QQQ SEC Filing News — Invesco QQQ Trust

Latest SEC filings for Invesco QQQ Trust (QQQ) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2014-09-08.

To maintain the correspondence between the composition and weights of the securities in the trust (the "securities") and the stocks in the NASDAQ-100 Index®, the adviser adjusts the securities from time to time to conform to periodic changes in the identity and/or relative weights of index securities. The composition and weighting of the securities portion of a portfolio deposit are also adjusted to conform to changes in the index.
CIK: 1067839
2
Total Filings
0
Bullish Signals
0
Bearish Signals
0
Insider Transactions
2
Material Events (8-K)
0
Periodic Reports
What you're looking at: Each item below is parsed from an actual SEC filing submitted by Invesco QQQ Trust. Form 4 = confirmed insider transaction · Form 144 = proposed sale notice · 8-K = material event (earnings, M&A, leadership change, etc.) · 10-Q / 10-K = quarterly / annual report.
Material Events 2 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 2 in this period for Invesco QQQ Trust. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

The items reported in this period are: Item 4.01: Changes in Registrant's Auditor; Item 9.01: Financial Statements and Exhibits.

Form 8-K Material Company Update 2014-09-08

QQQ filed 8-K — Changes in Registrant's Auditor

INVESCO QQQ TRUST, SERIES 1 filed an 8-K with the SEC. Item 4.01: Changes in Registrant's Auditor. Filing excerpt: 8-K 1 a14-20543_28k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2014 PowerShares QQQ Trust, Series 1 (Exact name of registrant as specified in its charter) New York 000-51054 811-08947 13-7173427 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3500…

Filing: 8-K (Material Event) Item 4.01: Changes in Registrant's Auditor
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2014-02-07

QQQ filed 8-K — Changes in Registrant's Auditor

INVESCO QQQ TRUST, SERIES 1 filed an 8-K with the SEC. Item 4.01: Changes in Registrant's Auditor; Item 9.01: Financial Statements and Exhibits. Filing excerpt: 8-K 1 a14-5267_28k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2014 PowerShares QQQ Trust, Series 1 (Exact name of registrant as specified in its charter) New York 000-51054 811-08947 13-7173427 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3500 Lacey…

Filing: 8-K (Material Event) Item 4.01: Changes in Registrant's Auditor; Item 9.01: Financial Statements and Exhibits
View on SEC EDGAR → Open Filing Document →

How we classify Invesco QQQ Trust's filings

Straight from EDGAR

Every filing on this page is pulled from the SEC's EDGAR system for Invesco QQQ Trust and parsed directly. Nothing here is estimated or inferred from a third-party feed, and each entry links back to the original document so the underlying filing can be read in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on QQQ. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — QQQ SEC Filings

What SEC filings does Invesco QQQ Trust submit to the SEC?

Invesco QQQ Trust (QQQ) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about QQQ?

A Form 4 for QQQ discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Invesco QQQ Trust?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for QQQ?

The 10-K is Invesco QQQ Trust's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all QQQ SEC filings directly on EDGAR?

You can view all historical Invesco QQQ Trust filings on the SEC EDGAR company page for QQQ. Each filing card on this page links directly to the original SEC document.

How often does Invesco QQQ Trust file with the SEC?

Invesco QQQ Trust files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling QQQ shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.