NSLR SEC Filing News — Neostellar Capital Corp.

Latest SEC filings for Neostellar Capital Corp. (NSLR) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-05.

Neostellar Capital Corp., formerly known as SuRo Capital Corp. is a venture capital, mezzanine, secondary(direct) and business development company specializing in growth capital, emerging growth, late stage and venture capital-backed private companies. It prefers to invest in energy and utilities, consumer, technology, media and communication sectors. The company prefers to invest in United States of America and Canada. The firm only seeks minority stakes. Neostellar Capital Corp. was founded in…
Sector: Financial Services Industry: Asset Management Market Cap: $164.7M
20
Total Filings
3
Bullish Classifications
2
Bearish Classifications
11
Insider Transactions
5
Material Events (8-K)
2
Periodic Reports
Rule-based classifications for NSLR currently lean bullish. Of the 20 displayed SEC filing records, 3 carry bullish classifications versus 2 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 11 insider transactions (Form 4) in this period.
NSLR Filing Activity Snapshot 2026-06-12 — 2026-10-05
Insider Transactions (Form 4)
3 buys vs 2 sells
Net insider buying in this period — more purchases than sales reported.
Largest Form 144 Filing
$511.0K
Falk Erik A (Director) · 2026-08-26
50,000 shares · Form 4
Form 144 Notices
2
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 11 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 11 filings in this group are Form 4s for Neostellar Capital Corp.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 11 insider filings shown, the breakdown is 6 compensation award, 3 open-market purchase and 2 open-market sale. 5 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×6
Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market purchase ×3
The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Open-market sale ×2
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Form 4 Open-market purchase Insider Buying 2026-09-22

NSLR insider Klein Mark D (Director, Chairman, CEO and President) bought 5,000 shares (~$39.5K)

Klein Mark D, listed as Director, Chairman, CEO and President at Neostellar Capital Corp., reported an open-market purchase of 5,000 NSLR shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 5,000 $7.91 $39.5K
Filing: Form 4 (Insider Transaction) Insider: Klein Mark D (Director, Chairman, CEO and President) Shares: 5,000 Est. Value: $39.5K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-09-04

NSLR insider LOTT RONALD M. (Director) sold 5,085 shares (~$50.6K)

LOTT RONALD M., listed as Director at Neostellar Capital Corp., reported an open-market sale of 5,085 NSLR shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 5,085 $9.96 $50.6K
Filing: Form 4 (Insider Transaction) Insider: LOTT RONALD M. (Director) Shares: 5,085 Est. Value: $50.6K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market purchase Insider Buying 2026-08-26

NSLR insider Falk Erik A (Director) bought 50,000 shares (~$511.0K)

Falk Erik A, listed as Director at Neostellar Capital Corp., reported an open-market purchase of 50,000 NSLR shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 50,000 $10.22 $511.0K
Filing: Form 4 (Insider Transaction) Insider: Falk Erik A (Director) Shares: 50,000 Est. Value: $511.0K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market purchase Insider Buying 2026-08-10

NSLR insider Klein Mark D (Director, Chairman, CEO and President) bought 26,040 shares (~$250.0K)

Klein Mark D, listed as Director, Chairman, CEO and President at Neostellar Capital Corp., reported an open-market purchase of 26,040 NSLR shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 26,040 $9.60 $250.0K
Filing: Form 4 (Insider Transaction) Insider: Klein Mark D (Director, Chairman, CEO and President) Shares: 26,040 Est. Value: $250.0K
View on SEC EDGAR → Open Filing Document →
Form 4 Open-market sale Insider Selling 2026-06-25

NSLR insider LOTT RONALD M. (Director) sold 500 shares (~$6.2K)

LOTT RONALD M., listed as Director at Neostellar Capital Corp., reported an open-market sale of 500 NSLR shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 500 $12.35 $6.2K
Filing: Form 4 (Insider Transaction) Insider: LOTT RONALD M. (Director) Shares: 500 Est. Value: $6.2K
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-06-16

