NRK SEC Filing News — Nuveen New York AMT-Free Quality Municipal Income Fund

Latest SEC filings for Nuveen New York AMT-Free Quality Municipal Income Fund (NRK) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2024-03-06.

Nuveen New York AMT-Free Quality Municipal Income Fund is a closed ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Nuveen Asset Management, LLC. It invests in the fixed income markets of New York. The fund invests in undervalued municipal securities and other related investments the income, covered by insurance from insurers with a claims-paying ability, exempt from regular federal and New York income tax and are rated Ba…
Sector: Financial Services Industry: Asset Management Market Cap: $818.3M CIK: 1195739
20
Total Filings
6
Bullish Classifications
7
Bearish Classifications
15
Insider Transactions
5
Material Events (8-K)
0
Periodic Reports
Rule-based classifications for NRK currently lean bearish. Of the 20 filing records displayed, 7 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 6 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
NRK Filing Activity Snapshot 2015-03-20 — 2024-03-06
Insider Transactions (Form 4)
6 buys vs 7 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Form 144 Filing
$213.80M
CITIGROUP INC (10% Owner) · 2020-03-30
2,138 shares · Form 4
8-K Item Codes Filed
Item 7.01: Regulation FD Disclosure; Item 9.01: Financial Statements and Exhibits Item 5.02: Departure / Election of Directors or Officers Item 8.01: Other Events
Item codes identify the type of material event disclosed (e.g. 2.02 = earnings results, 5.02 = executive change, 1.01 = material agreement).
Insider Transactions 15 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 15 filings in this group are Form 4s for Nuveen New York AMT-Free Quality Municipal Income Fund.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 15 insider filings shown, the breakdown is 7 open-market sale, 6 open-market purchase and 2 mixed open-market activity. 15 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market sale ×7
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Open-market purchase ×6
The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Mixed open-market activity ×2
The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.
Form 4 Open-market purchase Insider Buying 2023-11-13

NRK insider Jones Nathaniel T. (Vice President and Treasurer) bought 1,000 shares (~$9.3K)

Jones Nathaniel T., listed as Vice President and Treasurer at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market purchase of 1,000 NRK shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 1,000 $9.31 $9.3K
Filing: Form 4 (Insider Transaction) Insider: Jones Nathaniel T. (Vice President and Treasurer) Shares: 1,000 Est. Value: $9.3K
Form 4 Open-market purchase Insider Buying 2022-12-02

NRK insider PERRY MICHAEL A (Vice President) bought 42,174 shares (~$450.5K)

PERRY MICHAEL A, listed as Vice President at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market purchase of 42,174 NRK shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 42,174 $10.68 $450.5K
Filing: Form 4 (Insider Transaction) Insider: PERRY MICHAEL A (Vice President) Shares: 42,174 Est. Value: $450.5K
Form 4 Open-market sale Insider Selling 2022-10-13

NRK insider PERRY MICHAEL A (Vice President) sold 42,639 shares (~$420.8K)

PERRY MICHAEL A, listed as Vice President at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market sale of 42,639 NRK shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 42,639 $9.87 $420.8K
Filing: Form 4 (Insider Transaction) Insider: PERRY MICHAEL A (Vice President) Shares: 42,639 Est. Value: $420.8K
Form 4 Open-market purchase Insider Buying 2022-06-14

NRK insider PERRY MICHAEL A (Vice President) bought 42,639 shares (~$478.9K)

PERRY MICHAEL A, listed as Vice President at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market purchase of 42,639 NRK shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 42,639 $11.23 $478.9K
Filing: Form 4 (Insider Transaction) Insider: PERRY MICHAEL A (Vice President) Shares: 42,639 Est. Value: $478.9K
Form 4 Open-market sale Insider Selling 2022-05-11

NRK insider PERRY MICHAEL A (Vice President) sold 44,762 shares (~$487.1K)

