What SEC filings does The Goldman Sachs Group, Inc. submit to the SEC?

The Goldman Sachs Group, Inc. (GS) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about GS?

A Form 4 for GS discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from The Goldman Sachs Group, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for GS?

The 10-K is The Goldman Sachs Group, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all GS SEC filings directly on EDGAR?

You can view all historical The Goldman Sachs Group, Inc. filings on the SEC EDGAR company page for GS. Each filing card on this page links directly to the original SEC document.

How often does The Goldman Sachs Group, Inc. file with the SEC?

The Goldman Sachs Group, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling GS shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

GS SEC Filing News — The Goldman Sachs Group, Inc.

Latest SEC filings for The Goldman Sachs Group, Inc. (GS) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-16.

The Goldman Sachs Group, Inc., a financial institution, provides a range of financial services for corporations, financial institutions, governments, and individuals in the Americas, Europe, the Middle East, Africa, and Asia. It operates through three segments: Global Banking & Markets, Asset & Wealth Management, and Platform Solutions. The Global Banking & Markets segment provides financial advisory services, including strategic advisory assignments related to mergers and acquisitions, divestit…

Sector: Financial Services Industry: Capital Markets Market Cap: $261.7B

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for GS currently lean bearish. Of the 20 filing records displayed, 2 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

GS Filing Activity Snapshot 2026-07-17 — 2026-10-16

Insider Transactions (Form 4)

0 buys vs 2 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$12.54M

GOLDMAN SACHS GROUP INC (Insider) · 2026-08-13

690,807 shares · Form 4

8-K Item Codes Filed

Item 3.03: Material Modification to Rights of Security Holders; Item 5.03: Amendments to Articles or Bylaws; Item 9.01: Financial Statements and Exhibits Item 9.01: Financial Statements and Exhibits

Item codes identify the type of material event disclosed (e.g. 2.02 = earnings results, 5.02 = executive change, 1.01 = material agreement).

Form 144 Notices

Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 10 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 10 filings in this group are Form 4s for The Goldman Sachs Group, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 10 insider filings shown, the breakdown is 6 compensation award, 2 open-market sale and 1 mixed open-market activity. The remaining 1 filing reports no transaction line — a holdings statement, or a form whose transaction table could not be read — so it is left unclassified rather than guessed at. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×6: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market sale ×2: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Mixed open-market activity ×1: The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Form 4 Compensation award Tax / Compensation Filing 2026-10-16

GS insider Form 4 filed for equity award, exercise, or tax withholding

OPPENHEIMER PETER (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Restricted Stock Units	65	—	—

Filing: Form 4 (Insider Transaction) Insider: OPPENHEIMER PETER (Director)

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-16

GS insider Form 4 filed for equity award, exercise, or tax withholding

JOHNSON KEVIN R (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Restricted Stock Units	44	—	—

Filing: Form 4 (Insider Transaction) Insider: JOHNSON KEVIN R (Director)

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-16

GS insider Form 4 filed for equity award, exercise, or tax withholding

HESS JOHN B (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Restricted Stock Units	29	—	—

Filing: Form 4 (Insider Transaction) Insider: HESS JOHN B (Director)

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-16

GS insider Form 4 filed for equity award, exercise, or tax withholding

Flaherty Mark A. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Restricted Stock Units	29	—	—

Filing: Form 4 (Insider Transaction) Insider: Flaherty Mark A. (Director)

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-01

GS insider LESLIE ERICKA T (Chief Administrative Officer) sold 600 shares (~$620.3K)

LESLIE ERICKA T, listed as Chief Administrative Officer at GOLDMAN SACHS GROUP INC, reported an open-market sale of 600 GS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	600	$1,033.80	$620.3K

Filing: Form 4 (Insider Transaction) Insider: LESLIE ERICKA T (Chief Administrative Officer) Shares: 600 Est. Value: $620.3K

View on SEC EDGAR → Open Filing Document →

Form 4 Mixed open-market activity Mixed Insider Activity 2026-08-13

GS insider GOLDMAN SACHS GROUP INC (Insider) reported mixed Form 4 activity

GOLDMAN SACHS GROUP INC (Insider) filed a Form 4 showing both purchase and sale activity. Review the SEC filing for the transaction-by-transaction details before drawing a directional conclusion.

