LGHL SEC Filing News — Lion Group Holding Ltd.

Latest SEC filings for Lion Group Holding Ltd. (LGHL) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-08-10.

Lion Group Holding Ltd., together with its subsidiaries, operates a trading platform for corporate clients, individual traders, and retail investors primarily in the People's Republic of China and Southeast Asia. The company offers total return swap (TRS) trading, over-the-counter (OTC) stock options trading, futures brokerage, securities brokerage, and insurance brokerage services through its Lion Brokers Pro app platform. Its trading platform allows users to trade various futures products on f…
Sector: Financial Services Industry: Capital Markets Market Cap: $126,896 CIK: 1806524
13
Total Filings
1
Bullish Classifications
5
Bearish Classifications
13
Insider Transactions
0
Material Events (8-K)
0
Periodic Reports
Rule-based classifications for LGHL currently lean bearish. Of the 13 filing records displayed, 5 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 1 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
LGHL Filing Activity Snapshot 2026-03-23 — 2026-08-10
Insider Transactions (Form 4)
1 buy vs 5 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Form 144 Filing
$184.5K
HRT FINANCIAL LP (10% Owner) · 2026-07-17
98,790 shares · Form 4
Insider Transactions 13 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 13 filings in this group are Form 4s for Lion Group Holding Ltd.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 13 insider filings shown, the breakdown is 7 mixed open-market activity, 5 open-market sale and 1 open-market purchase. 13 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Mixed open-market activity ×7
The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.
Open-market sale ×5
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Open-market purchase ×1
The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Form 4 Open-market sale Insider Selling 2026-08-10

LGHL insider HRT FINANCIAL LP (10% Owner) sold 45,130 shares (~$42.4K)

HRT FINANCIAL LP, listed as 10% Owner at Lion Group Holding Ltd, reported an open-market sale of 45,130 LGHL shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 45,130 $0.94 $42.4K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 45,130 Est. Value: $42.4K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-08-06

LGHL insider HRT FINANCIAL LP (10% Owner) sold 10,392 shares (~$9.6K)

HRT FINANCIAL LP, listed as 10% Owner at Lion Group Holding Ltd, reported an open-market sale of 10,392 LGHL shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 10,392 $0.93 $9.6K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 10,392 Est. Value: $9.6K
View on SEC EDGAR → Open Filing Document →
Form 4 Mixed open-market activity Mixed Insider Activity 2026-08-05

LGHL insider HRT FINANCIAL LP (10% Owner) reported mixed Form 4 activity

HRT FINANCIAL LP (10% Owner) filed a Form 4 showing both purchase and sale activity. Review the SEC filing for the transaction-by-transaction details before drawing a directional conclusion.

The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 1,827 $0.93 $1.7K
P Open-market purchase 13,764 $0.92 $12.7K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 15,591 Est. Value: $14.4K
View on SEC EDGAR → Open Filing Document →
Form 4 Mixed open-market activity Mixed Insider Activity 2026-08-03

LGHL insider HRT FINANCIAL LP (10% Owner) reported mixed Form 4 activity

HRT FINANCIAL LP (10% Owner) filed a Form 4 showing both purchase and sale activity. Review the SEC filing for the transaction-by-transaction details before drawing a directional conclusion.

The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 16,205 $1.04 $16.9K
P Open-market purchase 34,355 $0.94 $32.4K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 50,560 Est. Value: $49.2K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-07-31

LGHL insider HRT FINANCIAL LP (10% Owner) sold 3,029 shares (~$3.7K)

HRT FINANCIAL LP, listed as 10% Owner at Lion Group Holding Ltd, reported an open-market sale of 3,029 LGHL shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 3,029 $1.21 $3.7K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 3,029 Est. Value: $3.7K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-07-28

LGHL insider HRT FINANCIAL LP (10% Owner) sold 93,931 shares (~$149.4K)

HRT FINANCIAL LP, listed as 10% Owner at Lion Group Holding Ltd, reported an open-market sale of 93,931 LGHL shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 93,931 $1.59 $149.4K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 93,931 Est. Value: $149.4K
View on SEC EDGAR → Open Filing Document →
Form 4 Mixed open-market activity Mixed Insider Activity 2026-07-27

LGHL insider HRT FINANCIAL LP (10% Owner) reported mixed Form 4 activity

HRT FINANCIAL LP (10% Owner) filed a Form 4 showing both purchase and sale activity. Review the SEC filing for the transaction-by-transaction details before drawing a directional conclusion.

