What SEC filings does Genworth Financial, Inc. submit to the SEC?

Genworth Financial, Inc. (GNW) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about GNW?

A Form 4 for GNW discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Genworth Financial, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for GNW?

The 10-K is Genworth Financial, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all GNW SEC filings directly on EDGAR?

You can view all historical Genworth Financial, Inc. filings on the SEC EDGAR company page for GNW. Each filing card on this page links directly to the original SEC document.

How often does Genworth Financial, Inc. file with the SEC?

Genworth Financial, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling GNW shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

GNW SEC Filing News — Genworth Financial, Inc.

Latest SEC filings for Genworth Financial, Inc. (GNW) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-13.

Genworth Financial, Inc., together with its subsidiaries, provides mortgage and long-term care insurance products in the United States. It operates through two segments: Enact and Closed Block. The company offers primary mortgage, and mortgage insurance products, and contract underwriting services. It also provides long-term care insurance products that are intended to protect against the significant and escalating costs of long-term care services provided in the insured's home, assisted living,…

Sector: Financial Services Industry: Insurance - Life Market Cap: $3.4B CIK: 1276520

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for GNW currently lean bearish. Of the 20 filing records displayed, 5 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

GNW Filing Activity Snapshot 2026-05-21 — 2026-10-13

Insider Transactions (Form 4)

0 buys vs 5 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$1.05M

McInerney Thomas J (Director, President and CEO; Director) · 2026-09-08

100,000 shares · Form 4

Form 144 Notices

Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 10 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 10 filings in this group are Form 4s for Genworth Financial, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 10 insider filings shown, the breakdown is 5 open-market sale, 2 compensation award, 2 option exercise and 1 gift. 5 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market sale ×5: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Compensation award ×2: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Option exercise ×2: The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Gift ×1: Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Form 4 Open-market sale Insider Selling 2026-09-08

GNW insider McInerney Thomas J (Director, President and CEO; Director) sold 100,000 shares (~$1.05M)

McInerney Thomas J, listed as Director, President and CEO; Director at GENWORTH FINANCIAL INC, reported an open-market sale of 100,000 GNW shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	100,000	$10.53	$1.05M

Filing: Form 4 (Insider Transaction) Insider: McInerney Thomas J (Director, President and CEO; Director) Shares: 100,000 Est. Value: $1.05M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-25

GNW insider Hagerman Melissa (EVP and Chief HR Officer) sold 14,708 shares (~$145.8K)

Hagerman Melissa, listed as EVP and Chief HR Officer at GENWORTH FINANCIAL INC, reported an open-market sale of 14,708 GNW shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	14,708	$9.91	$145.8K
`G`	Gift	11,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Hagerman Melissa (EVP and Chief HR Officer) Shares: 14,708 Est. Value: $145.8K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-24

GNW insider Karawan Gregory S. (EVP and General Counsel) sold 40,000 shares (~$396.5K)

Karawan Gregory S., listed as EVP and General Counsel at GENWORTH FINANCIAL INC, reported an open-market sale of 40,000 GNW shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	40,000	$9.91	$396.5K

Filing: Form 4 (Insider Transaction) Insider: Karawan Gregory S. (EVP and General Counsel) Shares: 40,000 Est. Value: $396.5K

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-07-14

GNW insider Form 4 filed for equity award, exercise, or tax withholding

Shah Samir B. (Pres. & CEO, CareScout) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	15,965	—	—
`F`	Tax withholding on vested shares	8,160	$9.47	$77.3K
`M`	Option exercise derivative · Restricted Stock Units	15,965	—	—

Filing: Form 4 (Insider Transaction) Insider: Shah Samir B. (Pres. & CEO, CareScout) Shares: 24,125

View on SEC EDGAR → Open Filing Document →

Form 4 Gift Tax / Compensation Filing 2026-05-28

GNW insider Form 4 filed for equity award, exercise, or tax withholding

McInerney Thomas J (Director, President and CEO; Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`G`	Gift	200,000	—	—

Filing: Form 4 (Insider Transaction) Insider: McInerney Thomas J (Director, President and CEO; Director) Shares: 200,000

