What SEC filings does NexPoint Real Estate Finance, Inc. submit to the SEC?

NexPoint Real Estate Finance, Inc. (NREF) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about NREF?

A Form 4 for NREF discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from NexPoint Real Estate Finance, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for NREF?

The 10-K is NexPoint Real Estate Finance, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all NREF SEC filings directly on EDGAR?

You can view all historical NexPoint Real Estate Finance, Inc. filings on the SEC EDGAR company page for NREF. Each filing card on this page links directly to the original SEC document.

How often does NexPoint Real Estate Finance, Inc. file with the SEC?

NexPoint Real Estate Finance, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling NREF shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

NREF SEC Filing News — NexPoint Real Estate Finance, Inc.

Latest SEC filings for NexPoint Real Estate Finance, Inc. (NREF) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-08-20.

NexPoint Real Estate Finance, Inc. operates as a commercial mortgage real estate investment trust in the United States. It focuses on originating, structuring, and investing in first-lien mortgage loans, preferred equity, mezzanine loans, convertible notes, multifamily properties, and common equity investments, as well as multifamily and single-family rental commercial mortgage-backed securities securitizations, promissory notes, revolving credit facilities, and stock warrants or target assets. …

Sector: Real Estate Industry: REIT - Mortgage Market Cap: $351.5M CIK: 1786248

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

What you're looking at: Each item below is parsed from an actual SEC filing submitted by NexPoint Real Estate Finance, Inc.. Form 4 = confirmed insider transaction · Form 144 = proposed sale notice · 8-K = material event (earnings, M&A, leadership change, etc.) · 10-Q / 10-K = quarterly / annual report.

NREF Filing Activity Snapshot 2026-03-31 — 2026-08-20

Insider Transactions (Form 4)

0 buys vs 0 sells

Insider buying and selling activity is balanced in this period.

Insider Transactions 10 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 10 filings in this group are Form 4s for NexPoint Real Estate Finance, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 10 insider filings shown, the breakdown is 10 compensation award. None of the classified filings involved a discretionary open-market trade, so this period says nothing about what insiders think of the price.

What each transaction type means

Compensation award ×10: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Form 4 Compensation award Tax / Compensation Filing 2026-04-06

NREF insider Form 4 filed for equity award, exercise, or tax withholding

Wood Catherine D. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	5,518	—	—
`A`	Compensation award derivative · Restricted Stock Units	6,154	—	—
`M`	Option exercise derivative · Restricted Stock Units	5,518	—	—

Filing: Form 4 (Insider Transaction) Insider: Wood Catherine D. (Director) Shares: 5,518

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-06

NREF insider Form 4 filed for equity award, exercise, or tax withholding

Swain Carol (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	5,518	—	—
`D`	Disposition to issuer	2,759	—	—
`A`	Compensation award derivative · Restricted Stock Units	6,154	—	—
`M`	Option exercise derivative · Restricted Stock Units	5,518	—	—

Filing: Form 4 (Insider Transaction) Insider: Swain Carol (Director) Shares: 8,277

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-06

NREF insider Form 4 filed for equity award, exercise, or tax withholding

Sauter Dennis Charles Jr (General Counsel and Secretary) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	4,311	—	—
`F`	Tax withholding on vested shares	1,470	$13.36	$19.6K
`M`	Option exercise	3,238	—	—
`F`	Tax withholding on vested shares	1,229	$13.36	$16.4K
`A`	Compensation award derivative · Restricted Stock Units	32,308	—	—
`M`	Option exercise derivative · Restricted Stock Units	4,311	—	—
`M`	Option exercise derivative · Restricted Stock Units	3,238	—	—

Filing: Form 4 (Insider Transaction) Insider: Sauter Dennis Charles Jr (General Counsel and Secretary) Shares: 10,248

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-06

NREF insider Form 4 filed for equity award, exercise, or tax withholding

Richards Paul (See Remarks) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	15,087	—	—
`F`	Tax withholding on vested shares	6,825	$13.36	$91.2K
`M`	Option exercise	6,894	—	—
`F`	Tax withholding on vested shares	4,044	$13.36	$54.0K
`A`	Compensation award derivative · Restricted Stock Units	61,347	—	—
`M`	Option exercise derivative · Restricted Stock Units	15,087	—	—
`M`	Option exercise derivative · Restricted Stock Units	6,894	—	—

Filing: Form 4 (Insider Transaction) Insider: Richards Paul (See Remarks) Shares: 32,850

