What SEC filings does Gouverneur Bancorp, Inc. submit to the SEC?

Gouverneur Bancorp, Inc. (GOVB) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about GOVB?

A Form 4 for GOVB discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Gouverneur Bancorp, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for GOVB?

The 10-K is Gouverneur Bancorp, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all GOVB SEC filings directly on EDGAR?

You can view all historical Gouverneur Bancorp, Inc. filings on the SEC EDGAR company page for GOVB. Each filing card on this page links directly to the original SEC document.

How often does Gouverneur Bancorp, Inc. file with the SEC?

Gouverneur Bancorp, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling GOVB shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

GOVB SEC Filing News — Gouverneur Bancorp, Inc.

Latest SEC filings for Gouverneur Bancorp, Inc. (GOVB) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-08-13.

Gouverneur Bancorp, Inc. operates as the holding company for Gouverneur Savings and Loan Association that provides various banking products and services to individuals and businesses in New York. It accepts savings deposit, NOW, money market deposit, and checking accounts, as well as certificates of deposit. The company's loan products include mortgage loans, one- to four-family residential loans, commercial real estate loans, and multifamily residential real estate loans, residential and commer…

Sector: Financial Services Industry: Banks - Regional Market Cap: $22.1M CIK: 1978811

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for GOVB currently lean bullish. Of the 20 displayed SEC filing records, 2 carry bullish classifications versus 0 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 8 insider transactions (Form 4) in this period.

GOVB Filing Activity Snapshot 2025-08-08 — 2026-08-13

Insider Transactions (Form 4)

2 buys vs 0 sells

Net insider buying in this period — more purchases than sales reported.

Largest Form 144 Filing

$14.2K

Pelkey Duane Milton (Director) · 2026-05-04

750 shares · Form 4

Insider Transactions 8 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 8 filings in this group are Form 4s for Gouverneur Bancorp, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 8 insider filings shown, the breakdown is 4 option exercise, 2 compensation award and 2 open-market purchase. 2 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Option exercise ×4: The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Compensation award ×2: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market purchase ×2: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Form 4 Option exercise Tax / Compensation Filing 2026-08-10

GOVB insider Form 4 filed for equity award, exercise, or tax withholding

Leader Henry J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`W`	Code W	60	—	—
`M`	Option exercise	542	$12.20	$6.6K
`M`	Option exercise derivative · Stock Option (right to buy)	542	—	—

Filing: Form 4 (Insider Transaction) Insider: Leader Henry J (Director) Shares: 602

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-05-19

GOVB insider Pelkey Duane Milton (Director) bought 100 shares (~$1.9K)

Pelkey Duane Milton, listed as Director at Gouverneur Bancorp, Inc./MD/, reported an open-market purchase of 100 GOVB shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	100	$18.94	$1.9K

Filing: Form 4 (Insider Transaction) Insider: Pelkey Duane Milton (Director) Shares: 100 Est. Value: $1.9K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-05-04

GOVB insider Pelkey Duane Milton (Director) bought 750 shares (~$14.2K)

Pelkey Duane Milton, listed as Director at Gouverneur Bancorp, Inc./MD/, reported an open-market purchase of 750 GOVB shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	750	$19.00	$14.2K

Filing: Form 4 (Insider Transaction) Insider: Pelkey Duane Milton (Director) Shares: 750 Est. Value: $14.2K

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-04-27

GOVB insider Form 4 filed for equity award, exercise, or tax withholding

McClure David Claren (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	542	$12.20	$6.6K
`M`	Option exercise derivative · Stock Option (right to buy)	542	—	—

Filing: Form 4 (Insider Transaction) Insider: McClure David Claren (Director) Shares: 542

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-03-10

GOVB insider Form 4 filed for equity award, exercise, or tax withholding

Rapholz Amy Marie (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	200	$12.20	$2.4K
`M`	Option exercise derivative · Stock Option (right to buy)	200	—	—

Filing: Form 4 (Insider Transaction) Insider: Rapholz Amy Marie (Director) Shares: 200

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-03-03

GOVB insider Form 4 filed for equity award, exercise, or tax withholding

Pelkey Duane Milton (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Stock Option (right to buy)	2,708	—	—

Filing: Form 4 (Insider Transaction) Insider: Pelkey Duane Milton (Director)

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-03-03

GOVB insider Form 4 filed for equity award, exercise, or tax withholding

Jefferies Stephen Michael (Director, President & CEO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	4,000	—	—
`A`	Compensation award derivative · Stock Option (right to buy)	10,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Jefferies Stephen Michael (Director, President & CEO) Shares: 4,000

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-02-24

GOVB insider Form 4 filed for equity award, exercise, or tax withholding

Mason John Neil (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	542	$12.20	$6.6K
`M`	Option exercise derivative · Stock Option (right to buy)	542	—	—

Filing: Form 4 (Insider Transaction) Insider: Mason John Neil (Director) Shares: 542

View on SEC EDGAR → Open Filing Document →

Material Events 7 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 7 in this period for Gouverneur Bancorp, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-07-30