LLY SEC Filing News — Eli Lilly and Company

Latest SEC filings for Eli Lilly and Company (LLY) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-21.

Eli Lilly and Company discovers, develops, manufactures, and markets human pharmaceutical products in the United States, Europe, China, Japan, and internationally. The company offers cardiometabolic health products, including Basaglar, Humalog, Humalog Mix 75/25, Humalog U-100, Humalog U-200, Humalog Mix 50/50, insulin lispro, insulin lispro protamine, insulin lispro mix 75/25, Humulin, Humulin 70/30, Humulin N, Humulin R, Humulin U-500 for diabetes; Jardiance, Mounjaro, and Trulicity for type 2…
Sector: Healthcare Industry: Drug Manufacturers - General CIK: 59478
20
Total Filings
0
Bullish Signals
7
Bearish Signals
13
Insider Transactions
1
Material Events (8-K)
0
Periodic Reports
Insider activity for LLY has skewed bearish recently. Of the 20 filings tracked, 7 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
LLY Filing Activity Snapshot 2026-05-19 — 2026-07-21
Insider Transactions (Form 4)
0 buys vs 1 sell
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Transaction
$744.04M
LILLY ENDOWMENT, INC. · 2026-07-07
310,000 shares · Form 144
Form 144 Notices
6
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 4 Tax / Compensation Filing 2026-07-21

LLY insider Form 4 filed for equity award, exercise, or tax withholding

Sulzberger Gabrielle (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Sulzberger Gabrielle (Director) Shares: 4
Form 4 Tax / Compensation Filing 2026-07-21

LLY insider Form 4 filed for equity award, exercise, or tax withholding

LUCIANO JUAN R (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: LUCIANO JUAN R (Director) Shares: 13
Form 4 Tax / Compensation Filing 2026-07-21

LLY insider Form 4 filed for equity award, exercise, or tax withholding

Fyrwald J Erik (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Fyrwald J Erik (Director) Shares: 8
Form 4 Tax / Compensation Filing 2026-07-21

LLY insider Form 4 filed for equity award, exercise, or tax withholding

Alvarez Ralph (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Alvarez Ralph (Director) Shares: 10
Form 144 Large Proposed Insider Sale 2026-07-07

LLY Form 144 filed for proposed insider sale by LILLY ENDOWMENT, INC. (310,000 shares) ~$744.04M

LILLY ENDOWMENT, INC. filed a Form 144 with the SEC indicating intent to sell LLY (ELI LILLY & Co) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: LILLY ENDOWMENT, INC. Shares: 310,000 Est. Value: $744.04M
Form 144 Large Proposed Insider Sale 2026-06-26

LLY Form 144 filed for proposed insider sale by LILLY ENDOWMENT, INC. (305,000 shares) ~$687.89M

LILLY ENDOWMENT, INC. filed a Form 144 with the SEC indicating intent to sell LLY (ELI LILLY & Co) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: LILLY ENDOWMENT, INC. Shares: 305,000 Est. Value: $687.89M
Form 4 Tax / Compensation Filing 2026-06-16

LLY insider Form 4 filed for equity award, exercise, or tax withholding

Sulzberger Gabrielle (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Sulzberger Gabrielle (Director) Shares: 4
Form 4 Tax / Compensation Filing 2026-06-16

LLY insider Form 4 filed for equity award, exercise, or tax withholding

LUCIANO JUAN R (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: LUCIANO JUAN R (Director) Shares: 14
Form 4 Tax / Compensation Filing 2026-06-16

LLY insider Form 4 filed for equity award, exercise, or tax withholding

Fyrwald J Erik (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Fyrwald J Erik (Director) Shares: 8
Form 4 Tax / Compensation Filing 2026-06-16

LLY insider Form 4 filed for equity award, exercise, or tax withholding

Alvarez Ralph (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Alvarez Ralph (Director) Shares: 10
Form 4 Insider Selling 2026-06-11

LLY insider Yuffa Ilya (EVP&Pres, LLY USA&Global Capab) sold 2,500 shares (~$2.88M)

Yuffa Ilya, listed as EVP&Pres, LLY USA&Global Capab at ELI LILLY & Co, reported an open-market sale of 2,500 LLY shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Yuffa Ilya (EVP&Pres, LLY USA&Global Capab) Shares: 2,500 Est. Value: $2.88M
Form 144 Large Proposed Insider Sale 2026-06-10

LLY Form 144 filed for proposed insider sale by Yuffa Ilya (2,500 shares) ~$5.75M

Yuffa Ilya filed a Form 144 with the SEC indicating intent to sell LLY (ELI LILLY & Co) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Yuffa Ilya Shares: 2,500 Est. Value: $5.75M
Form 144 Large Proposed Insider Sale 2026-05-28

LLY Form 144 filed for proposed insider sale by LILLY ENDOWMENT, INC. (310,000 shares) ~$671.41M

LILLY ENDOWMENT, INC. filed a Form 144 with the SEC indicating intent to sell LLY (ELI LILLY & Co) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: LILLY ENDOWMENT, INC. Shares: 310,000 Est. Value: $671.41M
Form 144 Large Proposed Insider Sale 2026-05-22

LLY Form 144 filed for proposed insider sale by LILLY ENDOWMENT, INC. (300,000 shares) ~$624.99M

LILLY ENDOWMENT, INC. filed a Form 144 with the SEC indicating intent to sell LLY (ELI LILLY & Co) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: LILLY ENDOWMENT, INC. Shares: 300,000 Est. Value: $624.99M
Form 8-K Material Company Update 2026-05-20

LLY filed 8-K — material company event

ELI LILLY & Co filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 144 Large Proposed Insider Sale 2026-05-20

LLY Form 144 filed for proposed insider sale by LILLY ENDOWMENT, INC. (305,000 shares) ~$623.06M

LILLY ENDOWMENT, INC. filed a Form 144 with the SEC indicating intent to sell LLY (ELI LILLY & Co) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: LILLY ENDOWMENT, INC. Shares: 305,000 Est. Value: $623.06M
Form 4 Tax / Compensation Filing 2026-05-19

LLY insider Form 4 filed for equity award, exercise, or tax withholding

Sulzberger Gabrielle (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Sulzberger Gabrielle (Director) Shares: 5
Form 4 Tax / Compensation Filing 2026-05-19

LLY insider Form 4 filed for equity award, exercise, or tax withholding

LUCIANO JUAN R (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: LUCIANO JUAN R (Director) Shares: 16
Form 4 Tax / Compensation Filing 2026-05-19

LLY insider Form 4 filed for equity award, exercise, or tax withholding

Fyrwald J Erik (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Fyrwald J Erik (Director) Shares: 10
Form 4 Tax / Compensation Filing 2026-05-19

LLY insider Form 4 filed for equity award, exercise, or tax withholding

Alvarez Ralph (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Alvarez Ralph (Director) Shares: 12

Understanding Eli Lilly and Company's SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of LLY shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that Eli Lilly and Company must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Eli Lilly and Company's financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — LLY SEC Filings

What SEC filings does Eli Lilly and Company submit to the SEC?

Eli Lilly and Company (LLY) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about LLY?

A Form 4 for LLY discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Eli Lilly and Company?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for LLY?

The 10-K is Eli Lilly and Company's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all LLY SEC filings directly on EDGAR?

You can view all historical Eli Lilly and Company filings on the SEC EDGAR company page for LLY. Each filing card on this page links directly to the original SEC document.

How often does Eli Lilly and Company file with the SEC?

Eli Lilly and Company files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling LLY shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.