NMIH SEC Filing News — NMI Holdings, Inc.

Latest SEC filings for NMI Holdings, Inc. (NMIH) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-15.

NMI Holdings, Inc., together with its subsidiaries, provides private mortgage guaranty insurance services in the United States. It provides primary mortgage insurance services; and outsourced loan review services to mortgage loan originators. The company serves national and regional mortgage banks, money center banks, credit unions, community banks, builder-owned mortgage lenders, internet-sourced lenders, and other non-bank lenders. NMI Holdings, Inc. was incorporated in 2011 and is headquarter…
Sector: Financial Services Industry: Insurance - Specialty Market Cap: $3.1B CIK: 1547903
20
Total Filings
0
Bullish Classifications
5
Bearish Classifications
11
Insider Transactions
1
Material Events (8-K)
1
Periodic Reports
Rule-based classifications for NMIH currently lean bearish. Of the 20 filing records displayed, 5 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
NMIH Filing Activity Snapshot 2026-05-18 — 2026-09-15
Insider Transactions (Form 4)
0 buys vs 4 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Form 144 Filing
$8.56M
ADAM POLLITZER · 2026-09-04
190,912 shares · Form 144
Form 144 Notices
7
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 11 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 11 filings in this group are Form 4s for NMI Holdings, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 11 insider filings shown, the breakdown is 5 compensation award, 4 open-market sale, 1 option exercise and 1 tax withholding. 4 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×5
Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market sale ×4
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Option exercise ×1
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Tax withholding ×1
Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.
Form 4 Tax withholding Tax / Compensation Filing 2026-09-15

NMIH insider Form 4 filed for equity award, exercise, or tax withholding

Realmuto Nicholas Daniel (SVP, Controller) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were withheld by the company to settle tax due when equity vested. This is an automatic administrative step and not a decision to sell.

Transactions reported on this filing
Code Nature Shares Price Value
F Tax withholding on vested shares 302 — —
Filing: Form 4 (Insider Transaction) Insider: Realmuto Nicholas Daniel (SVP, Controller) Shares: 302
View on SEC EDGAR → Open Filing Document →
Form 4 Option exercise Tax / Compensation Filing 2026-09-09

NMIH insider Form 4 filed for equity award, exercise, or tax withholding

Pollitzer Adam (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 16,264 $18.70 $304.1K
M Option exercise 19,435 $16.00 $311.0K
M Option exercise 25,426 $22.19 $564.2K
M Option exercise derivative · Stock Option (right to buy) 16,264 — —
M Option exercise derivative · Stock Option (right to buy) 19,435 — —
M Option exercise derivative · Stock Option (right to buy) 25,426 — —
Filing: Form 4 (Insider Transaction) Insider: Pollitzer Adam (Director, Chief Executive Officer) Shares: 61,125
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-09-04

NMIH insider Pollitzer Adam (Director, Chief Executive Officer) sold 172,706 shares (~$7.75M)

Pollitzer Adam, listed as Director, Chief Executive Officer at NMI Holdings, Inc., reported an open-market sale of 172,706 NMIH shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 172,706 $44.85 $7.75M
Filing: Form 4 (Insider Transaction) Insider: Pollitzer Adam (Director, Chief Executive Officer) Shares: 172,706 Est. Value: $7.75M
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-08-12

NMIH insider Swithenbank Aurora (EVP, Chief Financial Officer) sold 11,662 shares (~$519.1K)

Swithenbank Aurora, listed as EVP, Chief Financial Officer at NMI Holdings, Inc., reported an open-market sale of 11,662 NMIH shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 11,662 $44.51 $519.1K
Filing: Form 4 (Insider Transaction) Insider: Swithenbank Aurora (EVP, Chief Financial Officer) Shares: 11,662 Est. Value: $519.1K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-08-05

NMIH insider Smith Robert Owen (EVP, Chief Risk Officer) sold 12,000 shares (~$535.8K)

Smith Robert Owen, listed as EVP, Chief Risk Officer at NMI Holdings, Inc., reported an open-market sale of 12,000 NMIH shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 12,000 $44.65 $535.8K
Filing: Form 4 (Insider Transaction) Insider: Smith Robert Owen (EVP, Chief Risk Officer) Shares: 12,000 Est. Value: $535.8K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-05-20

NMIH insider Montgomery Michael Curry (Director) sold 1,554 shares (~$58.9K)

