What SEC filings does Peapack-Gladstone Financial Corporation submit to the SEC?

Peapack-Gladstone Financial Corporation (PGC) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about PGC?

A Form 4 for PGC discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Peapack-Gladstone Financial Corporation?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for PGC?

The 10-K is Peapack-Gladstone Financial Corporation's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all PGC SEC filings directly on EDGAR?

You can view all historical Peapack-Gladstone Financial Corporation filings on the SEC EDGAR company page for PGC. Each filing card on this page links directly to the original SEC document.

How often does Peapack-Gladstone Financial Corporation file with the SEC?

Peapack-Gladstone Financial Corporation files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling PGC shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

PGC SEC Filing News — Peapack-Gladstone Financial Corporation

Latest SEC filings for Peapack-Gladstone Financial Corporation (PGC) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-22.

Peapack-Gladstone Financial Corporation operates as the bank holding company for Peapack Private Bank & Trust that provides private banking and wealth management services in the United States. The company operates in two segments, Banking and Wealth Management. It offers checking and savings accounts, money market and interest-bearing checking accounts, certificates of deposit, and individual retirement accounts. The company also provides working capital lines of credit, term loans for fixed ass…

Sector: Financial Services Industry: Banks - Regional Market Cap: $769.0M CIK: 1050743

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for PGC currently lean bearish. Of the 20 filing records displayed, 6 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

PGC Filing Activity Snapshot 2026-04-01 — 2026-09-22

Insider Transactions (Form 4)

0 buys vs 6 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$235.5K

BABCOCK JOHN P (SEVP & Pres of Priv Wealth Mgt) · 2026-06-30

5,000 shares · Form 4

Form 144 Notices

Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.

Insider Transactions 8 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 8 filings in this group are Form 4s for Peapack-Gladstone Financial Corporation.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 8 insider filings shown, the breakdown is 6 open-market sale, 1 compensation award and 1 option exercise. 6 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market sale ×6: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Compensation award ×1: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Option exercise ×1: The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Form 4 Open-market sale Insider Selling 2026-09-22

PGC insider Hemhauser Maureen (EVP & Chief Risk Officer) sold 2,297 shares (~$104.1K)

Hemhauser Maureen, listed as EVP & Chief Risk Officer at PEAPACK GLADSTONE FINANCIAL CORP, reported an open-market sale of 2,297 PGC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	2,297	$45.32	$104.1K

Filing: Form 4 (Insider Transaction) Insider: Hemhauser Maureen (EVP & Chief Risk Officer) Shares: 2,297 Est. Value: $104.1K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-03

PGC insider Smith Gregory Martin (SEVP, President Comml Banking) sold 1,250 shares (~$55.8K)

Smith Gregory Martin, listed as SEVP, President Comml Banking at PEAPACK GLADSTONE FINANCIAL CORP, reported an open-market sale of 1,250 PGC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	1,250	$44.66	$55.8K

Filing: Form 4 (Insider Transaction) Insider: Smith Gregory Martin (SEVP, President Comml Banking) Shares: 1,250 Est. Value: $55.8K

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-04

PGC insider Form 4 filed for equity award, exercise, or tax withholding

Corrado Andrew F. (President Peapack Private NY) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise derivative · Phantom Stock	11,309	—	—

Filing: Form 4 (Insider Transaction) Insider: Corrado Andrew F. (President Peapack Private NY)

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-06-30

PGC insider BABCOCK JOHN P (SEVP & Pres of Priv Wealth Mgt) sold 5,000 shares (~$235.5K)

BABCOCK JOHN P, listed as SEVP & Pres of Priv Wealth Mgt at PEAPACK GLADSTONE FINANCIAL CORP, reported an open-market sale of 5,000 PGC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	5,000	$47.11	$235.5K

Filing: Form 4 (Insider Transaction) Insider: BABCOCK JOHN P (SEVP & Pres of Priv Wealth Mgt) Shares: 5,000 Est. Value: $235.5K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-06-30

PGC insider Chalkan Lisa (EVP, Chief Credit Officer) sold 1,100 shares (~$52.4K)

Chalkan Lisa, listed as EVP, Chief Credit Officer at PEAPACK GLADSTONE FINANCIAL CORP, reported an open-market sale of 1,100 PGC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	1,100	$47.60	$52.4K

