HOOD SEC Filing News — Robinhood Markets, Inc.

Latest SEC filings for Robinhood Markets, Inc. (HOOD) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-15.

Robinhood Markets, Inc. operates financial services platform in the United States. The company's platform allows users to invest in stocks, exchange-traded funds (ETFs), and American depository receipts. It offers fractional trading, recurring investments, access to investing on margin, fully-paid securities lending, cash sweep, instant withdrawals, retirement program, around-the-clock trading, joint investing accounts, event contracts, future contract services, and short selling. The company al…
Sector: Financial Services Industry: Capital Markets Market Cap: $92.0B
20
Total Filings
0
Bullish Classifications
10
Bearish Classifications
17
Insider Transactions
0
Material Events (8-K)
0
Periodic Reports
Rule-based classifications for HOOD currently lean bearish. Of the 20 filing records displayed, 10 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
HOOD Filing Activity Snapshot 2026-09-23 — 2026-10-15
Insider Transactions (Form 4)
0 buys vs 8 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Form 144 Filing
$42.64M
Tenev Vladimir (Director, Chief Executive Officer) · 2026-10-07
375,000 shares · Form 4
Form 144 Notices
3
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 17 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 17 filings in this group are Form 4s for Robinhood Markets, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 17 insider filings shown, the breakdown is 8 open-market sale, 6 compensation award and 3 option exercise. 8 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market sale ×8
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Compensation award ×6
Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Option exercise ×3
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Form 4 Open-market sale Insider Selling 2026-10-15

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 8,899 shares (~$223.3K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 8,899 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 4,362 $25.14 $109.7K
S Open-market sale 4,537 $25.05 $113.7K
Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 8,899 Est. Value: $223.3K
Form 4 Open-market sale Insider Selling 2026-10-13

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 13,024 shares (~$333.9K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 13,024 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 4,728 $26.15 $123.6K
S Open-market sale 8,296 $25.35 $210.3K
Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 13,024 Est. Value: $333.9K
Form 4 Open-market sale Insider Selling 2026-10-09

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 13,434 shares (~$352.4K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 13,434 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 5,401 $26.46 $142.9K
S Open-market sale 8,033 $26.08 $209.5K
Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 13,434 Est. Value: $352.4K
Form 4 Open-market sale Insider Selling 2026-10-07

HOOD insider Gallagher Daniel Martin Jr (Chief Legal Officer) sold 10,000 shares (~$1.14M)

Gallagher Daniel Martin Jr, listed as Chief Legal Officer at Robinhood Markets, Inc., reported an open-market sale of 10,000 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 4,800 $113.28 $543.7K
S Open-market sale 4,700 $114.01 $535.8K
S Open-market sale 500 $115.06 $57.5K
Filing: Form 4 (Insider Transaction) Insider: Gallagher Daniel Martin Jr (Chief Legal Officer) Shares: 10,000 Est. Value: $1.14M
Form 4 Open-market sale Insider Selling 2026-10-07

HOOD insider Tenev Vladimir (Director, Chief Executive Officer) sold 375,000 shares (~$42.64M)

Tenev Vladimir, listed as Director, Chief Executive Officer at Robinhood Markets, Inc., reported an open-market sale of 375,000 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
C Derivative conversion 375,000 — —
S Open-market sale 158,911 $113.24 $17.99M
S Open-market sale 193,897 $113.97 $22.10M
S Open-market sale 22,192 $114.95 $2.55M
C Derivative conversion derivative · Class B Common Stock 375,000 — —
Filing: Form 4 (Insider Transaction) Insider: Tenev Vladimir (Director, Chief Executive Officer) Shares: 375,000 Est. Value: $42.64M
Form 4 Open-market sale Insider Selling 2026-10-07

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 10,826 shares (~$292.5K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 10,826 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 4,774 $27.01 $128.9K
S Open-market sale 6,052 $27.03 $163.6K
Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 10,826 Est. Value: $292.5K
Form 4 Compensation award Tax / Compensation Filing 2026-10-02

HOOD insider Form 4 filed for equity award, exercise, or tax withholding

Malka Meyer (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 144 — —
M Option exercise 822 — —
M Option exercise derivative · Restricted Stock Units 822 — —
Filing: Form 4 (Insider Transaction) Insider: Malka Meyer (Director) Shares: 966
Form 4 Compensation award Tax / Compensation Filing 2026-10-02

HOOD insider Form 4 filed for equity award, exercise, or tax withholding

Hegeman John William (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 144 — —
Filing: Form 4 (Insider Transaction) Insider: Hegeman John William (Director) Shares: 144
Form 4 Compensation award Tax / Compensation Filing 2026-10-02

HOOD insider Form 4 filed for equity award, exercise, or tax withholding

Payne Christopher D (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 211 — —
Filing: Form 4 (Insider Transaction) Insider: Payne Christopher D (Director) Shares: 211
Form 4 Compensation award Tax / Compensation Filing 2026-10-02

