What SEC filings does Hamilton Lane Incorporated submit to the SEC?

Hamilton Lane Incorporated (HLNE) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about HLNE?

A Form 4 for HLNE discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Hamilton Lane Incorporated?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for HLNE?

The 10-K is Hamilton Lane Incorporated's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all HLNE SEC filings directly on EDGAR?

You can view all historical Hamilton Lane Incorporated filings on the SEC EDGAR company page for HLNE. Each filing card on this page links directly to the original SEC document.

How often does Hamilton Lane Incorporated file with the SEC?

Hamilton Lane Incorporated files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling HLNE shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

HLNE SEC Filing News — Hamilton Lane Incorporated

Latest SEC filings for Hamilton Lane Incorporated (HLNE) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-15.

Hamilton Lane Incorporated is a private equity and venture capital firm specializing in early venture, emerging growth, turnaround, middle market, mature, mid-venture, bridge, buyout, distressed/vulture, loan, mezzanine in growth capital companies. The firm manages alternative investment strategies like direct credit, direct, fund of fund, evergreen and real assets. For primary and secondary fund of fund investments, the firm focuses to invest in private equity, buyout, special situations, credi…

Sector: Financial Services Industry: Asset Management Market Cap: $5.5B

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for HLNE currently lean bullish. Of the 20 displayed SEC filing records, 3 carry bullish classifications versus 0 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 16 insider transactions (Form 4) in this period.

HLNE Filing Activity Snapshot 2026-06-02 — 2026-10-15

Insider Transactions (Form 4)

3 buys vs 0 sells

Net insider buying in this period — more purchases than sales reported.

Largest Form 144 Filing

$3.01M

Rogers Hartley R. (Director, Executive Co-Chairman, 10% Owner) · 2026-06-15

38,290 shares · Form 4

Insider Transactions 16 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 16 filings in this group are Form 4s for Hamilton Lane Incorporated.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 16 insider filings shown, the breakdown is 12 compensation award, 3 open-market purchase and 1 gift. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×12: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market purchase ×3: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Gift ×1: Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Form 4 Compensation award Tax / Compensation Filing 2026-09-18

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

Kramer Andrea Anigati (Chief Operating Officer, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	27	$67.01	$1.8K
`F`	Tax withholding on vested shares	736	$93.03	$68.5K
`A`	Compensation award derivative · Performance Stock	22,252	—	—

Filing: Form 4 (Insider Transaction) Insider: Kramer Andrea Anigati (Chief Operating Officer, 10% Owner) Shares: 763

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-09-18

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

Armbrister Jeffrey Brian (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`F`	Tax withholding on vested shares	393	$93.03	$36.6K
`A`	Compensation award derivative · Performance Stock	22,252	—	—

Filing: Form 4 (Insider Transaction) Insider: Armbrister Jeffrey Brian (Chief Financial Officer) Shares: 393

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-09-18

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

Carl Drew Thomas (Chief Accounting Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	78	$67.01	$5.2K
`A`	Compensation award derivative · Performance Stock	2,226	—	—

Filing: Form 4 (Insider Transaction) Insider: Carl Drew Thomas (Chief Accounting Officer) Shares: 78

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-09-18

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

VARON LESLIE F (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	977	—	—

Filing: Form 4 (Insider Transaction) Insider: VARON LESLIE F (Director) Shares: 977

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-09-18

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

SEXTON O GRIFFITH (Director, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,953	—	—

Filing: Form 4 (Insider Transaction) Insider: SEXTON O GRIFFITH (Director, 10% Owner) Shares: 1,953

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-09-18

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

SCHMERTZLER MICHAEL (Director, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	977	—	—

Filing: Form 4 (Insider Transaction) Insider: SCHMERTZLER MICHAEL (Director, 10% Owner) Shares: 977

