HOOD SEC Filing News — Robinhood Markets, Inc.

Latest SEC filings for Robinhood Markets, Inc. (HOOD) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-30.

Robinhood Markets, Inc. operates financial services platform in the United States. The company's platform allows users to invest in stocks, exchange-traded funds (ETFs), and American depository receipts. It offers fractional trading, recurring investments, access to investing on margin, fully-paid securities lending, cash sweep, instant withdrawals, retirement program, around-the-clock trading, joint investing accounts, event contracts, future contract services, and short selling. The company al…
Sector: Financial Services Industry: Capital Markets Market Cap: $77.8B CIK: 1783879
20
Total Filings
0
Bullish Signals
18
Bearish Signals
15
Insider Transactions
1
Material Events (8-K)
1
Periodic Reports
Insider activity for HOOD has skewed bearish recently. Of the 20 filings tracked, 18 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
HOOD Filing Activity Snapshot 2026-07-07 — 2026-07-30
Insider Transactions (Form 4)
0 buys vs 15 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Transaction
$74.31M
THE TENEV 2017 IRREVOCABLE TRUST · 2026-07-15
327,500 shares · Form 144
Form 144 Notices
3
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 4 Insider Selling 2026-07-30

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 4,480 shares (~$112.4K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 4,480 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 4,480 Est. Value: $112.4K
Form 10-Q Quarterly Report 2026-07-30

HOOD filed Quarterly Report (10-Q)

Robinhood Markets, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
Form 8-K Material Company Update 2026-07-29

HOOD filed 8-K — material company event

Robinhood Markets, Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Insider Selling 2026-07-28

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 17,953 shares (~$453.9K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 17,953 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 17,953 Est. Value: $453.9K
Form 4 Insider Selling 2026-07-28

HOOD insider Bhatt Baiju (Director) sold 49,223 shares (~$4.68M)

Bhatt Baiju, listed as Director at Robinhood Markets, Inc., reported an open-market sale of 49,223 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Bhatt Baiju (Director) Shares: 49,223 Est. Value: $4.68M
Form 4 Insider Selling 2026-07-24

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 28,431 shares (~$764.9K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 28,431 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 28,431 Est. Value: $764.9K
Form 144 Large Proposed Insider Sale 2026-07-24

HOOD Form 144 filed for proposed insider sale by Baiju Prafulkumar Bhatt Living Trust (49,223 shares) ~$10.00M

Baiju Prafulkumar Bhatt Living Trust filed a Form 144 with the SEC indicating intent to sell HOOD (Robinhood Markets, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Baiju Prafulkumar Bhatt Living Trust Shares: 49,223 Est. Value: $10.00M
Form 4 Insider Selling 2026-07-22

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 22,546 shares (~$598.5K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 22,546 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 22,546 Est. Value: $598.5K
Form 4 Insider Selling 2026-07-20

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 33,289 shares (~$867.2K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 33,289 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 33,289 Est. Value: $867.2K
Form 4 Insider Selling 2026-07-17

HOOD insider Verma Shiv (Chief Financial Officer) sold 3,982 shares (~$456.8K)

Verma Shiv, listed as Chief Financial Officer at Robinhood Markets, Inc., reported an open-market sale of 3,982 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Verma Shiv (Chief Financial Officer) Shares: 3,982 Est. Value: $456.8K
Form 4 Insider Selling 2026-07-16

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 19,776 shares (~$563.5K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 19,776 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 19,776 Est. Value: $563.5K
Form 144 Large Proposed Insider Sale 2026-07-15

HOOD Form 144 filed for proposed insider sale by THE TENEV 2017 IRREVOCABLE TRUST (327,500 shares) ~$74.31M

THE TENEV 2017 IRREVOCABLE TRUST filed a Form 144 with the SEC indicating intent to sell HOOD (Robinhood Markets, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: THE TENEV 2017 IRREVOCABLE TRUST Shares: 327,500 Est. Value: $74.31M
Form 144 Large Proposed Insider Sale 2026-07-15

HOOD Form 144 filed for proposed insider sale by SURFBOARD MANAGEMENT LLC (40,500 shares) ~$9.19M

SURFBOARD MANAGEMENT LLC filed a Form 144 with the SEC indicating intent to sell HOOD (Robinhood Markets, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: SURFBOARD MANAGEMENT LLC Shares: 40,500 Est. Value: $9.19M
Form 4 Insider Selling 2026-07-14

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 21,109 shares (~$639.9K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 21,109 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 21,109 Est. Value: $639.9K
Form 4 Insider Selling 2026-07-10

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 17,949 shares (~$552.8K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 17,949 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 17,949 Est. Value: $552.8K
Form 4 Insider Selling 2026-07-08

HOOD insider Robinhood Markets, Inc. (10% Owner) sold 21,294 shares (~$689.8K)

Robinhood Markets, Inc., listed as 10% Owner at Robinhood Markets, Inc., reported an open-market sale of 21,294 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Robinhood Markets, Inc. (10% Owner) Shares: 21,294 Est. Value: $689.8K
Form 4 Insider Selling 2026-07-08

HOOD insider Tenev Vladimir (Director, Chief Executive Officer) sold 375,000 shares (~$43.56M)

Tenev Vladimir, listed as Director, Chief Executive Officer at Robinhood Markets, Inc., reported an open-market sale of 375,000 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Tenev Vladimir (Director, Chief Executive Officer) Shares: 375,000 Est. Value: $43.56M
Form 4 Insider Selling 2026-07-08

HOOD insider Gallagher Daniel Martin Jr (Chief Legal Officer) sold 10,000 shares (~$1.16M)

Gallagher Daniel Martin Jr, listed as Chief Legal Officer at Robinhood Markets, Inc., reported an open-market sale of 10,000 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Gallagher Daniel Martin Jr (Chief Legal Officer) Shares: 10,000 Est. Value: $1.16M
Form 4 Insider Selling 2026-07-07

HOOD insider Quirk Steven M. (Chief Brokerage Officer) sold 19,377 shares (~$2.32M)

Quirk Steven M., listed as Chief Brokerage Officer at Robinhood Markets, Inc., reported an open-market sale of 19,377 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Quirk Steven M. (Chief Brokerage Officer) Shares: 19,377 Est. Value: $2.32M
Form 4 Insider Selling 2026-07-07

HOOD insider Treseder Oluwadara Johnson (Director) sold 3,750 shares (~$440.6K)

Treseder Oluwadara Johnson, listed as Director at Robinhood Markets, Inc., reported an open-market sale of 3,750 HOOD shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Treseder Oluwadara Johnson (Director) Shares: 3,750 Est. Value: $440.6K

Understanding Robinhood Markets, Inc.'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of HOOD shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that Robinhood Markets, Inc. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Robinhood Markets, Inc.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — HOOD SEC Filings

What SEC filings does Robinhood Markets, Inc. submit to the SEC?

Robinhood Markets, Inc. (HOOD) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about HOOD?

A Form 4 for HOOD discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Robinhood Markets, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for HOOD?

The 10-K is Robinhood Markets, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all HOOD SEC filings directly on EDGAR?

You can view all historical Robinhood Markets, Inc. filings on the SEC EDGAR company page for HOOD. Each filing card on this page links directly to the original SEC document.

How often does Robinhood Markets, Inc. file with the SEC?

Robinhood Markets, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling HOOD shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.