PERRY MICHAEL A, listed as Vice President at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market sale of 44,762 NRK shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 44,762 $10.88 $487.1K
Filing: Form 4 (Insider Transaction) Insider: PERRY MICHAEL A (Vice President) Shares: 44,762 Est. Value: $487.1K
Form 4 Open-market purchase Insider Buying 2021-03-11

NRK insider PERRY MICHAEL A (Vice President) bought 8,568 shares (~$115.5K)

PERRY MICHAEL A, listed as Vice President at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market purchase of 8,568 NRK shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 8,568 $13.48 $115.5K
Filing: Form 4 (Insider Transaction) Insider: PERRY MICHAEL A (Vice President) Shares: 8,568 Est. Value: $115.5K
Form 4 Mixed open-market activity Mixed Insider Activity 2020-03-30

NRK insider CITIGROUP INC (10% Owner) reported mixed Form 4 activity

CITIGROUP INC (10% Owner) filed a Form 4 showing both purchase and sale activity. Review the SEC filing for the transaction-by-transaction details before drawing a directional conclusion.

The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 417 $100,000.00 $41.70M
S Open-market sale 1,000 $100,000.00 $100.00M
S Open-market sale 721 $100,000.00 $72.10M
Filing: Form 4 (Insider Transaction) Insider: CITIGROUP INC (10% Owner) Shares: 2,138 Est. Value: $213.80M
Form 4 Open-market purchase Insider Buying 2019-11-29

NRK insider PERRY MICHAEL A (Vice President) bought 36,194 shares (~$482.9K)

PERRY MICHAEL A, listed as Vice President at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market purchase of 36,194 NRK shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 36,194 $13.34 $482.9K
Filing: Form 4 (Insider Transaction) Insider: PERRY MICHAEL A (Vice President) Shares: 36,194 Est. Value: $482.9K
Form 4 Open-market sale Insider Selling 2016-09-20

NRK insider CITIGROUP INC (10% Owner) sold 802 shares (~$80.20M)

CITIGROUP INC, listed as 10% Owner at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market sale of 802 NRK shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 460 $100,000.00 $46.00M
S Open-market sale 152 $100,000.00 $15.20M
S Open-market sale 190 $100,000.00 $19.00M
Filing: Form 4 (Insider Transaction) Insider: CITIGROUP INC (10% Owner) Shares: 802 Est. Value: $80.20M
Form 4 Open-market purchase Insider Buying 2016-09-16

NRK insider CITIGROUP INC (10% Owner) bought 300 shares (~$30.00M)

CITIGROUP INC, listed as 10% Owner at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market purchase of 300 NRK shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 150 $100,000.00 $15.00M
P Open-market purchase 150 $100,000.00 $15.00M
Filing: Form 4 (Insider Transaction) Insider: CITIGROUP INC (10% Owner) Shares: 300 Est. Value: $30.00M
Form 4 Mixed open-market activity Mixed Insider Activity 2016-09-14

NRK insider CITIGROUP INC (10% Owner) reported mixed Form 4 activity

CITIGROUP INC (10% Owner) filed a Form 4 showing both purchase and sale activity. Review the SEC filing for the transaction-by-transaction details before drawing a directional conclusion.

The filing reports both purchases and sales on the open market. Read the transaction lines individually before drawing a directional conclusion.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 310 $100,000.00 $31.00M
S Open-market sale 200 $100,000.00 $20.00M
P Open-market purchase 55 $100,000.00 $5.50M
Filing: Form 4 (Insider Transaction) Insider: CITIGROUP INC (10% Owner) Shares: 565 Est. Value: $56.50M
Form 4 Open-market sale Insider Selling 2016-07-18

NRK insider CITIGROUP INC (10% Owner) sold 170 shares (~$17.00M)

CITIGROUP INC, listed as 10% Owner at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market sale of 170 NRK shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 170 $100,000.00 $17.00M
Filing: Form 4 (Insider Transaction) Insider: CITIGROUP INC (10% Owner) Shares: 170 Est. Value: $17.00M
Form 4 Open-market sale Insider Selling 2016-02-29