The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 8,435 $1.43 $12.1K
P Open-market purchase 27,702 $0.95 $26.4K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 36,137 Est. Value: $38.5K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-07-23

LGHL insider HRT FINANCIAL LP (10% Owner) sold 34,989 shares (~$50.7K)

HRT FINANCIAL LP, listed as 10% Owner at Lion Group Holding Ltd, reported an open-market sale of 34,989 LGHL shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 31,226 $1.46 $45.6K
S Open-market sale 3,763 $1.36 $5.1K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 34,989 Est. Value: $50.7K
View on SEC EDGAR → Open Filing Document →
Form 4 Mixed open-market activity Mixed Insider Activity 2026-07-21

LGHL insider HRT FINANCIAL LP (10% Owner) reported mixed Form 4 activity

HRT FINANCIAL LP (10% Owner) filed a Form 4 showing both purchase and sale activity. Review the SEC filing for the transaction-by-transaction details before drawing a directional conclusion.

The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 36 $1.77 $63.72
S Open-market sale 4,366 $1.55 $6.8K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 4,402 Est. Value: $6.8K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market purchase Insider Buying 2026-07-17

LGHL insider HRT FINANCIAL LP (10% Owner) bought 98,790 shares (~$184.5K)

HRT FINANCIAL LP, listed as 10% Owner at Lion Group Holding Ltd, reported an open-market purchase of 98,790 LGHL shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 66,757 $1.89 $126.2K
P Open-market purchase 32,033 $1.82 $58.3K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 98,790 Est. Value: $184.5K
View on SEC EDGAR → Open Filing Document →
Form 4 Mixed open-market activity Mixed Insider Activity 2026-04-13

LGHL insider HRT FINANCIAL LP (10% Owner) reported mixed Form 4 activity

HRT FINANCIAL LP (10% Owner) filed a Form 4 showing both purchase and sale activity. Review the SEC filing for the transaction-by-transaction details before drawing a directional conclusion.

The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 1,452 $0.89 $1.3K
S Open-market sale 39,250 $0.88 $34.5K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 40,702 Est. Value: $35.8K
View on SEC EDGAR → Open Filing Document →
Form 4 Mixed open-market activity Mixed Insider Activity 2026-04-09

LGHL insider HRT FINANCIAL LP (10% Owner) reported mixed Form 4 activity

HRT FINANCIAL LP (10% Owner) filed a Form 4 showing both purchase and sale activity. Review the SEC filing for the transaction-by-transaction details before drawing a directional conclusion.

The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 31,629 $0.83 $26.3K
S Open-market sale 6,437 $0.99 $6.4K
P Open-market purchase 24,433 $0.90 $22.0K
P Open-market purchase 590 $0.96 $566.40
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 63,089 Est. Value: $55.2K
View on SEC EDGAR → Open Filing Document →
Form 4 Mixed open-market activity Mixed Insider Activity 2026-03-23

LGHL insider HRT FINANCIAL LP (10% Owner) reported mixed Form 4 activity

HRT FINANCIAL LP (10% Owner) filed a Form 4 showing both purchase and sale activity. Review the SEC filing for the transaction-by-transaction details before drawing a directional conclusion.

The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 4,122 $1.10 $4.5K
S Open-market sale 9,408 $1.05 $9.9K
Filing: Form 4 (Insider Transaction) Insider: HRT FINANCIAL LP (10% Owner) Shares: 13,530 Est. Value: $14.4K
View on SEC EDGAR → Open Filing Document →

How we classify Lion Group Holding Ltd.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on LGHL. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — LGHL SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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