FUTU SEC Filing News — Futu Holdings Limited

Latest SEC filings for Futu Holdings Limited (FUTU) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2025-06-18.

Futu Holdings Limited engages in the provision of digitalized securities brokerage and wealth management product distribution service in Hong Kong and internationally. It offers online financial services, including securities and derivative trades brokerage, margin financing and fund distribution services through its Futubull and Moomoo digital platforms. The company also provides financial information and online community services; online wealth management services under the Money Plus brand na…
Sector: Financial Services Industry: Capital Markets Market Cap: $13.5B CIK: 1754581
6
Total Filings
0
Bullish Signals
4
Bearish Signals
0
Insider Transactions
0
Material Events (8-K)
0
Periodic Reports
Insider activity for FUTU has skewed bearish recently. Of the 6 filings tracked, 4 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
Recent SEC Filings
Form 144 Large Proposed Insider Sale 2025-06-18

FUTU Form 144 filed for proposed insider sale by XU LI (94,000 shares) ~$22.88M

XU LI filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: XU LI Shares: 94,000 Est. Value: $22.88M
Form 144 Large Proposed Insider Sale 2024-12-09

FUTU Form 144 filed for proposed insider sale by XU LI (144,311 shares) ~$24.03M

XU LI filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: XU LI Shares: 144,311 Est. Value: $24.03M
Form 144 Large Proposed Insider Sale 2024-09-26

FUTU Form 144 filed for proposed insider sale by Huang River Investment Limited (20,645,160 shares) ~$400.00M

Huang River Investment Limited filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Huang River Investment Limited Shares: 20,645,160 Est. Value: $400.00M
Form 144 Proposed Insider Sale 2024-06-03

FUTU Form 144 filed for proposed insider sale by Zhang Jie (28,000 shares) ~$4.26M

Zhang Jie filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Zhang Jie Shares: 28,000 Est. Value: $4.26M
Form 144 Large Proposed Insider Sale 2023-09-15

FUTU Form 144 filed for proposed insider sale by Zhang Jie (150,000 shares) ~$18.00M

Zhang Jie filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Zhang Jie Shares: 150,000 Est. Value: $18.00M
Form 144 Proposed Insider Sale 2023-06-14

FUTU Form 144 filed for proposed insider sale by Jie Zhang (8,800 shares) ~$898.1K

Jie Zhang filed a Form 144 with the SEC indicating intent to sell FUTU (Futu Holdings Ltd) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Jie Zhang Shares: 8,800 Est. Value: $898.1K

Understanding Futu Holdings Limited's SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of FUTU shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that Futu Holdings Limited must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Futu Holdings Limited's financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — FUTU SEC Filings

What SEC filings does Futu Holdings Limited submit to the SEC?

Futu Holdings Limited (FUTU) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about FUTU?

A Form 4 for FUTU discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Futu Holdings Limited?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for FUTU?

The 10-K is Futu Holdings Limited's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all FUTU SEC filings directly on EDGAR?

You can view all historical Futu Holdings Limited filings on the SEC EDGAR company page for FUTU. Each filing card on this page links directly to the original SEC document.

How often does Futu Holdings Limited file with the SEC?

Futu Holdings Limited files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling FUTU shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

More Tools for FUTU

Want deeper FUTU analysis?

View valuation, growth metrics, AI Strong Buy score, demand zones, peer comparison, and more — all on the FUTU stock analysis page.

FUTU Full Analysis
SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.