NSLR insider Form 4 filed for equity award, exercise, or tax withholding

Green Allison (See Remarks) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 60,000 — —
F Tax withholding on vested shares 41,815 $13.56 $567.0K
Filing: Form 4 (Insider Transaction) Insider: Green Allison (See Remarks) Shares: 101,815
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-06-16

NSLR insider Form 4 filed for equity award, exercise, or tax withholding

Klein Mark D (Director, Chairman, CEO and President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 350,000 — —
F Tax withholding on vested shares 293,265 $13.56 $3.98M
Filing: Form 4 (Insider Transaction) Insider: Klein Mark D (Director, Chairman, CEO and President) Shares: 643,265
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-06-12

NSLR insider Form 4 filed for equity award, exercise, or tax withholding

Westley Lisa (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 3,536 — —
Filing: Form 4 (Insider Transaction) Insider: Westley Lisa (Director) Shares: 3,536
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-06-12

NSLR insider Form 4 filed for equity award, exercise, or tax withholding

Mazur Marc (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 3,536 — —
Filing: Form 4 (Insider Transaction) Insider: Mazur Marc (Director) Shares: 3,536
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-06-12

NSLR insider Form 4 filed for equity award, exercise, or tax withholding

Szuch Richard C. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 3,536 — —
Filing: Form 4 (Insider Transaction) Insider: Szuch Richard C. (Director) Shares: 3,536
View on SEC EDGAR → Open Filing Document →
Form 4 Compensation award Tax / Compensation Filing 2026-06-12

NSLR insider Form 4 filed for equity award, exercise, or tax withholding

LOTT RONALD M. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code Nature Shares Price Value
A Compensation award 3,536 — —
Filing: Form 4 (Insider Transaction) Insider: LOTT RONALD M. (Director) Shares: 3,536
View on SEC EDGAR → Open Filing Document →
Proposed Insider Sales 2 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Neostellar Capital Corp. has 2 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-09-03

NSLR Form 144 filed for proposed insider sale by Ronald Lott (5,085 shares) ~$50.9K

Ronald Lott filed a Form 144 with the SEC indicating intent to sell NSLR (Neostellar Capital Corp.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Ronald Lott Shares: 5,085 Est. Value: $50.9K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-06-23

NSLR Form 144 filed for proposed insider sale by Ronald Lott (500 shares) ~$6.2K

Ronald Lott filed a Form 144 with the SEC indicating intent to sell NSLR (Neostellar Capital Corp.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Ronald Lott Shares: 500 Est. Value: $6.2K
View on SEC EDGAR → Open Filing Document →
Material Events 5 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 5 in this period for Neostellar Capital Corp. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-10-05

NSLR filed 8-K — material company event

Neostellar Capital Corp. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-08-05

NSLR filed 8-K — material company event

Neostellar Capital Corp. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-21

NSLR filed 8-K — material company event

Neostellar Capital Corp. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-07-08

NSLR filed 8-K — material company event

Neostellar Capital Corp. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-06-26

NSLR filed 8-K — material company event

Neostellar Capital Corp. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Periodic Reports 2 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 annual report (10-K) and 1 quarterly report (10-Q) for Neostellar Capital Corp.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-K/A Annual Report Amendment 2026-09-23

NSLR filed amended Annual Report (10-K/A)

Neostellar Capital Corp. filed its amended annual report with the SEC. This amendment updates or corrects a previously filed annual report.

Filing: 10-K/A (Annual Report Amendment)
View on SEC EDGAR → Open Filing Document →
Form 10-Q Quarterly Report 2026-08-06

NSLR filed Quarterly Report (10-Q)

Neostellar Capital Corp. filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
View on SEC EDGAR → Open Filing Document →

How we classify Neostellar Capital Corp.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on NSLR. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — NSLR SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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