KKR SEC Filing News — KKR & Co. Inc.

Q: What is the difference between a 10-K and 10-Q for KKR?

The 10-K is KKR & Co. Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Latest SEC filings for KKR & Co. Inc. (KKR) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-02.

KKR & Co. Inc. is a private equity and real estate investment firm specializing in direct and fund of fund investments. It specializes in acquisitions, leveraged buyouts, management buyouts, credit special situations, growth equity, mature, mezzanine, distressed, turnaround, lower middle market, and middle market investments. The firm considers investments in all industries with a focus on software, cybersecurity, fintech, data and information, security, semiconductors, consumer electronics, int…

Sector: Financial Services Industry: Asset Management Market Cap: $83.1B CIK: 1404912

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for KKR currently lean bearish. Of the 20 filing records displayed, 2 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

KKR Filing Activity Snapshot 2026-05-05 — 2026-10-02

Insider Transactions (Form 4)

0 buys vs 2 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$857.49M

KKR Group Partnership L.P. (10% Owner) · 2026-06-05

14,669,771 shares · Form 4

Form 144 Notices

Proposed insider sale filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 10 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 10 filings in this group are Form 4s for KKR & Co. Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 10 insider filings shown, the breakdown is 6 other reported transaction, 2 gift and 2 open-market sale. 2 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Other reported transaction ×6: The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.
Gift ×2: Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.
Open-market sale ×2: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Form 4 Other reported transaction Tax / Compensation Filing 2026-10-02

KKR insider Form 4 filed for equity award, exercise, or tax withholding

KKR Alternative Assets LLC (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`J`	Other transaction	63,653	$22.86	$1.46M

Filing: Form 4 (Insider Transaction) Insider: KKR Alternative Assets LLC (10% Owner) Shares: 63,653

View on SEC EDGAR → Open Filing Document →

Form 4 Other reported transaction Tax / Compensation Filing 2026-09-18

KKR insider Form 4 filed for equity award, exercise, or tax withholding

The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`J`	Other transaction	1,933,109	—	—

Filing: Form 4 (Insider Transaction) Insider: KKR Alternative Assets LLC (10% Owner) Shares: 1,933,109

View on SEC EDGAR → Open Filing Document →

Form 4 Gift Tax / Compensation Filing 2026-09-10

KKR insider Form 4 filed for equity award, exercise, or tax withholding

BAE JOSEPH Y (Director, Co-Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`G`	Gift	122,403	—	—
`G`	Gift	345,849	—	—

Filing: Form 4 (Insider Transaction) Insider: BAE JOSEPH Y (Director, Co-Chief Executive Officer) Shares: 468,252

View on SEC EDGAR → Open Filing Document →

Form 4 Gift Tax / Compensation Filing 2026-09-04

KKR insider Form 4 filed for equity award, exercise, or tax withholding

Lewin Robert H (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were transferred as a gift, typically for estate or charitable planning. No sale into the market took place.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`G`	Gift	10,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Lewin Robert H (Chief Financial Officer) Shares: 10,000

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-04

KKR insider HOLMES DANE E (Chief Administrative Officer) sold 10,000 shares (~$1.09M)

HOLMES DANE E, listed as Chief Administrative Officer at KKR & Co. Inc., reported an open-market sale of 10,000 KKR shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	10,000	—	—
`S`	Open-market sale	10,000	$108.58	$1.09M
`M`	Option exercise derivative · Restricted Holdings Units	10,000	—	—

Filing: Form 4 (Insider Transaction) Insider: HOLMES DANE E (Chief Administrative Officer) Shares: 10,000 Est. Value: $1.09M

View on SEC EDGAR → Open Filing Document →

Form 4 Other reported transaction Tax / Compensation Filing 2026-09-02

KKR insider Form 4 filed for equity award, exercise, or tax withholding

The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`J`	Other transaction	65,833	$22.59	$1.49M

Filing: Form 4 (Insider Transaction) Insider: KKR Alternative Assets LLC (10% Owner) Shares: 65,833

View on SEC EDGAR → Open Filing Document →

Form 4 Other reported transaction Tax / Compensation Filing 2026-08-04

KKR insider Form 4 filed for equity award, exercise, or tax withholding

The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`J`	Other transaction	67,214	$22.74	$1.53M

Filing: Form 4 (Insider Transaction) Insider: KKR Alternative Assets LLC (10% Owner) Shares: 67,214

View on SEC EDGAR → Open Filing Document →

Form 4 Other reported transaction Tax / Compensation Filing 2026-07-02

KKR insider Form 4 filed for equity award, exercise, or tax withholding

The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`J`	Other transaction	105,871	$22.88	$2.42M

Filing: Form 4 (Insider Transaction) Insider: KKR Alternative Assets LLC (10% Owner) Shares: 105,871

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-06-05

KKR insider KKR Group Partnership L.P. (10% Owner) sold 14,669,771 shares (~$857.49M)

KKR Group Partnership L.P., listed as 10% Owner at KKR & Co. Inc., reported an open-market sale of 14,669,771 KKR shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	14,669,771	$58.45	$857.49M
`J`	Other transaction	324,608	—	—
`G`	Gift	36,927	—	—
`G`	Gift	23,263	—	—

Filing: Form 4 (Insider Transaction) Insider: KKR Group Partnership L.P. (10% Owner) Shares: 14,669,771 Est. Value: $857.49M

View on SEC EDGAR → Open Filing Document →

Form 4 Other reported transaction Tax / Compensation Filing 2026-06-02

KKR insider Form 4 filed for equity award, exercise, or tax withholding

The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`J`	Other transaction	65,490	$23.26	$1.52M

Filing: Form 4 (Insider Transaction) Insider: KKR Alternative Assets LLC (10% Owner) Shares: 65,490

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 1 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. KKR & Co. Inc. has 1 such notice in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-09-03

KKR Form 144 filed for proposed insider sale by HOLMES DANE E (10,000 shares) ~$1.06M

HOLMES DANE E filed a Form 144 with the SEC indicating intent to sell KKR (KKR & Co. Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: HOLMES DANE E Shares: 10,000 Est. Value: $1.06M

View on SEC EDGAR → Open Filing Document →

Material Events 7 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 7 in this period for KKR & Co. Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-08-31