricted Stock Units 17,419 — —
Filing: Form 4 (Insider Transaction) Insider: DENSON CHARLES D (Director) Shares: 17,419
Form 4 Option exercise Tax / Compensation Filing 2026-06-16

FNKO insider Form 4 filed for equity award, exercise, or tax withholding

Levy Sarah Kirshbaum (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 17,419 — —
M Option exercise derivative · Restricted Stock Units 17,419 — —
Filing: Form 4 (Insider Transaction) Insider: Levy Sarah Kirshbaum (Director) Shares: 17,419
Form 4 Option exercise Tax / Compensation Filing 2026-06-16

FNKO insider Form 4 filed for equity award, exercise, or tax withholding

EDWARDS TREVOR A (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 17,419 — —
M Option exercise derivative · Restricted Stock Units 17,419 — —
Filing: Form 4 (Insider Transaction) Insider: EDWARDS TREVOR A (Director) Shares: 17,419
Form 4 Option exercise Tax / Compensation Filing 2026-06-16

FNKO insider Form 4 filed for equity award, exercise, or tax withholding

Harinstein Jason (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 17,419 — —
M Option exercise derivative · Restricted Stock Units 17,419 — —
Filing: Form 4 (Insider Transaction) Insider: Harinstein Jason (Director) Shares: 17,419
Form 4 Option exercise Tax / Compensation Filing 2026-06-16

FNKO insider Form 4 filed for equity award, exercise, or tax withholding

IRVINE DIANE M (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 17,419 — —
M Option exercise derivative · Restricted Stock Units 17,419 — —
Filing: Form 4 (Insider Transaction) Insider: IRVINE DIANE M (Director) Shares: 17,419
Form 4 Option exercise Tax / Compensation Filing 2026-06-15

FNKO insider Form 4 filed for equity award, exercise, or tax withholding

TCG Capital Management, LP (Director, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 17,419 — —
M Option exercise 17,419 — —
M Option exercise derivative · Restricted Stock Units 17,419 — —
M Option exercise derivative · Restricted Stock Units 17,419 — —
Filing: Form 4 (Insider Transaction) Insider: TCG Capital Management, LP (Director, 10% Owner) Shares: 34,838
Form 4 Option exercise Tax / Compensation Filing 2026-06-15

FNKO insider Form 4 filed for equity award, exercise, or tax withholding

Kerns Mike (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 17,419 — —
M Option exercise derivative · Restricted Stock Units 17,419 — —
Filing: Form 4 (Insider Transaction) Insider: Kerns Mike (Director) Shares: 17,419
Proposed Insider Sales 4 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Funko, Inc. has 4 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-09-02

FNKO Form 144 filed for proposed insider sale by Simon Josh (180,000 shares) ~$1.21M

Simon Josh filed a Form 144 with the SEC indicating intent to sell FNKO (Funko, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Simon Josh Shares: 180,000 Est. Value: $1.21M
Form 144 Proposed Insider Sale 2026-09-01

FNKO Form 144 filed for proposed insider sale by YVES LEPENDEVEN (35,907 shares) ~$241.3K

YVES LEPENDEVEN filed a Form 144 with the SEC indicating intent to sell FNKO (Funko, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: YVES LEPENDEVEN Shares: 35,907 Est. Value: $241.3K
Form 144 Proposed Insider Sale 2026-08-12

FNKO Form 144 filed for proposed insider sale by HUSNAL SHAH (8,800 shares) ~$52.3K

HUSNAL SHAH filed a Form 144 with the SEC indicating intent to sell FNKO (Funko, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: HUSNAL SHAH Shares: 8,800 Est. Value: $52.3K
Form 144 Proposed Insider Sale 2026-08-07

FNKO Form 144 filed for proposed insider sale by YVES LEPENDEVEN (24,000 shares) ~$126.7K

YVES LEPENDEVEN filed a Form 144 with the SEC indicating intent to sell FNKO (Funko, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: YVES LEPENDEVEN Shares: 24,000 Est. Value: $126.7K
Material Events 1 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There is 1 in this period for Funko, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-08-06

FNKO filed 8-K — material company event

Funko, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 quarterly report (10-Q) for Funko, Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-06

FNKO filed Quarterly Report (10-Q)

Funko, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

How we classify Funko, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on FNKO. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — FNKO SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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