What SEC filings does NewtekOne, Inc. submit to the SEC?

NewtekOne, Inc. (NEWT) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about NEWT?

A Form 4 for NEWT discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from NewtekOne, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for NEWT?

The 10-K is NewtekOne, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all NEWT SEC filings directly on EDGAR?

You can view all historical NewtekOne, Inc. filings on the SEC EDGAR company page for NEWT. Each filing card on this page links directly to the original SEC document.

How often does NewtekOne, Inc. file with the SEC?

NewtekOne, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling NEWT shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

NEWT SEC Filing News — NewtekOne, Inc.

Latest SEC filings for NewtekOne, Inc. (NEWT) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-14.

NewtekOne, Inc. operates as the bank holding company for Newtek Bank, National Association that provides various business and financial solutions under the Newtek and NewtekOne brands to the small- and medium-sized business market. The company accepts demand, savings, NOW, money market, and time deposits; and provides loans including the United States small business administration loans, commercial and industrial loans, and commercial real estate loans. It is also involved in the provision of el…

Sector: Financial Services Industry: Banks - Regional Market Cap: $318.3M

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for NEWT currently lean bullish. Of the 20 displayed SEC filing records, 8 carry bullish classifications versus 0 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 13 insider transactions (Form 4) in this period.

NEWT Filing Activity Snapshot 2026-05-08 — 2026-09-14

Insider Transactions (Form 4)

8 buys vs 0 sells

Net insider buying in this period — more purchases than sales reported.

Largest Form 144 Filing

$156.3K

SLOANE BARRY (Director, President, Chairman & CEO) · 2026-06-15

11,000 shares · Form 4

Insider Transactions 13 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 13 filings in this group are Form 4s for NewtekOne, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 13 insider filings shown, the breakdown is 8 open-market purchase and 5 compensation award. 8 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market purchase ×8: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Compensation award ×5: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Form 4 Compensation award Tax / Compensation Filing 2026-06-25

NEWT insider Form 4 filed for equity award, exercise, or tax withholding

Cestare Thomas David (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,825	$13.70	$25.0K

Filing: Form 4 (Insider Transaction) Insider: Cestare Thomas David (Director) Shares: 1,825

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-06-18

NEWT insider Form 4 filed for equity award, exercise, or tax withholding

SALUTE RICHARD J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,825	$13.70	$25.0K

Filing: Form 4 (Insider Transaction) Insider: SALUTE RICHARD J (Director) Shares: 1,825

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-06-18

NEWT insider Form 4 filed for equity award, exercise, or tax withholding

Zink Gregory L (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,825	$13.70	$25.0K

Filing: Form 4 (Insider Transaction) Insider: Zink Gregory L (Director) Shares: 1,825

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-06-18

NEWT insider Form 4 filed for equity award, exercise, or tax withholding

PEREZ-HICKMAN FERNANDO (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,825	$13.70	$25.0K

Filing: Form 4 (Insider Transaction) Insider: PEREZ-HICKMAN FERNANDO (Director) Shares: 1,825

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-06-18

NEWT insider Form 4 filed for equity award, exercise, or tax withholding

Brunet Craig Jeffry (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	1,825	$13.70	$25.0K

Filing: Form 4 (Insider Transaction) Insider: Brunet Craig Jeffry (Director) Shares: 1,825

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-06-16

NEWT insider SLOANE BARRY (Director, President, Chairman & CEO) bought 5,000 shares (~$71.0K)

SLOANE BARRY, listed as Director, President, Chairman & CEO at NewtekOne, Inc., reported an open-market purchase of 5,000 NEWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	5,000	$14.20	$71.0K

Filing: Form 4 (Insider Transaction) Insider: SLOANE BARRY (Director, President, Chairman & CEO) Shares: 5,000 Est. Value: $71.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-06-15

NEWT insider DeMaria Frank M (Cheif Financial Officer) bought 500 shares (~$7.0K)

