IVZ SEC Filing News — Invesco Ltd.

Latest SEC filings for Invesco Ltd. (IVZ) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-28.

Invesco Ltd. is a publicly owned investment manager. The firm provides its services to retail clients, institutional clients, high-net worth clients, public entities, corporations, unions, non-profit organizations, endowments, foundations, pension funds, financial institutions, and sovereign wealth funds. It manages separate client-focused equity and fixed income portfolios. The firm also launches equity, commodity, fixed income, multi-asset, and balanced mutual funds for its clients. It launche…
Sector: Financial Services Industry: Asset Management Market Cap: $13.1B CIK: 914208
20
Total Filings
0
Bullish Signals
0
Bearish Signals
16
Insider Transactions
4
Material Events (8-K)
0
Periodic Reports
What you're looking at: Each item below is parsed from an actual SEC filing submitted by Invesco Ltd.. Form 4 = confirmed insider transaction · Form 144 = proposed sale notice · 8-K = material event (earnings, M&A, leadership change, etc.) · 10-Q / 10-K = quarterly / annual report.
IVZ Filing Activity Snapshot 2026-05-19 — 2026-07-28
Insider Transactions (Form 4)
0 buys vs 0 sells
Insider buying and selling activity is balanced in this period.
Recent SEC Filings
Form 8-K Material Company Update 2026-07-28

IVZ filed 8-K — material company event

Invesco Ltd. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-10

IVZ filed 8-K — material company event

Invesco Ltd. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-07

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

DUKES LAURA ALLISON (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: DUKES LAURA ALLISON (Chief Financial Officer) Shares: 52,003
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-07

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Kupor Jeffrey H (Senior Managing Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Kupor Jeffrey H (Senior Managing Director) Shares: 26,002
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-07

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Lo Andrew Tak Shing (Senior Managing Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Lo Andrew Tak Shing (Senior Managing Director) Shares: 116,754
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-07

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Schlossberg Andrew (Director, President and CEO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Schlossberg Andrew (Director, President and CEO) Shares: 156,007
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-01

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Invesco Advisers, Inc. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Invesco Advisers, Inc. (Director) Shares: 19,589
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-06-09

IVZ filed 8-K — material company event

Invesco Ltd. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-01

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Invesco Advisers, Inc. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Invesco Advisers, Inc. (Director) Shares: 18,994
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-01

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Invesco Advisers, Inc. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Invesco Advisers, Inc. (Director) Shares: 41,490
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-05-22

IVZ filed 8-K — material company event

Invesco Ltd. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-19

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

WOOD PHOEBE A (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: WOOD PHOEBE A (Director) Shares: 8,112
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-19

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

WOMACK CHRISTOPHER C (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: WOMACK CHRISTOPHER C (Director) Shares: 8,112
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-19

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

WAGONER G RICHARD JR (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: WAGONER G RICHARD JR (Director) Shares: 8,112
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-19

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Tolliver Paula (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Tolliver Paula (Director) Shares: 8,112
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-19

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Sheinwald Nigel (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Sheinwald Nigel (Director) Shares: 8,112
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-19

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Johnson Elizabeth S. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Johnson Elizabeth S. (Director) Shares: 8,112
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-19

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Glavin William Francis Jr (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Glavin William Francis Jr (Director) Shares: 8,112
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-19

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

GIBBONS THOMAS P (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: GIBBONS THOMAS P (Director) Shares: 8,112
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-19

IVZ insider Form 4 filed for equity award, exercise, or tax withholding

Finke Thomas M (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Finke Thomas M (Director) Shares: 8,112
View on SEC EDGAR → Open Filing Document →

Understanding Invesco Ltd.'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of IVZ shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that Invesco Ltd. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Invesco Ltd.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — IVZ SEC Filings

What SEC filings does Invesco Ltd. submit to the SEC?

Invesco Ltd. (IVZ) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about IVZ?

A Form 4 for IVZ discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Invesco Ltd.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for IVZ?

The 10-K is Invesco Ltd.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all IVZ SEC filings directly on EDGAR?

You can view all historical Invesco Ltd. filings on the SEC EDGAR company page for IVZ. Each filing card on this page links directly to the original SEC document.

How often does Invesco Ltd. file with the SEC?

Invesco Ltd. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling IVZ shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.