What SEC filings does Orion Energy Systems, Inc. submit to the SEC?

Orion Energy Systems, Inc. (OESX) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about OESX?

A Form 4 for OESX discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Orion Energy Systems, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for OESX?

The 10-K is Orion Energy Systems, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all OESX SEC filings directly on EDGAR?

You can view all historical Orion Energy Systems, Inc. filings on the SEC EDGAR company page for OESX. Each filing card on this page links directly to the original SEC document.

How often does Orion Energy Systems, Inc. file with the SEC?

Orion Energy Systems, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling OESX shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

OESX SEC Filing News — Orion Energy Systems, Inc.

Latest SEC filings for Orion Energy Systems, Inc. (OESX) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-15.

Orion Energy Systems, Inc., together with its subsidiaries, research, designs, develops, manufactures, markets, sells, installs, and implements energy management systems for commercial office and retail, area lighting, industrial applications, and government in North America and Germany. It operates through three segments: Lighting, Maintenance, and Electric Vehicle (EV). The company offers light emitting diode LED lighting products; construction and engineering services for commercial lighting …

Sector: Industrials Industry: Electrical Equipment & Parts Market Cap: $93.2M

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for OESX currently lean bullish. Of the 20 displayed SEC filing records, 3 carry bullish classifications versus 0 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 10 insider transactions (Form 4) in this period.

OESX Filing Activity Snapshot 2026-02-05 — 2026-09-15

Insider Transactions (Form 4)

3 buys vs 0 sells

Net insider buying in this period — more purchases than sales reported.

Largest Form 144 Filing

$25.9K

Washlow Sally A. (Director, Chief Executive Officer) · 2026-06-25

2,735 shares · Form 4

Insider Transactions 10 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 10 filings in this group are Form 4s for Orion Energy Systems, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 10 insider filings shown, the breakdown is 7 compensation award and 3 open-market purchase. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Compensation award ×7: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Open-market purchase ×3: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Form 4 Open-market purchase Insider Buying 2026-08-24

OESX insider Wishart-Smith Heather L (Director) bought 1,054 shares (~$20.0K)

Wishart-Smith Heather L, listed as Director at ORION ENERGY SYSTEMS, INC., reported an open-market purchase of 1,054 OESX shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	1,054	$18.96	$20.0K

Filing: Form 4 (Insider Transaction) Insider: Wishart-Smith Heather L (Director) Shares: 1,054 Est. Value: $20.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-12

OESX insider Form 4 filed for equity award, exercise, or tax withholding

Wishart-Smith Heather L (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	2,532	—	—

Filing: Form 4 (Insider Transaction) Insider: Wishart-Smith Heather L (Director) Shares: 2,532

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-12

OESX insider Form 4 filed for equity award, exercise, or tax withholding

Washlow Sally A. (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	12,000	—	—
`A`	Compensation award derivative · Stock Options (right to buy)	25,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Washlow Sally A. (Director, Chief Executive Officer) Shares: 12,000

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-12

OESX insider Form 4 filed for equity award, exercise, or tax withholding

Shapiro Richard A (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	2,532	—	—

Filing: Form 4 (Insider Transaction) Insider: Shapiro Richard A (Director) Shares: 2,532

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-12

OESX insider Form 4 filed for equity award, exercise, or tax withholding

RICHSTONE ELLEN B (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	2,532	—	—

Filing: Form 4 (Insider Transaction) Insider: RICHSTONE ELLEN B (Director) Shares: 2,532

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-12

OESX insider Form 4 filed for equity award, exercise, or tax withholding

Otten Anthony L. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	2,532	—	—

Filing: Form 4 (Insider Transaction) Insider: Otten Anthony L. (Director) Shares: 2,532

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-12

OESX insider Form 4 filed for equity award, exercise, or tax withholding

Green Scott A. (President and COO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	9,000	—	—
`A`	Compensation award derivative · Stock Options (right to buy)	17,500	—	—

Filing: Form 4 (Insider Transaction) Insider: Green Scott A. (President and COO) Shares: 9,000

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-12

OESX insider Form 4 filed for equity award, exercise, or tax withholding

BRODIN J PER (EVP, CFO, CAO & Treasurer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	9,000	—	—
`A`	Compensation award derivative · Stock Options (right to buy)	17,500	—	—

Filing: Form 4 (Insider Transaction) Insider: BRODIN J PER (EVP, CFO, CAO & Treasurer) Shares: 9,000

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-06-25

OESX insider Washlow Sally A. (Director, Chief Executive Officer) bought 2,735 shares (~$25.9K)

Washlow Sally A., listed as Director, Chief Executive Officer at ORION ENERGY SYSTEMS, INC., reported an open-market purchase of 2,735 OESX shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	955	$9.50	$9.1K
`P`	Open-market purchase	1,780	$9.47	$16.9K

Filing: Form 4 (Insider Transaction) Insider: Washlow Sally A. (Director, Chief Executive Officer) Shares: 2,735 Est. Value: $25.9K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-02-27

OESX insider BRODIN J PER (EVP, CFO, CAO & Treasurer) bought 500 shares (~$5.5K)

BRODIN J PER, listed as EVP, CFO, CAO & Treasurer at ORION ENERGY SYSTEMS, INC., reported an open-market purchase of 500 OESX shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	500	$11.07	$5.5K

Filing: Form 4 (Insider Transaction) Insider: BRODIN J PER (EVP, CFO, CAO & Treasurer) Shares: 500 Est. Value: $5.5K

View on SEC EDGAR → Open Filing Document →

Material Events 7 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 7 in this period for Orion Energy Systems, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-09-15