What SEC filings does LSI Industries Inc. submit to the SEC?

LSI Industries Inc. (LYTS) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about LYTS?

A Form 4 for LYTS discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from LSI Industries Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for LYTS?

The 10-K is LSI Industries Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all LYTS SEC filings directly on EDGAR?

You can view all historical LSI Industries Inc. filings on the SEC EDGAR company page for LYTS. Each filing card on this page links directly to the original SEC document.

How often does LSI Industries Inc. file with the SEC?

LSI Industries Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling LYTS shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

LYTS SEC Filing News — LSI Industries Inc.

Latest SEC filings for LSI Industries Inc. (LYTS) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-01.

LSI Industries Inc. manufactures, markets, and sells non-residential lighting and retail display solutions in the United States. The company operates through Lighting and Display Solutions segments. It offers outdoor and indoor lighting fixture and controls solutions, including sensors, photocontrols, dimming, motion detection, and circuit controllers. The company also provides exterior and interior visual image and display elements, including printed graphics, structural graphics, digital signa…

Sector: Technology Industry: Electronic Components Market Cap: $733.0M CIK: 763532

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for LYTS currently lean bearish. Of the 20 filing records displayed, 6 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 1 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

LYTS Filing Activity Snapshot 2026-08-21 — 2026-10-01

Insider Transactions (Form 4)

1 buy vs 6 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$937.9K

Clark James Anthony (Director, CEO and President) · 2026-08-26

47,046 shares · Form 4

Insider Transactions 18 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 18 filings in this group are Form 4s for LSI Industries Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 18 insider filings shown, the breakdown is 10 compensation award, 6 open-market sale, 1 open-market purchase and 1 unclassified. 7 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×10: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market sale ×6: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Open-market purchase ×1: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Unclassified ×1: The transaction code on this filing is not one of the standard categories.

Form 4 Compensation award Tax / Compensation Filing 2026-10-01

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

Clark James Anthony (Director, CEO and President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	3,353	—	—

Filing: Form 4 (Insider Transaction) Insider: Clark James Anthony (Director, CEO and President) Shares: 3,353

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-01

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

Galeese James E (Executive VP; CFO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,137	—	—

Filing: Form 4 (Insider Transaction) Insider: Galeese James E (Executive VP; CFO) Shares: 1,137

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-01

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

Caneris Thomas A (EVP, HR and General Counsel) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,808	—	—

Filing: Form 4 (Insider Transaction) Insider: Caneris Thomas A (EVP, HR and General Counsel) Shares: 1,808

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-27

LYTS insider Galeese James E (Executive VP; CFO) sold 4,778 shares (~$96.9K)

Galeese James E, listed as Executive VP; CFO at LSI INDUSTRIES INC, reported an open-market sale of 4,778 LYTS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	4,778	$20.28	$96.9K

Filing: Form 4 (Insider Transaction) Insider: Galeese James E (Executive VP; CFO) Shares: 4,778 Est. Value: $96.9K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-27

LYTS insider Clark James Anthony (Director, CEO and President) sold 13,907 shares (~$282.0K)

Clark James Anthony, listed as Director, CEO and President at LSI INDUSTRIES INC, reported an open-market sale of 13,907 LYTS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	13,907	$20.28	$282.0K

Filing: Form 4 (Insider Transaction) Insider: Clark James Anthony (Director, CEO and President) Shares: 13,907 Est. Value: $282.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-27

LYTS insider Caneris Thomas A (EVP, HR and General Counsel) sold 3,170 shares (~$64.3K)

Caneris Thomas A, listed as EVP, HR and General Counsel at LSI INDUSTRIES INC, reported an open-market sale of 3,170 LYTS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	3,170	$20.28	$64.3K

Filing: Form 4 (Insider Transaction) Insider: Caneris Thomas A (EVP, HR and General Counsel) Shares: 3,170 Est. Value: $64.3K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-26

LYTS insider Galeese James E (Executive VP; CFO) sold 16,410 shares (~$327.2K)

Galeese James E, listed as Executive VP; CFO at LSI INDUSTRIES INC, reported an open-market sale of 16,410 LYTS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	8,141	$19.78	$161.0K
`S`	Open-market sale	8,269	$20.09	$166.1K

