KKR SEC Filing News — KKR & Co. Inc.

Latest SEC filings for KKR & Co. Inc. (KKR) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-31.

KKR & Co. Inc. is a private equity and real estate investment firm specializing in direct and fund of fund investments. It specializes in acquisitions, leveraged buyouts, management buyouts, credit special situations, growth equity, mature, mezzanine, distressed, turnaround, lower middle market, and middle market investments. The firm considers investments in all industries with a focus on software, cybersecurity, fintech, data and information, security, semiconductors, consumer electronics, int…
Sector: Financial Services Industry: Asset Management Market Cap: $94.6B CIK: 1404912
20
Total Filings
3
Bullish Signals
2
Bearish Signals
13
Insider Transactions
6
Material Events (8-K)
1
Periodic Reports
Insider sentiment for KKR is currently leaning bullish. Of the 20 recent SEC filings, 3 carry bullish signals versus 2 bearish. This reflects more insider buying activity than selling in the recent filing window — a signal worth tracking alongside fundamental analysis. There were 13 insider transactions (Form 4) in this period.
KKR Filing Activity Snapshot 2026-03-03 — 2026-07-31
Insider Transactions (Form 4)
3 buys vs 2 sells
Net insider buying in this period — more purchases than sales reported.
Largest Transaction
$857.49M
KKR Group Partnership L.P. (10% Owner) · 2026-06-05
14,669,771 shares · Form 4
Recent SEC Filings
Form 8-K Material Company Update 2026-07-31

KKR filed 8-K — material company event

KKR & Co. Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-30

KKR filed 8-K — material company event

KKR & Co. Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-02

KKR insider Form 4 filed for equity award, exercise, or tax withholding

KKR Alternative Assets LLC (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: KKR Alternative Assets LLC (10% Owner) Shares: 105,871
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-06-05

KKR insider KKR Group Partnership L.P. (10% Owner) sold 14,669,771 shares (~$857.49M)

KKR Group Partnership L.P., listed as 10% Owner at KKR & Co. Inc., reported an open-market sale of 14,669,771 KKR shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: KKR Group Partnership L.P. (10% Owner) Shares: 14,669,771 Est. Value: $857.49M
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-02

KKR insider Form 4 filed for equity award, exercise, or tax withholding

KKR Alternative Assets LLC (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: KKR Alternative Assets LLC (10% Owner) Shares: 65,490
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-05-29

KKR filed 8-K — material company event

KKR & Co. Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-05-28

KKR filed 8-K — material company event

KKR & Co. Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 10-Q Quarterly Report 2026-05-08

KKR filed Quarterly Report (10-Q)

KKR & Co. Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-05-05

KKR filed 8-K — material company event

KKR & Co. Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-04

KKR insider Form 4 filed for equity award, exercise, or tax withholding

KKR Alternative Assets LLC (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: KKR Alternative Assets LLC (10% Owner) Shares: 63,458
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-01

KKR insider Form 4 filed for equity award, exercise, or tax withholding

Lewin Robert H (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Lewin Robert H (Chief Financial Officer)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-01

KKR insider Form 4 filed for equity award, exercise, or tax withholding

Sudol Kathryn King (Chief Legal Officer & GC) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Sudol Kathryn King (Chief Legal Officer & GC)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-04-24

KKR filed 8-K — material company event

KKR & Co. Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-04-07

KKR insider Form 4 filed for equity award, exercise, or tax withholding

KKR Group Partnership L.P. (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: KKR Group Partnership L.P. (10% Owner)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-04-02

KKR insider Form 4 filed for equity award, exercise, or tax withholding

KKR Alternative Assets LLC (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: KKR Alternative Assets LLC (10% Owner) Shares: 149,931
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-03-10

KKR insider Form 4 filed for equity award, exercise, or tax withholding

KKR Group Partnership L.P. (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: KKR Group Partnership L.P. (10% Owner)
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Buying 2026-03-05

KKR insider BARAKETT TIMOTHY R (Director) bought 50,000 shares (~$4.72M)

BARAKETT TIMOTHY R, listed as Director at KKR & Co. Inc., reported an open-market purchase of 50,000 KKR shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

Filing: Form 4 (Insider Transaction) Insider: BARAKETT TIMOTHY R (Director) Shares: 50,000 Est. Value: $4.72M
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-03-04

KKR insider KKR Group Partnership L.P. (10% Owner) sold 19,715,000 shares (~$807.55M)

KKR Group Partnership L.P., listed as 10% Owner at KKR & Co. Inc., reported an open-market sale of 19,715,000 KKR shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: KKR Group Partnership L.P. (10% Owner) Shares: 19,715,000 Est. Value: $807.55M
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Buying 2026-03-03

KKR insider NUTTALL SCOTT C (Director, Co-Chief Executive Officer) bought 50,000 shares (~$4.39M)

NUTTALL SCOTT C, listed as Director, Co-Chief Executive Officer at KKR & Co. Inc., reported an open-market purchase of 50,000 KKR shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

Filing: Form 4 (Insider Transaction) Insider: NUTTALL SCOTT C (Director, Co-Chief Executive Officer) Shares: 50,000 Est. Value: $4.39M
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Buying 2026-03-03

KKR insider BAE JOSEPH Y (Director, Co-Chief Executive Officer) bought 50,000 shares (~$4.43M)

BAE JOSEPH Y, listed as Director, Co-Chief Executive Officer at KKR & Co. Inc., reported an open-market purchase of 50,000 KKR shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

Filing: Form 4 (Insider Transaction) Insider: BAE JOSEPH Y (Director, Co-Chief Executive Officer) Shares: 50,000 Est. Value: $4.43M
View on SEC EDGAR → Open Filing Document →

Understanding KKR & Co. Inc.'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of KKR shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that KKR & Co. Inc. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering KKR & Co. Inc.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — KKR SEC Filings

What SEC filings does KKR & Co. Inc. submit to the SEC?

KKR & Co. Inc. (KKR) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about KKR?

A Form 4 for KKR discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from KKR & Co. Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for KKR?

The 10-K is KKR & Co. Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all KKR SEC filings directly on EDGAR?

You can view all historical KKR & Co. Inc. filings on the SEC EDGAR company page for KKR. Each filing card on this page links directly to the original SEC document.

How often does KKR & Co. Inc. file with the SEC?

KKR & Co. Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling KKR shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

More Tools for KKR

KKR Full Stock Analysis KKR Live Chart Institutional Ownership Earnings Calendar Options Flow Scanner Demand Zone Analyzer Sector Scanner Browse All Stocks

Want deeper KKR analysis?

View valuation, growth metrics, AI Strong Buy score, demand zones, peer comparison, and more — all on the KKR stock analysis page.

KKR Full Analysis
SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.