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-05-27

GNW insider McInerney Thomas J (Director, President and CEO; Director) sold 100,000 shares (~$927.0K)

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	100,000	$9.27	$927.0K

Filing: Form 4 (Insider Transaction) Insider: McInerney Thomas J (Director, President and CEO; Director) Shares: 100,000 Est. Value: $927.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-05-26

GNW insider RESTREPO ROBERT P JR (Director) sold 50,000 shares (~$456.1K)

RESTREPO ROBERT P JR, listed as Director at GENWORTH FINANCIAL INC, reported an open-market sale of 50,000 GNW shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	50,000	$9.12	$456.1K

Filing: Form 4 (Insider Transaction) Insider: RESTREPO ROBERT P JR (Director) Shares: 50,000 Est. Value: $456.1K

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-05-22

GNW insider Form 4 filed for equity award, exercise, or tax withholding

Taylor Morris C. (EVP & CIO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	21,521	—	—
`F`	Tax withholding on vested shares	6,478	$9.19	$59.5K
`M`	Option exercise derivative · Restricted Stock Units	21,521	—	—

Filing: Form 4 (Insider Transaction) Insider: Taylor Morris C. (EVP & CIO) Shares: 27,999

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-21

GNW insider Form 4 filed for equity award, exercise, or tax withholding

Van Wyk Steven C. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	32,100	$9.03	$290.0K

Filing: Form 4 (Insider Transaction) Insider: Van Wyk Steven C. (Director) Shares: 32,100

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-05-21

GNW insider Form 4 filed for equity award, exercise, or tax withholding

Smith Ramsey D. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	18,264	$9.03	$165.0K

Filing: Form 4 (Insider Transaction) Insider: Smith Ramsey D. (Director) Shares: 18,264

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 5 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Genworth Financial, Inc. has 5 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-09-03

GNW Form 144 filed for proposed insider sale by McInerney Thomas J (100,000 shares) ~$1.05M

McInerney Thomas J filed a Form 144 with the SEC indicating intent to sell GNW (GENWORTH FINANCIAL INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: McInerney Thomas J Shares: 100,000 Est. Value: $1.05M

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-08-24

GNW Form 144 filed for proposed insider sale by Hagerman Melissa (14,708 shares) ~$145.8K

Hagerman Melissa filed a Form 144 with the SEC indicating intent to sell GNW (GENWORTH FINANCIAL INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Hagerman Melissa Shares: 14,708 Est. Value: $145.8K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-08-21

GNW Form 144 filed for proposed insider sale by Karawan Gregory S. (40,000 shares) ~$396.0K

Karawan Gregory S. filed a Form 144 with the SEC indicating intent to sell GNW (GENWORTH FINANCIAL INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Karawan Gregory S. Shares: 40,000 Est. Value: $396.0K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-05-22

GNW Form 144 filed for proposed insider sale by RESTREPO ROBERT P JR (50,000 shares) ~$456.1K

RESTREPO ROBERT P JR filed a Form 144 with the SEC indicating intent to sell GNW (GENWORTH FINANCIAL INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: RESTREPO ROBERT P JR Shares: 50,000 Est. Value: $456.1K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-05-22

GNW Form 144 filed for proposed insider sale by McInerney Thomas J (100,000 shares) ~$927.0K

Filing: Form 144 (Proposed Sale Notice) Insider: McInerney Thomas J Shares: 100,000 Est. Value: $927.0K

View on SEC EDGAR → Open Filing Document →

Material Events 4 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 4 in this period for Genworth Financial, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-10-13

GNW filed 8-K — material company event

GENWORTH FINANCIAL INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-20

GNW filed 8-K — material company event

GENWORTH FINANCIAL INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-05

GNW filed 8-K — material company event

GENWORTH FINANCIAL INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-07-07

GNW filed 8-K — material company event

GENWORTH FINANCIAL INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 quarterly report (10-Q) for Genworth Financial, Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-06

GNW filed Quarterly Report (10-Q)

GENWORTH FINANCIAL INC filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

How we classify Genworth Financial, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on GNW. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — GNW SEC Filings

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GNW Full Analysis

Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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