DeMaria Frank M, listed as Cheif Financial Officer at NewtekOne, Inc., reported an open-market purchase of 500 NEWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	500	$13.91	$7.0K

Filing: Form 4 (Insider Transaction) Insider: DeMaria Frank M (Cheif Financial Officer) Shares: 500 Est. Value: $7.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-06-15

NEWT insider SLOANE BARRY (Director, President, Chairman & CEO) bought 11,000 shares (~$156.3K)

SLOANE BARRY, listed as Director, President, Chairman & CEO at NewtekOne, Inc., reported an open-market purchase of 11,000 NEWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	5,000	$14.20	$71.0K
`P`	Open-market purchase	5,000	$14.20	$71.0K
`P`	Open-market purchase	1,000	$14.27	$14.3K

Filing: Form 4 (Insider Transaction) Insider: SLOANE BARRY (Director, President, Chairman & CEO) Shares: 11,000 Est. Value: $156.3K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-06-04

NEWT insider Brunet Craig Jeffry (Director) bought 1,000 shares (~$12.7K)

Brunet Craig Jeffry, listed as Director at NewtekOne, Inc., reported an open-market purchase of 1,000 NEWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	1,000	$12.70	$12.7K

Filing: Form 4 (Insider Transaction) Insider: Brunet Craig Jeffry (Director) Shares: 1,000 Est. Value: $12.7K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-05-26

NEWT insider Downs Peter Mathison (Director, President, Newtek Bank) bought 737 shares (~$10.0K)

Downs Peter Mathison, listed as Director, President, Newtek Bank at NewtekOne, Inc., reported an open-market purchase of 737 NEWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	737	$13.56	$10.0K

Filing: Form 4 (Insider Transaction) Insider: Downs Peter Mathison (Director, President, Newtek Bank) Shares: 737 Est. Value: $10.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-05-18

NEWT insider Brunet Craig Jeffry (Director) bought 330 shares (~$4.2K)

Brunet Craig Jeffry, listed as Director at NewtekOne, Inc., reported an open-market purchase of 330 NEWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	330	$12.72	$4.2K

Filing: Form 4 (Insider Transaction) Insider: Brunet Craig Jeffry (Director) Shares: 330 Est. Value: $4.2K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-05-11

NEWT insider Zink Gregory L (Director) bought 1,000 shares (~$13.9K)

Zink Gregory L, listed as Director at NewtekOne, Inc., reported an open-market purchase of 1,000 NEWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	1,000	$13.87	$13.9K

Filing: Form 4 (Insider Transaction) Insider: Zink Gregory L (Director) Shares: 1,000 Est. Value: $13.9K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-05-08

NEWT insider SALUTE RICHARD J (Director) bought 1,000 shares (~$13.5K)

SALUTE RICHARD J, listed as Director at NewtekOne, Inc., reported an open-market purchase of 1,000 NEWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	1,000	$13.47	$13.5K

Filing: Form 4 (Insider Transaction) Insider: SALUTE RICHARD J (Director) Shares: 1,000 Est. Value: $13.5K

View on SEC EDGAR → Open Filing Document →

Material Events 5 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 5 in this period for NewtekOne, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-09-14

NEWT filed 8-K — material company event

NewtekOne, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-14

NEWT filed 8-K — material company event

NewtekOne, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-06

NEWT filed 8-K — material company event

NewtekOne, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-06-15

NEWT filed 8-K — material company event

NewtekOne, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-06-12

NEWT filed 8-K — material company event

NewtekOne, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Periodic Reports 2 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 2 quarterly reports (10-Q) for NewtekOne, Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-10

NEWT filed Quarterly Report (10-Q)

NewtekOne, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

Form 10-Q Quarterly Report 2026-05-08

NEWT filed Quarterly Report (10-Q)

NewtekOne, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

How we classify NewtekOne, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on NEWT. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — NEWT SEC Filings

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NEWT Full Analysis

Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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