Montgomery Michael Curry, listed as Director at NMI Holdings, Inc., reported an open-market sale of 1,554 NMIH shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 1,554 $37.90 $58.9K
Filing: Form 4 (Insider Transaction) Insider: Montgomery Michael Curry (Director) Shares: 1,554 Est. Value: $58.9K
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-05-18

NMIH insider Form 4 filed for equity award, exercise, or tax withholding

EMBLER MICHAEL J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 4,512 — —
Filing: Form 4 (Insider Transaction) Insider: EMBLER MICHAEL J (Director) Shares: 4,512
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-05-18

NMIH insider Form 4 filed for equity award, exercise, or tax withholding

Montgomery Michael Curry (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 4,512 — —
Filing: Form 4 (Insider Transaction) Insider: Montgomery Michael Curry (Director) Shares: 4,512
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-05-18

NMIH insider Form 4 filed for equity award, exercise, or tax withholding

SCHEID STEVEN (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 4,512 — —
Filing: Form 4 (Insider Transaction) Insider: SCHEID STEVEN (Director) Shares: 4,512
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-05-18

NMIH insider Form 4 filed for equity award, exercise, or tax withholding

McCreary Lynn S. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 4,512 — —
Filing: Form 4 (Insider Transaction) Insider: McCreary Lynn S. (Director) Shares: 4,512
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-05-18

NMIH insider Form 4 filed for equity award, exercise, or tax withholding

Huskins Priya Cherian (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 4,512 — —
Filing: Form 4 (Insider Transaction) Insider: Huskins Priya Cherian (Director) Shares: 4,512
View on SEC EDGAR → Open Filing Document →
Proposed Insider Sales 7 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. NMI Holdings, Inc. has 7 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Large Proposed Insider Sale 2026-09-04

NMIH Form 144 filed for proposed insider sale by ADAM POLLITZER (190,912 shares) ~$8.56M

ADAM POLLITZER filed a Form 144 with the SEC indicating intent to sell NMIH (NMI Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: ADAM POLLITZER Shares: 190,912 Est. Value: $8.56M
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-08-11

NMIH Form 144 filed for proposed insider sale by AURORA SWITHENBANK (11,662 shares) ~$519.1K

AURORA SWITHENBANK filed a Form 144 with the SEC indicating intent to sell NMIH (NMI Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: AURORA SWITHENBANK Shares: 11,662 Est. Value: $519.1K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-08-03

NMIH Form 144 filed for proposed insider sale by ROBERT O. SMITH (12,000 shares) ~$535.8K

ROBERT O. SMITH filed a Form 144 with the SEC indicating intent to sell NMIH (NMI Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: ROBERT O. SMITH Shares: 12,000 Est. Value: $535.8K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-07-24

NMIH Form 144 filed for proposed insider sale by Regina Liang Muehlhauser (8,666 shares) ~$370.5K

Regina Liang Muehlhauser filed a Form 144 with the SEC indicating intent to sell NMIH (NMI Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Regina Liang Muehlhauser Shares: 8,666 Est. Value: $370.5K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-07-21

NMIH Form 144 filed for proposed insider sale by Regina Liang Muehlhauser (10,626 shares) ~$444.8K

Regina Liang Muehlhauser filed a Form 144 with the SEC indicating intent to sell NMIH (NMI Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Regina Liang Muehlhauser Shares: 10,626 Est. Value: $444.8K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-07-02

NMIH Form 144 filed for proposed insider sale by Regina Liang Muehlhauser (40,000 shares) ~$1.64M

Regina Liang Muehlhauser filed a Form 144 with the SEC indicating intent to sell NMIH (NMI Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Regina Liang Muehlhauser Shares: 40,000 Est. Value: $1.64M
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-05-19

NMIH Form 144 filed for proposed insider sale by MICHAEL MONTGOMERY (1,554 shares) ~$58.9K

MICHAEL MONTGOMERY filed a Form 144 with the SEC indicating intent to sell NMIH (NMI Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: MICHAEL MONTGOMERY Shares: 1,554 Est. Value: $58.9K
View on SEC EDGAR → Open Filing Document →
Material Events 1 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There is 1 in this period for NMI Holdings, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-07-30

NMIH filed 8-K — material company event

NMI Holdings, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Periodic Reports 1 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 quarterly report (10-Q) for NMI Holdings, Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-07-31

NMIH filed Quarterly Report (10-Q)

NMI Holdings, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
View on SEC EDGAR → Open Filing Document →

How we classify NMI Holdings, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on NMIH. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — NMIH SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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