What SEC filings does Galaxy Digital submit to the SEC?

Galaxy Digital (GLXY) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about GLXY?

A Form 4 for GLXY discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Galaxy Digital?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for GLXY?

The 10-K is Galaxy Digital's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all GLXY SEC filings directly on EDGAR?

You can view all historical Galaxy Digital filings on the SEC EDGAR company page for GLXY. Each filing card on this page links directly to the original SEC document.

How often does Galaxy Digital file with the SEC?

Galaxy Digital files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling GLXY shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

GLXY SEC Filing News — Galaxy Digital

Latest SEC filings for Galaxy Digital (GLXY) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-23.

Galaxy Digital Inc. engages in the digital asset and data centre infrastructure businesses in North America and internationally. It operates through Digital Assets, Data Centers, and Treasury and Corporate segments. The Digital Assets segment provides over-the-counter spot and derivatives trading, lending, and structured products, as well as mergers and acquisitions advisory, and equity and debt capital markets services. This segment also manages investments in the digital assets' ecosystem; and…

Sector: Financial Services Industry: Capital Markets Market Cap: $9.5B CIK: 1859392

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

What you're looking at: Each item below is parsed from an actual SEC filing submitted by Galaxy Digital. Form 4 = confirmed insider transaction · Form 144 = proposed sale notice · 8-K = material event (earnings, M&A, leadership change, etc.) · 10-Q / 10-K = quarterly / annual report.

GLXY Filing Activity Snapshot 2026-08-05 — 2026-09-23

Insider Transactions (Form 4)

2 buys vs 2 sells

Insider buying and selling activity is balanced in this period.

Largest Form 144 Filing

$1.38M

SIXTAV VENTURES, LLC · 2026-08-21

50,000 shares · Form 144

Form 144 Notices

Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 14 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 14 filings in this group are Form 4s for Galaxy Digital.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 14 insider filings shown, the breakdown is 5 compensation award, 3 option exercise, 2 open-market purchase, 2 open-market sale and 2 tax withholding. 4 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×5: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Option exercise ×3: The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Open-market purchase ×2: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Open-market sale ×2: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Tax withholding ×2: Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Form 4 Open-market sale Insider Selling 2026-09-10

GLXY insider Friedrich Matthew W. (Chief Legal Officer) sold 4,993 shares (~$135.0K)

Friedrich Matthew W., listed as Chief Legal Officer at Galaxy Digital Inc., reported an open-market sale of 4,993 GLXY shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`F`	Tax withholding on vested shares	30,630	$26.33	$806.5K
`S`	Open-market sale	4,993	$27.03	$135.0K

Filing: Form 4 (Insider Transaction) Insider: Friedrich Matthew W. (Chief Legal Officer) Shares: 4,993 Est. Value: $135.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Tax withholding Tax / Compensation Filing 2026-09-02

GLXY insider Form 4 filed for equity award, exercise, or tax withholding

Novogratz Michael (Director, Chief Executive Officer, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`F`	Tax withholding on vested shares	4,683	$24.60	$115.2K

Filing: Form 4 (Insider Transaction) Insider: Novogratz Michael (Director, Chief Executive Officer, 10% Owner) Shares: 4,683

View on SEC EDGAR → Open Filing Document →

Form 4 Tax withholding Tax / Compensation Filing 2026-09-02

GLXY insider Form 4 filed for equity award, exercise, or tax withholding

Brown Erin Elizabeth (Chief Operating Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`F`	Tax withholding on vested shares	1,951	$24.60	$48.0K

Filing: Form 4 (Insider Transaction) Insider: Brown Erin Elizabeth (Chief Operating Officer) Shares: 1,951

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-18

GLXY insider Form 4 filed for equity award, exercise, or tax withholding

Ferraro Christopher C (President and CIO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	50,000	$4.83	$241.5K
`M`	Option exercise derivative · Stock Options	50,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Ferraro Christopher C (President and CIO) Shares: 50,000

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-08-14

GLXY insider DEASON DOUGLAS R (Director) bought 12,000 shares (~$258.4K)

DEASON DOUGLAS R, listed as Director at Galaxy Digital Inc., reported an open-market purchase of 12,000 GLXY shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	12,000	$21.54	$258.4K

Filing: Form 4 (Insider Transaction) Insider: DEASON DOUGLAS R (Director) Shares: 12,000 Est. Value: $258.4K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-10