View on SEC EDGAR → Open Filing Document →

Form 4 Gift Tax / Compensation Filing 2026-09-14

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

Delgado-Moreira Juan (Director, Co-Chief Executive Officer, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`G`	Gift	50,000	—	—
`G`	Gift	50,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Delgado-Moreira Juan (Director, Co-Chief Executive Officer, 10% Owner) Shares: 100,000

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-06-15

HLNE insider Rogers Hartley R. (Director, Executive Co-Chairman, 10% Owner) bought 38,290 shares (~$3.01M)

Rogers Hartley R., listed as Director, Executive Co-Chairman, 10% Owner at Hamilton Lane INC, reported an open-market purchase of 38,290 HLNE shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	10,612	$77.86	$826.3K
`P`	Open-market purchase	27,678	$78.73	$2.18M

Filing: Form 4 (Insider Transaction) Insider: Rogers Hartley R. (Director, Executive Co-Chairman, 10% Owner) Shares: 38,290 Est. Value: $3.01M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-06-15

HLNE insider Kramer Andrea Anigati (Chief Operating Officer, 10% Owner) bought 1,283 shares (~$99.4K)

Kramer Andrea Anigati, listed as Chief Operating Officer, 10% Owner at Hamilton Lane INC, reported an open-market purchase of 1,283 HLNE shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	1,283	$77.46	$99.4K

Filing: Form 4 (Insider Transaction) Insider: Kramer Andrea Anigati (Chief Operating Officer, 10% Owner) Shares: 1,283 Est. Value: $99.4K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-06-15

HLNE insider BERKMAN DAVID J (Director) bought 15,000 shares (~$1.14M)

BERKMAN DAVID J, listed as Director at Hamilton Lane INC, reported an open-market purchase of 15,000 HLNE shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	15,000	$76.27	$1.14M

Filing: Form 4 (Insider Transaction) Insider: BERKMAN DAVID J (Director) Shares: 15,000 Est. Value: $1.14M

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-06-02

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	62	$84.89	$5.3K
`A`	Compensation award	3,543	—	—

Filing: Form 4 (Insider Transaction) Insider: Kramer Andrea Anigati (Chief Operating Officer, 10% Owner) Shares: 3,605

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-06-02

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	675	—	—

Filing: Form 4 (Insider Transaction) Insider: Carl Drew Thomas (Chief Accounting Officer) Shares: 675

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-06-02

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	2,109	—	—

Filing: Form 4 (Insider Transaction) Insider: Armbrister Jeffrey Brian (Chief Financial Officer) Shares: 2,109

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-06-02

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

Gavalis Lydia (General Counsel & Secretary) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,139	—	—

Filing: Form 4 (Insider Transaction) Insider: Gavalis Lydia (General Counsel & Secretary) Shares: 1,139

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-06-02

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	38,087	—	—

Filing: Form 4 (Insider Transaction) Insider: Delgado-Moreira Juan (Director, Co-Chief Executive Officer, 10% Owner) Shares: 38,087

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-06-02

HLNE insider Form 4 filed for equity award, exercise, or tax withholding

Hirsch Erik R. (Director, Co-Chief Executive Officer, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	42,145	—	—

Filing: Form 4 (Insider Transaction) Insider: Hirsch Erik R. (Director, Co-Chief Executive Officer, 10% Owner) Shares: 42,145

View on SEC EDGAR → Open Filing Document →

Material Events 3 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 3 in this period for Hamilton Lane Incorporated. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-10-15

HLNE filed 8-K — material company event

Hamilton Lane INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-09-10

HLNE filed 8-K — material company event

Hamilton Lane INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-04

HLNE filed 8-K — material company event

Hamilton Lane INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 quarterly report (10-Q) for Hamilton Lane Incorporated.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-04

HLNE filed Quarterly Report (10-Q)

Hamilton Lane INC filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

How we classify Hamilton Lane Incorporated's filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on HLNE. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — HLNE SEC Filings

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HLNE Full Analysis

Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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