GS SEC Filing News — Goldman Sachs Group, Inc. (The)

Latest SEC filings for Goldman Sachs Group, Inc. (The) (GS) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-27.

The Goldman Sachs Group, Inc., a financial institution, provides a range of financial services for corporations, financial institutions, governments, and individuals in the Americas, Europe, the Middle East, Africa, and Asia. It operates through three segments: Global Banking & Markets, Asset & Wealth Management, and Platform Solutions. The Global Banking & Markets segment provides financial advisory services, including strategic advisory assignments related to mergers and acquisitions, divestit…
Sector: Financial Services Industry: Capital Markets CIK: 886982
20
Total Filings
0
Bullish Signals
7
Bearish Signals
10
Insider Transactions
7
Material Events (8-K)
0
Periodic Reports
Insider activity for GS has skewed bearish recently. Of the 20 filings tracked, 7 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
GS Filing Activity Snapshot 2026-05-05 — 2026-07-27
Insider Transactions (Form 4)
0 buys vs 5 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Transaction
$13.42M
Ruemmler Kathryn H. (Chief Legal Officer, GC) · 2026-05-08
14,292 shares · Form 4
Form 144 Notices
3
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 8-K Material Company Update 2026-07-27

GS filed 8-K — material company event

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 144 Large Proposed Insider Sale 2026-07-23

GS Form 144 filed for proposed insider sale by Ruemmler Kathryn H. (3,558 shares) ~$7.81M

Ruemmler Kathryn H. filed a Form 144 with the SEC indicating intent to sell GS (GOLDMAN SACHS GROUP INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Ruemmler Kathryn H. Shares: 3,558 Est. Value: $7.81M
Form 8-K Material Company Update 2026-07-21

GS filed 8-K — material company event

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2026-07-20

GS filed 8-K — material company event

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Tax / Compensation Filing 2026-07-17

GS insider Form 4 filed for equity award, exercise, or tax withholding

Flaherty Mark A. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Flaherty Mark A. (Director)
Form 4 Tax / Compensation Filing 2026-07-17

GS insider Form 4 filed for equity award, exercise, or tax withholding

HESS JOHN B (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: HESS JOHN B (Director)
Form 4 Tax / Compensation Filing 2026-07-17

GS insider Form 4 filed for equity award, exercise, or tax withholding

JOHNSON KEVIN R (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: JOHNSON KEVIN R (Director)
Form 4 Tax / Compensation Filing 2026-07-17

GS insider Form 4 filed for equity award, exercise, or tax withholding

OPPENHEIMER PETER (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: OPPENHEIMER PETER (Director)
Form 4 Tax / Compensation Filing 2026-07-17

GS insider Form 4 filed for equity award, exercise, or tax withholding

VINIAR DAVID A (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: VINIAR DAVID A (Director) Shares: 2,000
Form 4 Insider Selling 2026-07-17

GS insider LESLIE ERICKA T (Chief Administrative Officer) sold 250 shares (~$288.0K)

LESLIE ERICKA T, listed as Chief Administrative Officer at GOLDMAN SACHS GROUP INC, reported an open-market sale of 250 GS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: LESLIE ERICKA T (Chief Administrative Officer) Shares: 250 Est. Value: $288.0K
Form 144 Proposed Insider Sale 2026-07-15

GS Form 144 filed for proposed insider sale by LESLIE ERICKA T (250 shares) ~$570.0K

LESLIE ERICKA T filed a Form 144 with the SEC indicating intent to sell GS (GOLDMAN SACHS GROUP INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: LESLIE ERICKA T Shares: 250 Est. Value: $570.0K
Form 8-K Material Company Update 2026-07-14

GS filed 8-K — material company event

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2026-06-24

GS filed 8-K — material company event

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Insider Selling 2026-06-17

GS insider GOLDMAN SACHS GROUP INC (10% Owner) sold 48 shares (~$475.20)

GOLDMAN SACHS GROUP INC, listed as 10% Owner at GOLDMAN SACHS GROUP INC, reported an open-market sale of 48 GS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: GOLDMAN SACHS GROUP INC (10% Owner) Shares: 48 Est. Value: $475.20
Form 8-K Material Company Update 2026-06-03

GS filed 8-K — material company event

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Insider Selling 2026-05-18

GS insider COLEMAN DENIS P. (Chief Financial Officer) sold 6,857 shares (~$6.68M)

COLEMAN DENIS P., listed as Chief Financial Officer at GOLDMAN SACHS GROUP INC, reported an open-market sale of 6,857 GS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: COLEMAN DENIS P. (Chief Financial Officer) Shares: 6,857 Est. Value: $6.68M
Form 144 Large Proposed Insider Sale 2026-05-14

GS Form 144 filed for proposed insider sale by COLEMAN DENIS P. (6,857 shares) ~$13.10M

COLEMAN DENIS P. filed a Form 144 with the SEC indicating intent to sell GS (GOLDMAN SACHS GROUP INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: COLEMAN DENIS P. Shares: 6,857 Est. Value: $13.10M
Form 8-K Material Company Update 2026-05-12

GS filed 8-K — material company event

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Insider Selling 2026-05-08

GS insider Ruemmler Kathryn H. (Chief Legal Officer, GC) sold 14,292 shares (~$13.42M)

Ruemmler Kathryn H., listed as Chief Legal Officer, GC at GOLDMAN SACHS GROUP INC, reported an open-market sale of 14,292 GS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Ruemmler Kathryn H. (Chief Legal Officer, GC) Shares: 14,292 Est. Value: $13.42M
Form 4 Insider Selling 2026-05-05

GS insider SOLOMON DAVID M (Director, Chairman of the Board and CEO) sold 3,470 shares (~$3.23M)

SOLOMON DAVID M, listed as Director, Chairman of the Board and CEO at GOLDMAN SACHS GROUP INC, reported an open-market sale of 3,470 GS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: SOLOMON DAVID M (Director, Chairman of the Board and CEO) Shares: 3,470 Est. Value: $3.23M

Understanding Goldman Sachs Group, Inc. (The)'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of GS shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that Goldman Sachs Group, Inc. (The) must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Goldman Sachs Group, Inc. (The)'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — GS SEC Filings

What SEC filings does Goldman Sachs Group, Inc. (The) submit to the SEC?

Goldman Sachs Group, Inc. (The) (GS) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about GS?

A Form 4 for GS discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Goldman Sachs Group, Inc. (The)?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for GS?

The 10-K is Goldman Sachs Group, Inc. (The)'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all GS SEC filings directly on EDGAR?

You can view all historical Goldman Sachs Group, Inc. (The) filings on the SEC EDGAR company page for GS. Each filing card on this page links directly to the original SEC document.

How often does Goldman Sachs Group, Inc. (The) file with the SEC?

Goldman Sachs Group, Inc. (The) files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling GS shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.