What SEC filings does JPMorgan Chase & Co. submit to the SEC?

JPMorgan Chase & Co. (JPM) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about JPM?

A Form 4 for JPM discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from JPMorgan Chase & Co.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for JPM?

The 10-K is JPMorgan Chase & Co.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all JPM SEC filings directly on EDGAR?

You can view all historical JPMorgan Chase & Co. filings on the SEC EDGAR company page for JPM. Each filing card on this page links directly to the original SEC document.

How often does JPMorgan Chase & Co. file with the SEC?

JPMorgan Chase & Co. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling JPM shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

JPM SEC Filing News — JPMorgan Chase & Co.

Latest SEC filings for JPMorgan Chase & Co. (JPM) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-15.

JPMorgan Chase & Co. operates as a bank and financial holding company in the United States, rest of North America, Europe, the Middle East, Africa, the Asia Pacific, Latin America, and the Caribbean. It operates in three segments: Consumer & Community Banking, Commercial & Investment Bank, and Asset & Wealth Management. The company offers deposit, investment and lending products, and cash management; mortgage origination and servicing activities; residential mortgages and home equity loans; and …

Sector: Financial Services Industry: Banks - Diversified Market Cap: $902.2B CIK: 19617

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for JPM currently lean bearish. Of the 20 filing records displayed, 3 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

JPM Filing Activity Snapshot 2026-07-08 — 2026-10-15

Insider Transactions (Form 4)

0 buys vs 2 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$5.39M

Marianne Lake · 2026-07-21

15,631 shares · Form 144

Form 144 Notices

Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 10 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 10 filings in this group are Form 4s for JPMorgan Chase & Co.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 10 insider filings shown, the breakdown is 4 compensation award, 3 gift and 2 open-market sale. The remaining 1 filing reports no transaction line — a holdings statement, or a form whose transaction table could not be read — so it is left unclassified rather than guessed at. 2 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×4: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Gift ×3: Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.
Open-market sale ×2: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Form 4 Gift Tax / Compensation Filing 2026-10-15

JPM insider Form 4 filed for equity award, exercise, or tax withholding

BURKE STEPHEN B (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`G`	Gift	30,000	—	—

Filing: Form 4 (Insider Transaction) Insider: BURKE STEPHEN B (Director) Shares: 30,000

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-01

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Rometty Virginia M (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	120	$330.83	$39.7K

Filing: Form 4 (Insider Transaction) Insider: Rometty Virginia M (Director) Shares: 120

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-01

JPM insider Form 4 filed for equity award, exercise, or tax withholding

NOVAKOVIC PHEBE N (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	120	$330.83	$39.7K

Filing: Form 4 (Insider Transaction) Insider: NOVAKOVIC PHEBE N (Director) Shares: 120

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-01

JPM insider Form 4 filed for equity award, exercise, or tax withholding

HOBSON MELLODY L (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	136	$330.83	$45.0K

Filing: Form 4 (Insider Transaction) Insider: HOBSON MELLODY L (Director) Shares: 136

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-01

JPM insider Form 4 filed for equity award, exercise, or tax withholding

BURKE STEPHEN B (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	170	$330.83	$56.2K

Filing: Form 4 (Insider Transaction) Insider: BURKE STEPHEN B (Director) Shares: 170

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-10

JPM insider Leopold Robin (Head of Human Resources) sold 2,500 shares (~$882.0K)

Leopold Robin, listed as Head of Human Resources at JPMORGAN CHASE & CO, reported an open-market sale of 2,500 JPM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	2,500	$352.81	$882.0K

Filing: Form 4 (Insider Transaction) Insider: Leopold Robin (Head of Human Resources) Shares: 2,500 Est. Value: $882.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-11

JPM insider Leopold Robin (Head of Human Resources) sold 2,500 shares (~$903.5K)

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	2,500	$361.41	$903.5K

Filing: Form 4 (Insider Transaction) Insider: Leopold Robin (Head of Human Resources) Shares: 2,500 Est. Value: $903.5K

View on SEC EDGAR → Open Filing Document →

Form 4 Gift Tax / Compensation Filing 2026-07-28

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Friedman Stacey (General Counsel) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`G`	Gift	166	—	—

Filing: Form 4 (Insider Transaction) Insider: Friedman Stacey (General Counsel) Shares: 166

View on SEC EDGAR → Open Filing Document →

Form 4 Gift Tax / Compensation Filing 2026-07-28

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Petno Douglas B (Co-President; CEO CIB) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`G`	Gift	864	—	—

Filing: Form 4 (Insider Transaction) Insider: Petno Douglas B (Co-President; CEO CIB) Shares: 864

View on SEC EDGAR → Open Filing Document →

Form 4 Tax / Compensation Filing 2026-07-08

JPM insider Form 4 filed for equity award, exercise, or tax withholding

Lake Marianne (CEO CCB) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Lake Marianne (CEO CCB)

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 3 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. JPMorgan Chase & Co. has 3 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-09-10

JPM Form 144 filed for proposed insider sale by Robin Leopold (2,500 shares) ~$882.0K

Robin Leopold filed a Form 144 with the SEC indicating intent to sell JPM (JPMORGAN CHASE & CO) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Robin Leopold Shares: 2,500 Est. Value: $882.0K

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-08-11

JPM Form 144 filed for proposed insider sale by Robin Leopold (2,500 shares) ~$903.5K

Filing: Form 144 (Proposed Sale Notice) Insider: Robin Leopold Shares: 2,500 Est. Value: $903.5K

View on SEC EDGAR → Open Filing Document →

Form 144 Large Proposed Insider Sale 2026-07-21

JPM Form 144 filed for proposed insider sale by Marianne Lake (15,631 shares) ~$5.39M

Marianne Lake filed a Form 144 with the SEC indicating intent to sell JPM (JPMORGAN CHASE & CO) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Marianne Lake Shares: 15,631 Est. Value: $5.39M

View on SEC EDGAR → Open Filing Document →

Material Events 6 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 6 in this period for JPMorgan Chase & Co. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-10-13