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-06

NREF insider Form 4 filed for equity award, exercise, or tax withholding

Mitts Brian (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	5,518	—	—
`D`	Disposition to issuer	2,759	—	—
`M`	Option exercise	6,837	—	—
`D`	Disposition to issuer	1,025	—	—
`F`	Tax withholding on vested shares	2,448	$13.36	$32.7K
`A`	Compensation award derivative · Restricted Stock Units	6,154	—	—
`M`	Option exercise derivative · Restricted Stock Units	5,518	—	—
`M`	Option exercise derivative · Restricted Stock Units	6,837	—	—

Filing: Form 4 (Insider Transaction) Insider: Mitts Brian (Director) Shares: 18,587

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-06

NREF insider Form 4 filed for equity award, exercise, or tax withholding

McGraner Matt (See Remarks) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	36,830	—	—
`F`	Tax withholding on vested shares	17,638	$13.36	$235.6K
`M`	Option exercise	32,010	—	—
`F`	Tax withholding on vested shares	18,776	$13.36	$250.8K
`A`	Compensation award derivative · Restricted Stock Units	197,789	—	—
`M`	Option exercise derivative · Restricted Stock Units	36,830	—	—
`M`	Option exercise derivative · Restricted Stock Units	32,010	—	—

Filing: Form 4 (Insider Transaction) Insider: McGraner Matt (See Remarks) Shares: 105,254

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-06

NREF insider Form 4 filed for equity award, exercise, or tax withholding

LAFFER ARTHUR B (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	5,518	—	—
`A`	Compensation award derivative · Restricted Stock Units	6,154	—	—
`M`	Option exercise derivative · Restricted Stock Units	—	—	—

Filing: Form 4 (Insider Transaction) Insider: LAFFER ARTHUR B (Director) Shares: 5,518

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-06

NREF insider Form 4 filed for equity award, exercise, or tax withholding

KAVANAUGH SCOTT F (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	5,518	—	—
`A`	Compensation award derivative · Restricted Stock Units	6,154	—	—
`M`	Option exercise derivative · Restricted Stock Units	—	—	—

Filing: Form 4 (Insider Transaction) Insider: KAVANAUGH SCOTT F (Director) Shares: 5,518

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-06

NREF insider Form 4 filed for equity award, exercise, or tax withholding

DONDERO JAMES D (Director, President, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	36,830	—	—
`M`	Option exercise	33,284	—	—
`A`	Compensation award derivative · Restricted Stock Units	197,789	—	—
`M`	Option exercise derivative · Restricted Stock Units	36,830	—	—
`M`	Option exercise derivative · Restricted Stock Units	33,284	—	—

Filing: Form 4 (Insider Transaction) Insider: DONDERO JAMES D (Director, President, 10% Owner) Shares: 70,114

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-06

NREF insider Form 4 filed for equity award, exercise, or tax withholding

Constantino Edward N. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	5,518	—	—
`D`	Disposition to issuer	2,759	—	—
`A`	Compensation award derivative · Restricted Stock Units	6,154	—	—
`M`	Option exercise derivative · Restricted Stock Units	5,518	—	—

Filing: Form 4 (Insider Transaction) Insider: Constantino Edward N. (Director) Shares: 8,277

View on SEC EDGAR → Open Filing Document →

Material Events 7 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 7 in this period for NexPoint Real Estate Finance, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-08-20

NREF filed 8-K — material company event

NexPoint Real Estate Finance, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-06

NREF filed 8-K — material company event

NexPoint Real Estate Finance, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-06-02

NREF filed 8-K — material company event

NexPoint Real Estate Finance, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-05-13

NREF filed 8-K — material company event

NexPoint Real Estate Finance, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-04-30

NREF filed 8-K — material company event

NexPoint Real Estate Finance, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-04-30

NREF filed 8-K — material company event

NexPoint Real Estate Finance, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-04-03

NREF filed 8-K — material company event

NexPoint Real Estate Finance, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Periodic Reports 3 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 annual report (10-K) and 2 quarterly reports (10-Q) for NexPoint Real Estate Finance, Inc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-13

NREF filed Quarterly Report (10-Q)

NexPoint Real Estate Finance, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

Form 10-Q Quarterly Report 2026-05-15

NREF filed Quarterly Report (10-Q)

NexPoint Real Estate Finance, Inc. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

Form 10-K Annual Report 2026-03-31

NREF filed Annual Report (10-K)

NexPoint Real Estate Finance, Inc. filed its annual report with the SEC. This report includes audited financial statements, business overview, risk factors, and management discussion.

Filing: 10-K (Annual Report)

View on SEC EDGAR → Open Filing Document →

How we classify NexPoint Real Estate Finance, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on NREF. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — NREF SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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