Latest SEC filings for Morgan Stanley (MS) explained in plain English: insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). Sourced directly from SEC EDGAR.
MORGAN STANLEY SMITH BARNEY LLC filed a Form 144 with the SEC indicating intent to sell MS (MORGAN STANLEY) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
GROSSMAN ERIC F, listed as Chief Legal/Admin Officer at MORGAN STANLEY, reported an open-market sale of 11,118 MS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
ERIC F GROSSMAN filed a Form 144 with the SEC indicating intent to sell MS (MORGAN STANLEY) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
SIMKOWITZ DANIEL A, listed as Co-President at MORGAN STANLEY, reported an open-market sale of 14,690 MS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
DANIEL A. SIMKOWITZ filed a Form 144 with the SEC indicating intent to sell MS (MORGAN STANLEY) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.
SAPERSTEIN ANDREW M, listed as Co-President at MORGAN STANLEY, reported an open-market sale of 51,668 MS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
YESHAYA SHARON (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
CRAWLEY MANDELL, listed as Chief Client Officer at MORGAN STANLEY, reported an open-market sale of 16,129 MS shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
MANDELL L CRAWLEY filed a Form 144 with the SEC indicating intent to sell MS (MORGAN STANLEY) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.
ANDY SAPERSTEIN filed a Form 144 with the SEC indicating intent to sell MS (MORGAN STANLEY) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.
MORGAN STANLEY filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer
YESHAYA SHARON (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
SIMKOWITZ DANIEL A (Co-President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
SAPERSTEIN ANDREW M (Co-President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Pizzi Michael A. (Head Technology & Operations) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.