HOOD insider Form 4 filed for equity award, exercise, or tax withholding

SEGAL SUSAN (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 216 — —
Filing: Form 4 (Insider Transaction) Insider: SEGAL SUSAN (Director) Shares: 216
Form 4 Option exercise Tax / Compensation Filing 2026-10-02

HOOD insider Form 4 filed for equity award, exercise, or tax withholding

Zoellick Robert B. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 822 — —
M Option exercise derivative · Restricted Stock Units 822 — —
Filing: Form 4 (Insider Transaction) Insider: Zoellick Robert B. (Director) Shares: 822
Form 4 Option exercise Tax / Compensation Filing 2026-10-02

HOOD insider Form 4 filed for equity award, exercise, or tax withholding

Treseder Oluwadara Johnson (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 822 — —
M Option exercise derivative · Restricted Stock Units 822 — —
Filing: Form 4 (Insider Transaction) Insider: Treseder Oluwadara Johnson (Director) Shares: 822
Form 4 Compensation award Tax / Compensation Filing 2026-10-02

HOOD insider Form 4 filed for equity award, exercise, or tax withholding

RUBINSTEIN JONATHAN (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 333 — —
M Option exercise 822 — —
M Option exercise derivative · Restricted Stock Units 822 — —
Filing: Form 4 (Insider Transaction) Insider: RUBINSTEIN JONATHAN (Director) Shares: 1,155
Form 4 Option exercise Tax / Compensation Filing 2026-10-02

HOOD insider Form 4 filed for equity award, exercise, or tax withholding

Loop Paula (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 822 — —
M Option exercise derivative · Restricted Stock Units 822 — —
Filing: Form 4 (Insider Transaction) Insider: Loop Paula (Director) Shares: 822
Form 4 Compensation award Tax / Compensation Filing 2026-10-02

HOOD insider Form 4 filed for equity award, exercise, or tax withholding

Bhatt Baiju (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 111 — —
M Option exercise 822 — —
M Option exercise derivative · Restricted Stock Units 822 — —
Filing: Form 4 (Insider Transaction) Insider: Bhatt Baiju (Director) Shares: 933
Form 4 Open-market sale Insider Selling 2026-09-24

HOOD insider Tenev Vladimir (Director, Chief Executive Officer) sold 240,834 shares (~$30.18M)

Tenev Vladimir, listed as Director, Chief Executive Officer at Robinhood Markets, Inc., reported an open-market sale of 240,834 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
C Derivative conversion 240,834 — —
S Open-market sale 239,532 $125.33 $30.02M
S Open-market sale 1,302 $126.14 $164.2K
C Derivative conversion derivative · Class B Common Stock 240,834 — —
Filing: Form 4 (Insider Transaction) Insider: Tenev Vladimir (Director, Chief Executive Officer) Shares: 240,834 Est. Value: $30.18M
Form 4 Open-market sale Insider Selling 2026-09-23

HOOD insider Tenev Vladimir (Director, Chief Executive Officer) sold 259,166 shares (~$32.55M)

Tenev Vladimir, listed as Director, Chief Executive Officer at Robinhood Markets, Inc., reported an open-market sale of 259,166 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
C Derivative conversion 259,166 — —
S Open-market sale 248,136 $125.55 $31.15M
S Open-market sale 11,030 $126.15 $1.39M
C Derivative conversion derivative · Class B Common Stock 259,166 — —
Filing: Form 4 (Insider Transaction) Insider: Tenev Vladimir (Director, Chief Executive Officer) Shares: 259,166 Est. Value: $32.55M
Proposed Insider Sales 3 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Robinhood Markets, Inc. has 3 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Large Proposed Insider Sale 2026-10-15

HOOD Form 144 filed for proposed insider sale by THE TENEV 2017 IRREVOCABLE TRUST (327,500 shares) ~$33.10M

THE TENEV 2017 IRREVOCABLE TRUST filed a Form 144 with the SEC indicating intent to sell HOOD (Robinhood Markets, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: THE TENEV 2017 IRREVOCABLE TRUST Shares: 327,500 Est. Value: $33.10M
Form 144 Proposed Insider Sale 2026-10-15

HOOD Form 144 filed for proposed insider sale by SURFBOARD MANAGEMENT LLC (40,500 shares) ~$4.09M

SURFBOARD MANAGEMENT LLC filed a Form 144 with the SEC indicating intent to sell HOOD (Robinhood Markets, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: SURFBOARD MANAGEMENT LLC Shares: 40,500 Est. Value: $4.09M
Form 144 Large Proposed Insider Sale 2026-10-05

HOOD Form 144 filed for proposed insider sale by VLADIMIR TENEV (375,000 shares) ~$42.28M

VLADIMIR TENEV filed a Form 144 with the SEC indicating intent to sell HOOD (Robinhood Markets, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: VLADIMIR TENEV Shares: 375,000 Est. Value: $42.28M

How we classify Robinhood Markets, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on HOOD. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — HOOD SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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