FUTU SEC Filing News — Futu Holdings Limited

Latest SEC filings for Futu Holdings Limited (FUTU) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-06-23.

Futu Holdings Limited engages in the provision of digitalized securities brokerage and wealth management product distribution service in Hong Kong and internationally. It offers online financial services, including securities and derivative trades brokerage, margin financing and fund distribution services through its Futubull and Moomoo digital platforms. The company also provides financial information and online community services; online wealth management services under the Money Plus brand na…
Sector: Financial Services Industry: Capital Markets Market Cap: $15.4B CIK: 1754581
7
Total Filings
0
Bullish Classifications
4
Bearish Classifications
1
Insider Transactions
0
Material Events (8-K)
0
Periodic Reports
Rule-based classifications for FUTU currently lean bearish. Of the 7 filing records displayed, 4 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
FUTU Filing Activity Snapshot 2023-06-14 — 2026-06-23
Insider Transactions (Form 4)
0 buys vs 0 sells
Insider buying and selling activity is balanced in this period.
Largest Form 144 Filing
$200.00M
Huang River Investment Limited · 2024-09-26
20,645,160 shares · Form 144
Form 144 Notices
6
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 1 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 1 filing in this group is a Form 4 for Futu Holdings Limited.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 1 insider filing shown, the breakdown is 1 compensation award. None of the classified filings involved a discretionary open-market trade, so this period says nothing about what insiders think of the price.

What each transaction type means

Compensation award ×1
Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Form 4 Compensation award Tax / Compensation Filing 2026-06-23

FUTU insider Form 4 filed for equity award, exercise, or tax withholding

XU LI (Senior Vice President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 40,000 — —
Filing: Form 4 (Insider Transaction) Insider: XU LI (Senior Vice President) Shares: 40,000
View on SEC EDGAR → Open Filing Document →
Proposed Insider Sales 6 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Futu Holdings Limited has 6 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Large Proposed Insider Sale 2025-06-18

FUTU Form 144 filed for proposed insider sale by XU LI (94,000 shares) ~$11.44M

XU LI filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: XU LI Shares: 94,000 Est. Value: $11.44M
View on SEC EDGAR → Open Filing Document →
Form 144 Large Proposed Insider Sale 2024-12-09

FUTU Form 144 filed for proposed insider sale by XU LI (144,311 shares) ~$12.02M

XU LI filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: XU LI Shares: 144,311 Est. Value: $12.02M
View on SEC EDGAR → Open Filing Document →
Form 144 Large Proposed Insider Sale 2024-09-26

FUTU Form 144 filed for proposed insider sale by Huang River Investment Limited (20,645,160 shares) ~$200.00M

Huang River Investment Limited filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Huang River Investment Limited Shares: 20,645,160 Est. Value: $200.00M
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2024-06-03

FUTU Form 144 filed for proposed insider sale by Zhang Jie (28,000 shares) ~$2.13M

Zhang Jie filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Zhang Jie Shares: 28,000 Est. Value: $2.13M
View on SEC EDGAR → Open Filing Document →
Form 144 Large Proposed Insider Sale 2023-09-15

FUTU Form 144 filed for proposed insider sale by Zhang Jie (150,000 shares) ~$9.00M

Zhang Jie filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Zhang Jie Shares: 150,000 Est. Value: $9.00M
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2023-06-14

FUTU Form 144 filed for proposed insider sale by Jie Zhang (8,800 shares) ~$449.0K

Jie Zhang filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Jie Zhang Shares: 8,800 Est. Value: $449.0K
View on SEC EDGAR → Open Filing Document →

How we classify Futu Holdings Limited's filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on FUTU. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — FUTU SEC Filings

What SEC filings does Futu Holdings Limited submit to the SEC?

Futu Holdings Limited (FUTU) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about FUTU?

A Form 4 for FUTU discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Futu Holdings Limited?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for FUTU?

The 10-K is Futu Holdings Limited's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all FUTU SEC filings directly on EDGAR?

You can view all historical Futu Holdings Limited filings on the SEC EDGAR company page for FUTU. Each filing card on this page links directly to the original SEC document.

How often does Futu Holdings Limited file with the SEC?

Futu Holdings Limited files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling FUTU shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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