The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	85,000	$21.00	$1.78M
`S`	Open-market sale	988	$22.03	$21.8K
`S`	Open-market sale	447	$21.87	$9.8K
`S`	Open-market sale	1,332	$22.03	$29.3K
`S`	Open-market sale	200	$22.05	$4.4K
`S`	Open-market sale	1,556	$22.06	$34.3K
`S`	Open-market sale	3,402	$22.02	$74.9K
`S`	Open-market sale	200	$22.10	$4.4K
`S`	Open-market sale	480	$21.55	$10.3K
`S`	Open-market sale	100	$22.11	$2.2K
`S`	Open-market sale	753	$21.97	$16.5K
`S`	Open-market sale	672	$22.02	$14.8K
`S`	Open-market sale	6,970	$22.03	$153.5K
`S`	Open-market sale	400	$22.02	$8.8K
`S`	Open-market sale	1,180	$21.84	$25.8K
`S`	Open-market sale	1,040	$22.05	$22.9K
`S`	Open-market sale	300	$20.84	$6.3K
`S`	Open-market sale	443	$21.78	$9.6K
`S`	Open-market sale	200	$22.05	$4.4K
`S`	Open-market sale	700	$22.07	$15.4K
`S`	Open-market sale	1,163	$22.19	$25.8K
`S`	Open-market sale	100	$21.99	$2.2K
`S`	Open-market sale	6,763	$21.61	$146.1K
`S`	Open-market sale	76,418	$21.04	$1.61M
`C`	Derivative conversion	1,957,134	—	—
`C`	Derivative conversion	478,498	—	—
`P`	Open-market purchase	500,000	$17.00	$8.50M
`C`	Derivative conversion derivative · Series B Preferred Stock	18,181,830	—	—
`C`	Derivative conversion derivative · Series C Preferred Stock	4,445,275	—	—

Filing: Form 4 (Insider Transaction) Insider: GOLDMAN SACHS GROUP INC (Insider) Shares: 690,807 Est. Value: $12.54M

View on SEC EDGAR → Open Filing Document →

Form 4 Tax / Compensation Filing 2026-08-10

GS insider Form 4 filed for equity award, exercise, or tax withholding

GOLDMAN SACHS GROUP INC (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: GOLDMAN SACHS GROUP INC (10% Owner)

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-06

GS insider LESLIE ERICKA T (Chief Administrative Officer) sold 175 shares (~$184.4K)

LESLIE ERICKA T, listed as Chief Administrative Officer at GOLDMAN SACHS GROUP INC, reported an open-market sale of 175 GS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	37	$1,053.05	$39.0K
`S`	Open-market sale	129	$1,054.18	$136.0K
`S`	Open-market sale	9	$1,054.77	$9.5K

Filing: Form 4 (Insider Transaction) Insider: LESLIE ERICKA T (Chief Administrative Officer) Shares: 175 Est. Value: $184.4K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-07-17

GS insider Form 4 filed for equity award, exercise, or tax withholding

Flaherty Mark A. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Restricted Stock Units	22	—	—

Filing: Form 4 (Insider Transaction) Insider: Flaherty Mark A. (Director)

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-07-17

GS insider Form 4 filed for equity award, exercise, or tax withholding

HESS JOHN B (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Restricted Stock Units	22	—	—

Filing: Form 4 (Insider Transaction) Insider: HESS JOHN B (Director)

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 4 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. The Goldman Sachs Group, Inc. has 4 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-08-28