Filing: Form 4 (Insider Transaction) Insider: Chalkan Lisa (EVP, Chief Credit Officer) Shares: 1,100 Est. Value: $52.4K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-06-12

PGC insider ROSSI FRANCESCO S (SVP/Chief Accounting Officer) sold 2,484 shares (~$113.1K)

ROSSI FRANCESCO S, listed as SVP/Chief Accounting Officer at PEAPACK GLADSTONE FINANCIAL CORP, reported an open-market sale of 2,484 PGC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	547	$45.52	$24.9K
`S`	Open-market sale	1,937	$45.52	$88.2K

Filing: Form 4 (Insider Transaction) Insider: ROSSI FRANCESCO S (SVP/Chief Accounting Officer) Shares: 2,484 Est. Value: $113.1K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-06-09

PGC insider Spinelli Anthony W. (Director) sold 2,000 shares (~$89.3K)

Spinelli Anthony W., listed as Director at PEAPACK GLADSTONE FINANCIAL CORP, reported an open-market sale of 2,000 PGC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	2,000	$44.63	$89.3K

Filing: Form 4 (Insider Transaction) Insider: Spinelli Anthony W. (Director) Shares: 2,000 Est. Value: $89.3K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-04-01

PGC insider Form 4 filed for equity award, exercise, or tax withholding

BABCOCK JOHN P (SEVP & Pres of Priv Wealth Mgt) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Performance Rights	16,000	—	—

Filing: Form 4 (Insider Transaction) Insider: BABCOCK JOHN P (SEVP & Pres of Priv Wealth Mgt)

View on SEC EDGAR → Open Filing Document →

Proposed Insider Sales 6 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Peapack-Gladstone Financial Corporation has 6 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-09-21

PGC Form 144 filed for proposed insider sale

An insider at PEAPACK GLADSTONE FINANCIAL CORP filed a Form 144 notifying the SEC of an intent to sell shares. Form 144 is a proposed sale notice rather than confirmation that a sale already happened.

Filing: Form 144 (Proposed Sale Notice)

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-09-02

PGC Form 144 filed for proposed insider sale

Filing: Form 144 (Proposed Sale Notice)

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-06-29

PGC Form 144 filed for proposed insider sale

Filing: Form 144 (Proposed Sale Notice)

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-06-29

PGC Form 144 filed for proposed insider sale

Filing: Form 144 (Proposed Sale Notice)

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-06-11

PGC Form 144 filed for proposed insider sale

Filing: Form 144 (Proposed Sale Notice)

View on SEC EDGAR → Open Filing Document →

Form 144 Proposed Insider Sale 2026-06-08

PGC Form 144 filed for proposed insider sale

Filing: Form 144 (Proposed Sale Notice)

View on SEC EDGAR → Open Filing Document →

Material Events 4 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 4 in this period for Peapack-Gladstone Financial Corporation. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-07-27

PGC filed 8-K — material company event

PEAPACK GLADSTONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Read the SEC filing for the full details.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-04-30

PGC filed 8-K — material company event

PEAPACK GLADSTONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Read the SEC filing for the full details.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K/A Amended Material Company Update 2026-04-24

PGC filed amended 8-K — material company event

PEAPACK GLADSTONE FINANCIAL CORP filed an amended 8-K with the SEC reporting a material event. Read the SEC filing for the full details.

Filing: 8-K/A (Material Event Amendment)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-04-22

PGC filed 8-K — material company event

PEAPACK GLADSTONE FINANCIAL CORP filed an 8-K with the SEC reporting a material event. Read the SEC filing for the full details.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Periodic Reports 2 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 2 quarterly reports (10-Q) for Peapack-Gladstone Financial Corporation.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2026-08-07

PGC filed Quarterly Report (10-Q)

PEAPACK GLADSTONE FINANCIAL CORP filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

Form 10-Q Quarterly Report 2026-05-08

PGC filed Quarterly Report (10-Q)

PEAPACK GLADSTONE FINANCIAL CORP filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

View on SEC EDGAR → Open Filing Document →

How we classify Peapack-Gladstone Financial Corporation's filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on PGC. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — PGC SEC Filings

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PGC Full Analysis

Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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