OXLC SEC Filing News — Oxford Lane Capital Corp.

OXLC insider ROSENTHAL SAUL B (Director, President) bought 2,960,000 shares (~$15.04M)

ROSENTHAL SAUL B, listed as Director, President at Oxford Lane Capital Corp., reported an open-market purchase of 2,960,000 OXLC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

OXLC insider COHEN JONATHAN H (Director, Chief Executive Officer) bought 2,960,000 shares (~$15.04M)

COHEN JONATHAN H, listed as Director, Chief Executive Officer at Oxford Lane Capital Corp., reported an open-market purchase of 2,960,000 OXLC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

OXLC insider ROSENTHAL SAUL B (Director, President) bought 4,630,000 shares (~$25.00M)

ROSENTHAL SAUL B, listed as Director, President at Oxford Lane Capital Corp., reported an open-market purchase of 4,630,000 OXLC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

OXLC insider COHEN JONATHAN H (Director, Chief Executive Officer) bought 4,630,000 shares (~$25.00M)

COHEN JONATHAN H, listed as Director, Chief Executive Officer at Oxford Lane Capital Corp., reported an open-market purchase of 4,630,000 OXLC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

OXLC insider Ashenfelter Mark Jeffrey (Director) bought 6,000 shares (~$31.1K)

Ashenfelter Mark Jeffrey, listed as Director at Oxford Lane Capital Corp., reported an open-market purchase of 6,000 OXLC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

OXLC insider Wilton Reassurance Co (10% Owner) sold 443,300 shares (~$11.62M)

Wilton Reassurance Co, listed as 10% Owner at Oxford Lane Capital Corp., reported an open-market sale of 443,300 OXLC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

OXLC insider Eagle Point Credit Management LLC (10% Owner) sold 14,321 shares (~$357.6K)

Eagle Point Credit Management LLC, listed as 10% Owner at Oxford Lane Capital Corp., reported an open-market sale of 14,321 OXLC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

OXLC insider Eagle Point Credit Management LLC (10% Owner) sold 112,598 shares (~$2.82M)

Eagle Point Credit Management LLC, listed as 10% Owner at Oxford Lane Capital Corp., reported an open-market sale of 112,598 OXLC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

OXLC insider Eagle Point Credit Management LLC (10% Owner) sold 2,020,923 shares (~$1859.56B)

Eagle Point Credit Management LLC, listed as 10% Owner at Oxford Lane Capital Corp., reported an open-market sale of 2,020,923 OXLC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

OXLC insider Eagle Point Credit Management LLC (10% Owner) sold 2,191,700 shares (~$1972.81B)

Eagle Point Credit Management LLC, listed as 10% Owner at Oxford Lane Capital Corp., reported an open-market sale of 2,191,700 OXLC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

OXLC insider Form 4 filed for equity award, exercise, or tax withholding

Frantz Leroy Scott (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.

OXLC insider Eagle Point Credit Management LLC (10% Owner) sold 343,375 shares (~$59.70B)

Eagle Point Credit Management LLC, listed as 10% Owner at Oxford Lane Capital Corp., reported an open-market sale of 343,375 OXLC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

OXLC insider COHEN JONATHAN H (Director, Chief Executive Officer) bought 24,728 shares (~$56.6K)

COHEN JONATHAN H, listed as Director, Chief Executive Officer at Oxford Lane Capital Corp., reported an open-market purchase of 24,728 OXLC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

OXLC insider ROSENTHAL SAUL B (Director, President) bought 37,187 shares (~$87.8K)

ROSENTHAL SAUL B, listed as Director, President at Oxford Lane Capital Corp., reported an open-market purchase of 37,187 OXLC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

OXLC insider Form 4 filed for equity award, exercise, or tax withholding

COHEN JONATHAN H (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.

OXLC insider Form 4 filed for equity award, exercise, or tax withholding

Frantz Leroy Scott (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.

OXLC filed 8-K — material company event

Oxford Lane Capital Corp. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

OXLC filed 8-K — Other Events

Oxford Lane Capital Corp. filed an 8-K with the SEC. Item 8.01: Other Events; Item 9.01: Financial Statements and Exhibits. Filing excerpt: 8-K 1 s132040_8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2021 OXFORD LANE CAPITAL CORP. (Exact name of Registrant as specified in its charter) Maryland 001-35041 27-2859071 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 8 Sound Shore Drive, Suite 255, Greenwich,…

OXLC filed 8-K — Entered into Material Agreement

Oxford Lane Capital Corp. filed an 8-K with the SEC. Item 1.01: Entered into Material Agreement; Item 2.03: Material Direct Financial Obligation; Item 8.01: Other Events; Item 9.01: Financial Statements and Exhibits. Filing excerpt: 8-K 1 s131134_8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2021 OXFORD LANE CAPITAL CORP. (Exact name of Registrant as specified in its charter) Maryland 001-35041 27-2859071 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 8 Sound Shore Drive, Suite 255,…

OXLC filed 8-K — Entered into Material Agreement

Oxford Lane Capital Corp. filed an 8-K with the SEC. Item 1.01: Entered into Material Agreement; Item 9.01: Financial Statements and Exhibits. Filing excerpt: 8-K 1 s131070_8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2021 OXFORD LANE CAPITAL CORP. (Exact name of Registrant as specified in its charter) Maryland 001-35041 27-2859071 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 8 Sound Shore Drive, Suite 255, Greenwich,…