GS Form 144 filed for proposed insider sale by GOLDMAN SACHS GROUP INC (105,807 shares) ~$2.22M

GOLDMAN SACHS GROUP INC filed a Form 144 with the SEC indicating intent to sell GS (GOLDMAN SACHS GROUP INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: GOLDMAN SACHS GROUP INC Shares: 105,807 Est. Value: $2.22M

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-08-28

GS Form 144 filed for proposed insider sale by LESLIE ERICKA T (600 shares) ~$624.5K

LESLIE ERICKA T filed a Form 144 with the SEC indicating intent to sell GS (GOLDMAN SACHS GROUP INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: LESLIE ERICKA T Shares: 600 Est. Value: $624.5K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-08-04

GS Form 144 filed for proposed insider sale by LESLIE ERICKA T (175 shares) ~$179.7K

Filing: Form 144 (Proposed Sale Notice) Insider: LESLIE ERICKA T Shares: 175 Est. Value: $179.7K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-07-23

GS Form 144 filed for proposed insider sale by Ruemmler Kathryn H. (3,558 shares) ~$3.91M

Ruemmler Kathryn H. filed a Form 144 with the SEC indicating intent to sell GS (GOLDMAN SACHS GROUP INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Ruemmler Kathryn H. Shares: 3,558 Est. Value: $3.91M

View on SEC EDGAR → Open Filing Document →

Material Events 5 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 5 in this period for The Goldman Sachs Group, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

The items reported in this period are: Item 3.03: Material Modification to Rights of Security Holders; Item 5.03: Amendments to Articles or Bylaws; Item 9.01: Financial Statements and Exhibits.

Form 8-K Material Company Update 2026-10-13

GS filed 8-K — material company event

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-11

GS filed 8-K — material company event

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-07-27

GS filed 8-K — Material Modification to Rights of Security Holders

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC. Item 3.03: Material Modification to Rights of Security Holders; Item 5.03: Amendments to Articles or Bylaws; Item 9.01: Financial Statements and Exhibits. Filing excerpt: 8-K GOLDMAN SACHS GROUP INC 5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II NY false 0000886982 --12-31 0000886982 2026-07-23 2026-07-23 0000886982 us-gaap:CommonStockMember 2026-07-23 2026-07-23 0000886982 gs:SeriesAFloatingRatePreferredStockMember 2026-07-23 2026-07-23 0000886982 gs:SeriesCFloatingRatePreferredStockMember 2026-07-23 2026-07-23 0000886982 gs:SeriesDFloatingRatePreferredStockMember 2026-07-23 2026-07-23 0000886982…

Filing: 8-K (Material Event) Item 3.03: Material Modification to Rights of Security Holders; Item 5.03: Amendments to Articles or Bylaws; Item 9.01: Financial Statements and Exhibits

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-07-21

GS filed 8-K — Financial Statements and Exhibits

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC. Item 9.01: Financial Statements and Exhibits. Filing excerpt: 8-K GOLDMAN SACHS GROUP INC 5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II NY false 0000886982 0000886982 2026-07-21 2026-07-21 0000886982 us-gaap:CommonStockMember 2026-07-21 2026-07-21 0000886982 gs:SeriesAFloatingRatePreferredStockMember 2026-07-21 2026-07-21 0000886982 gs:SeriesCFloatingRatePreferredStockMember 2026-07-21 2026-07-21 0000886982 gs:SeriesDFloatingRatePreferredStockMember 2026-07-21 2026-07-21 0000886982…

Filing: 8-K (Material Event) Item 9.01: Financial Statements and Exhibits

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-07-20

GS filed 8-K — material company event

GOLDMAN SACHS GROUP INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 quarterly report (10-Q) for The Goldman Sachs Group, Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-03

GS filed Quarterly Report (10-Q)

GOLDMAN SACHS GROUP INC filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

How we classify The Goldman Sachs Group, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on GS. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — GS SEC Filings

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GS Full Analysis

Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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