Filing: Form 4 (Insider Transaction) Insider: Galeese James E (Executive VP; CFO) Shares: 16,410 Est. Value: $327.2K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-26

LYTS insider Clark James Anthony (Director, CEO and President) sold 47,046 shares (~$937.9K)

Clark James Anthony, listed as Director, CEO and President at LSI INDUSTRIES INC, reported an open-market sale of 47,046 LYTS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	23,340	$19.78	$461.7K
`S`	Open-market sale	23,706	$20.09	$476.3K

Filing: Form 4 (Insider Transaction) Insider: Clark James Anthony (Director, CEO and President) Shares: 47,046 Est. Value: $937.9K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-08-26

LYTS insider Caneris Thomas A (EVP, HR and General Counsel) sold 11,034 shares (~$220.0K)

Caneris Thomas A, listed as EVP, HR and General Counsel at LSI INDUSTRIES INC, reported an open-market sale of 11,034 LYTS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	5,474	$19.78	$108.3K
`S`	Open-market sale	5,560	$20.09	$111.7K

Filing: Form 4 (Insider Transaction) Insider: Caneris Thomas A (EVP, HR and General Counsel) Shares: 11,034 Est. Value: $220.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-08-24

LYTS insider MARSHALL ERNEST W JR (Director) bought 2,000 shares (~$39.5K)

MARSHALL ERNEST W JR, listed as Director at LSI INDUSTRIES INC, reported an open-market purchase of 2,000 LYTS shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	1,300	$19.77	$25.7K
`P`	Open-market purchase	700	$19.65	$13.8K

Filing: Form 4 (Insider Transaction) Insider: MARSHALL ERNEST W JR (Director) Shares: 2,000 Est. Value: $39.5K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-21

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

OGARA WILFRED T (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,455	$24.06	$35.0K

Filing: Form 4 (Insider Transaction) Insider: OGARA WILFRED T (Director) Shares: 1,455

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-21

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

MARSHALL ERNEST W JR (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,455	$24.06	$35.0K

Filing: Form 4 (Insider Transaction) Insider: MARSHALL ERNEST W JR (Director) Shares: 1,455

View on SEC EDGAR → Open Filing Document →

Form 4 Unclassified Tax / Compensation Filing 2026-08-21

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

Lenard Chantel E (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The transaction code on this filing is not one of the standard categories.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
	Unclassified	1,455	$24.06	$35.0K

Filing: Form 4 (Insider Transaction) Insider: Lenard Chantel E (Director) Shares: 1,455

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-21

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

Hanson Amy (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,455	$24.06	$35.0K

Filing: Form 4 (Insider Transaction) Insider: Hanson Amy (Director) Shares: 1,455

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-21

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

BROWN RONALD D (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,455	$24.06	$35.0K

Filing: Form 4 (Insider Transaction) Insider: BROWN RONALD D (Director) Shares: 1,455

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-21

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

Beech Robert P. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,455	$24.06	$35.0K

Filing: Form 4 (Insider Transaction) Insider: Beech Robert P. (Director) Shares: 1,455

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-21

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

Galeese James E (Executive VP; CFO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	8,978	—	—
`A`	Compensation award	24,884	—	—

Filing: Form 4 (Insider Transaction) Insider: Galeese James E (Executive VP; CFO) Shares: 33,862

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-21

LYTS insider Form 4 filed for equity award, exercise, or tax withholding

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	7,316	—	—
`A`	Compensation award	15,207	—	—

Filing: Form 4 (Insider Transaction) Insider: Caneris Thomas A (EVP, HR and General Counsel) Shares: 22,523

View on SEC EDGAR → Open Filing Document →

Material Events 1 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There is 1 in this period for LSI Industries Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-08-25

LYTS filed 8-K — material company event

LSI INDUSTRIES INC filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 annual report (10-K) for LSI Industries Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-K Annual Report 2026-09-03

LYTS filed Annual Report (10-K)

LSI INDUSTRIES INC filed its annual report with the SEC. This report includes audited financial statements, business overview, risk factors, and management discussion.

Filing: 10-K (Annual Report)

View on SEC EDGAR → Open Filing Document →

How we classify LSI Industries Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on LYTS. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — LYTS SEC Filings

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LYTS Full Analysis

Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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