NRK insider CITIGROUP INC (10% Owner) sold 150 shares (~$15.00M)

CITIGROUP INC, listed as 10% Owner at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market sale of 150 NRK shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 150 $100,000.00 $15.00M
Filing: Form 4 (Insider Transaction) Insider: CITIGROUP INC (10% Owner) Shares: 150 Est. Value: $15.00M
Form 4 Open-market sale Insider Selling 2016-02-26

NRK insider CITIGROUP INC (10% Owner) sold 168 shares (~$16.80M)

CITIGROUP INC, listed as 10% Owner at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market sale of 168 NRK shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 32 $100,000.00 $3.20M
S Open-market sale 136 $100,000.00 $13.60M
Filing: Form 4 (Insider Transaction) Insider: CITIGROUP INC (10% Owner) Shares: 168 Est. Value: $16.80M
Form 4 Open-market sale Insider Selling 2015-03-20

NRK insider CITIGROUP INC (10% Owner) sold 140 shares (~$14.00M)

CITIGROUP INC, listed as 10% Owner at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND, reported an open-market sale of 140 NRK shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 140 $100,000.00 $14.00M
Filing: Form 4 (Insider Transaction) Insider: CITIGROUP INC (10% Owner) Shares: 140 Est. Value: $14.00M
Material Events 5 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 5 in this period for Nuveen New York AMT-Free Quality Municipal Income Fund. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

The items reported in this period are: Item 7.01: Regulation FD Disclosure; Item 9.01: Financial Statements and Exhibits; Item 5.02: Departure / Election of Directors or Officers; Item 8.01: Other Events.

Form 8-K Material Company Update 2024-03-06

NRK filed 8-K — Regulation FD Disclosure

NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND filed an 8-K with the SEC. Item 7.01: Regulation FD Disclosure; Item 9.01: Financial Statements and Exhibits. Filing excerpt: 8-K 1 d704577d8k.htm NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND Nuveen New York AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen New York AMT-Free Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21211…

Filing: 8-K (Material Event) Item 7.01: Regulation FD Disclosure; Item 9.01: Financial Statements and Exhibits
Form 8-K Leadership Change 2023-10-13

NRK filed 8-K — Departure / Election of Directors or Officers

NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND filed an 8-K with the SEC. Item 5.02: Departure / Election of Directors or Officers. Filing excerpt: 8-K 1 d516779d8k.htm NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND Nuveen New York AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen New York AMT-Free Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21211…

Filing: 8-K (Material Event) Item 5.02: Departure / Election of Directors or Officers
Form 8-K Material Company Update 2022-02-25

NRK filed 8-K — Regulation FD Disclosure

NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND filed an 8-K with the SEC. Item 7.01: Regulation FD Disclosure; Item 9.01: Financial Statements and Exhibits. Filing excerpt: 8-K 1 d26209d8k.htm 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21211 03-0487021 (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation)…

Filing: 8-K (Material Event) Item 7.01: Regulation FD Disclosure; Item 9.01: Financial Statements and Exhibits
Form 8-K Material Company Update 2020-10-06

NRK filed 8-K — Regulation FD Disclosure

NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND filed an 8-K with the SEC. Item 7.01: Regulation FD Disclosure; Item 9.01: Financial Statements and Exhibits. Filing excerpt: 8-K 1 d180539d8k.htm 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21211 03-0487021 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer…

Filing: 8-K (Material Event) Item 7.01: Regulation FD Disclosure; Item 9.01: Financial Statements and Exhibits
Form 8-K Material Company Update 2016-08-05

NRK filed 8-K — Other Events

NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND filed an 8-K with the SEC. Item 8.01: Other Events. Filing excerpt: 8-K 1 d237191d8k.htm FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 Nuveen New York AMT-Free Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21211 03-0487021 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)…

Filing: 8-K (Material Event) Item 8.01: Other Events

How we classify Nuveen New York AMT-Free Quality Municipal Income Fund's filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on NRK. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — NRK SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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