JPM SEC Filing News — JP Morgan Chase & Co.

Latest SEC filings for JP Morgan Chase & Co. (JPM) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-28.

JPMorgan Chase & Co. operates as a bank and financial holding company in the United States, rest of North America, Europe, the Middle East, Africa, the Asia Pacific, Latin America, and the Caribbean. It operates in three segments: Consumer & Community Banking, Commercial & Investment Bank, and Asset & Wealth Management. The company offers deposit, investment and lending products, and cash management; mortgage origination and servicing activities; residential mortgages and home equity loans; and …
Sector: Financial Services Industry: Banks - Diversified CIK: 19617
20
Total Filings
0
Bullish Signals
2
Bearish Signals
12
Insider Transactions
7
Material Events (8-K)
0
Periodic Reports
Insider activity for JPM has skewed bearish recently. Of the 20 filings tracked, 2 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
JPM Filing Activity Snapshot 2026-06-22 — 2026-07-28
Insider Transactions (Form 4)
0 buys vs 1 sell
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Transaction
$10.79M
Marianne Lake · 2026-07-21
15,631 shares · Form 144
Form 144 Notices
1
Proposed insider sale filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 4 Tax / Compensation Filing 2026-07-28

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Friedman Stacey (General Counsel) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Friedman Stacey (General Counsel) Shares: 166
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-28

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Petno Douglas B (Co-President; CEO CIB) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Petno Douglas B (Co-President; CEO CIB) Shares: 864
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-23

JPM filed 8-K — material company event

JPMORGAN CHASE & CO filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-23

JPM filed 8-K — material company event

JPMORGAN CHASE & CO filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 144 Large Proposed Insider Sale 2026-07-21

JPM Form 144 filed for proposed insider sale by Marianne Lake (15,631 shares) ~$10.79M

Marianne Lake filed a Form 144 with the SEC indicating intent to sell JPM (JPMORGAN CHASE & CO) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Marianne Lake Shares: 15,631 Est. Value: $10.79M
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-14

JPM filed 8-K — material company event

JPMORGAN CHASE & CO filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-14

JPM filed 8-K — material company event

JPMORGAN CHASE & CO filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-08

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Lake Marianne (CEO CCB) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Lake Marianne (CEO CCB)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-01

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Rometty Virginia M (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Rometty Virginia M (Director) Shares: 122
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-01

JPM insider Form 4 filed for equity award, exercise, or tax withholding

NOVAKOVIC PHEBE N (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: NOVAKOVIC PHEBE N (Director) Shares: 122
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-01

JPM insider Form 4 filed for equity award, exercise, or tax withholding

HOBSON MELLODY L (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: HOBSON MELLODY L (Director) Shares: 137
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-01

JPM insider Form 4 filed for equity award, exercise, or tax withholding

BURKE STEPHEN B (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: BURKE STEPHEN B (Director) Shares: 171
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-26

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Piepszak Jennifer (Chief Operating Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Piepszak Jennifer (Chief Operating Officer)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-26

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Rohrbaugh Troy L (Co-President; CEO CCB) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Rohrbaugh Troy L (Co-President; CEO CCB)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-26

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Petno Douglas B (Co-President; CEO CIB) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Petno Douglas B (Co-President; CEO CIB)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-26

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Erdoes Mary E. (CEO Asset & Wealth Management) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Erdoes Mary E. (CEO Asset & Wealth Management)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-06-25

JPM filed 8-K — material company event

JPMORGAN CHASE & CO filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-06-24

JPM filed 8-K — material company event

JPMORGAN CHASE & CO filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-06-24

JPM filed 8-K — material company event

JPMORGAN CHASE & CO filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-06-22

JPM insider Friedman Stacey (General Counsel) sold 5,467 shares (~$1.81M)

Friedman Stacey, listed as General Counsel at JPMORGAN CHASE & CO, reported an open-market sale of 5,467 JPM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Friedman Stacey (General Counsel) Shares: 5,467 Est. Value: $1.81M
View on SEC EDGAR → Open Filing Document →

Understanding JP Morgan Chase & Co.'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of JPM shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that JP Morgan Chase & Co. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering JP Morgan Chase & Co.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — JPM SEC Filings

What SEC filings does JP Morgan Chase & Co. submit to the SEC?

JP Morgan Chase & Co. (JPM) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about JPM?

A Form 4 for JPM discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from JP Morgan Chase & Co.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for JPM?

The 10-K is JP Morgan Chase & Co.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all JPM SEC filings directly on EDGAR?

You can view all historical JP Morgan Chase & Co. filings on the SEC EDGAR company page for JPM. Each filing card on this page links directly to the original SEC document.

How often does JP Morgan Chase & Co. file with the SEC?

JP Morgan Chase & Co. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling JPM shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.