What SEC filings does Flotek Industries, Inc. submit to the SEC?

Flotek Industries, Inc. (FTK) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about FTK?

A Form 4 for FTK discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Flotek Industries, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for FTK?

The 10-K is Flotek Industries, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all FTK SEC filings directly on EDGAR?

You can view all historical Flotek Industries, Inc. filings on the SEC EDGAR company page for FTK. Each filing card on this page links directly to the original SEC document.

How often does Flotek Industries, Inc. file with the SEC?

Flotek Industries, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling FTK shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

FTK SEC Filing News — Flotek Industries, Inc.

Latest SEC filings for Flotek Industries, Inc. (FTK) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-23.

Flotek Industries, Inc. operates as a chemical and data analytics company in the United States, the United Arab Emirates, and internationally. It operates in two segments, Chemistry Technologies (CT) and Data Analytics (DA). The CT segment offers chemistry solutions, such as proprietary chemistries, specialty chemistries, logistics, and technology services for desired chemical applications program to integrated oil and gas companies, oilfield services companies, independent oil and gas companies…

Sector: Energy Industry: Oil & Gas Equipment & Services Market Cap: $887.4M

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for FTK currently lean bearish. Of the 20 filing records displayed, 2 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 1 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

FTK Filing Activity Snapshot 2026-05-07 — 2026-09-23

Insider Transactions (Form 4)

1 buy vs 2 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$60.00M

ProFrac GDM, LLC (10% Owner) · 2026-09-15

2,306,806 shares · Form 4

Form 144 Notices

Proposed insider sale filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 9 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 9 filings in this group are Form 4s for Flotek Industries, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 9 insider filings shown, the breakdown is 6 compensation award, 2 open-market sale and 1 open-market purchase. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×6: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market sale ×2: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Open-market purchase ×1: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Form 4 Open-market purchase Insider Buying 2026-09-15

FTK insider Wilks Matthew (Director) bought 1,319,493 shares (~$34.32M)

Wilks Matthew, listed as Director at FLOTEK INDUSTRIES INC/CN/, reported an open-market purchase of 1,319,493 FTK shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	1,319,493	$26.01	$34.32M

Filing: Form 4 (Insider Transaction) Insider: Wilks Matthew (Director) Shares: 1,319,493 Est. Value: $34.32M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-15

FTK insider ProFrac GDM, LLC (10% Owner) sold 2,306,806 shares (~$60.00M)

ProFrac GDM, LLC, listed as 10% Owner at FLOTEK INDUSTRIES INC/CN/, reported an open-market sale of 2,306,806 FTK shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	2,306,806	$26.01	$60.00M

Filing: Form 4 (Insider Transaction) Insider: ProFrac GDM, LLC (10% Owner) Shares: 2,306,806 Est. Value: $60.00M

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-07-24

FTK insider Form 4 filed for equity award, exercise, or tax withholding

Hill Kathryn Anne (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	5,099	—	—

Filing: Form 4 (Insider Transaction) Insider: Hill Kathryn Anne (Director) Shares: 5,099

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-07-09

FTK insider Form 4 filed for equity award, exercise, or tax withholding

McDonald Kevin M (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	5,099	—	—

Filing: Form 4 (Insider Transaction) Insider: McDonald Kevin M (Director) Shares: 5,099

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-18

FTK insider Form 4 filed for equity award, exercise, or tax withholding

Farber Evan R (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	5,099	—	—

Filing: Form 4 (Insider Transaction) Insider: Farber Evan R (Director) Shares: 5,099

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-18

FTK insider Form 4 filed for equity award, exercise, or tax withholding

Fucci Michael (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	5,099	—	—

Filing: Form 4 (Insider Transaction) Insider: Fucci Michael (Director) Shares: 5,099

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-18

FTK insider Form 4 filed for equity award, exercise, or tax withholding

Agadi Harshavardhan V (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	5,099	—	—

Filing: Form 4 (Insider Transaction) Insider: Agadi Harshavardhan V (Director) Shares: 5,099

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-05-18

FTK insider CLEMENT JAMES BOND (Chief Financial Officer) sold 12,554 shares (~$252.1K)

CLEMENT JAMES BOND, listed as Chief Financial Officer at FLOTEK INDUSTRIES INC/CN/, reported an open-market sale of 12,554 FTK shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	8,097	—	—
`F`	Tax withholding on vested shares	3,187	$19.61	$62.5K
`S`	Open-market sale	12,554	$20.08	$252.1K

Filing: Form 4 (Insider Transaction) Insider: CLEMENT JAMES BOND (Chief Financial Officer) Shares: 12,554 Est. Value: $252.1K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-18

FTK insider Form 4 filed for equity award, exercise, or tax withholding

Ezell Ryan Gillis (Director, CEO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	12,146	—	—
`F`	Tax withholding on vested shares	4,780	$19.61	$93.7K

Filing: Form 4 (Insider Transaction) Insider: Ezell Ryan Gillis (Director, CEO) Shares: 16,926

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 1 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Flotek Industries, Inc. has 1 such notice in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-05-18

FTK Form 144 filed for proposed insider sale by CLEMENT JAMES BOND (12,554 shares) ~$257.4K

CLEMENT JAMES BOND filed a Form 144 with the SEC indicating intent to sell FTK (FLOTEK INDUSTRIES INC/CN/) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: CLEMENT JAMES BOND Shares: 12,554 Est. Value: $257.4K

View on SEC EDGAR → Open Filing Document →

Material Events 8 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 8 in this period for Flotek Industries, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-09-23

FTK filed 8-K — material company event

FLOTEK INDUSTRIES INC/CN/ filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.