GLXY insider Form 4 filed for equity award, exercise, or tax withholding

DEASON DOUGLAS R (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	7,866	—	—

Filing: Form 4 (Insider Transaction) Insider: DEASON DOUGLAS R (Director) Shares: 7,866

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-10

GLXY insider Rico Robert Daniel (Chief Accounting Officer) sold 9,095 shares (~$178.8K)

Rico Robert Daniel, listed as Chief Accounting Officer at Galaxy Digital Inc., reported an open-market sale of 9,095 GLXY shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	710	$4.83	$3.4K
`M`	Option exercise	18,784	$9.63	$180.9K
`M`	Option exercise	9,095	$11.77	$107.0K
`S`	Open-market sale	9,095	$19.66	$178.8K
`M`	Option exercise derivative · Stock Options	710	—	—
`M`	Option exercise derivative · Stock Options	18,784	—	—
`M`	Option exercise derivative · Stock Options	9,095	—	—

Filing: Form 4 (Insider Transaction) Insider: Rico Robert Daniel (Chief Accounting Officer) Shares: 9,095 Est. Value: $178.8K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-08-10

GLXY insider BANDROWCZAK STEVEN JOHN (Director) bought 5,100 shares (~$100.1K)

BANDROWCZAK STEVEN JOHN, listed as Director at Galaxy Digital Inc., reported an open-market purchase of 5,100 GLXY shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	34,086	—	—
`P`	Open-market purchase	5,100	$19.63	$100.1K

Filing: Form 4 (Insider Transaction) Insider: BANDROWCZAK STEVEN JOHN (Director) Shares: 5,100 Est. Value: $100.1K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-10

GLXY insider Form 4 filed for equity award, exercise, or tax withholding

DAFFEY MICHAEL D (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	7,866	—	—

Filing: Form 4 (Insider Transaction) Insider: DAFFEY MICHAEL D (Director) Shares: 7,866

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-10

GLXY insider Form 4 filed for equity award, exercise, or tax withholding

Dietze Jane A (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	7,866	—	—

Filing: Form 4 (Insider Transaction) Insider: Dietze Jane A (Director) Shares: 7,866

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-10

GLXY insider Form 4 filed for equity award, exercise, or tax withholding

Koutsouras Bill (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	7,866	—	—

Filing: Form 4 (Insider Transaction) Insider: Koutsouras Bill (Director) Shares: 7,866

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-10

GLXY insider Form 4 filed for equity award, exercise, or tax withholding

Adams Medina Rhonda (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	7,866	—	—

Filing: Form 4 (Insider Transaction) Insider: Adams Medina Rhonda (Director) Shares: 7,866

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-10

GLXY insider Form 4 filed for equity award, exercise, or tax withholding

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	50,000	$4.83	$241.5K
`M`	Option exercise derivative · Stock Options	50,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Ferraro Christopher C (President and CIO) Shares: 50,000

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-07

GLXY insider Form 4 filed for equity award, exercise, or tax withholding

Paquette Anthony (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	75,000	$11.77	$882.8K
`M`	Option exercise derivative · Stock Options	75,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Paquette Anthony (Chief Financial Officer) Shares: 75,000

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 2 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Galaxy Digital has 2 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-09-09

GLXY Form 144 filed for proposed insider sale by Friedrich Matthew W. (4,993 shares) ~$135.0K

Friedrich Matthew W. filed a Form 144 with the SEC indicating intent to sell GLXY (Galaxy Digital Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Friedrich Matthew W. Shares: 4,993 Est. Value: $135.0K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-08-21

GLXY Form 144 filed for proposed insider sale by SIXTAV VENTURES, LLC (50,000 shares) ~$1.38M

SIXTAV VENTURES, LLC filed a Form 144 with the SEC indicating intent to sell GLXY (Galaxy Digital Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: SIXTAV VENTURES, LLC Shares: 50,000 Est. Value: $1.38M

View on SEC EDGAR → Open Filing Document →

Material Events 3 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 3 in this period for Galaxy Digital. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-09-23

GLXY filed 8-K — material company event

Galaxy Digital Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-05

GLXY filed 8-K — material company event

Galaxy Digital Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-05

GLXY filed 8-K — material company event

Galaxy Digital Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 quarterly report (10-Q) for Galaxy Digital.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-10

GLXY filed Quarterly Report (10-Q)

Galaxy Digital Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

How we classify Galaxy Digital's filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on GLXY. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — GLXY SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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