What SEC filings does Redwood Trust, Inc. submit to the SEC?

Redwood Trust, Inc. (RWT) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about RWT?

A Form 4 for RWT discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Redwood Trust, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for RWT?

The 10-K is Redwood Trust, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all RWT SEC filings directly on EDGAR?

You can view all historical Redwood Trust, Inc. filings on the SEC EDGAR company page for RWT. Each filing card on this page links directly to the original SEC document.

How often does Redwood Trust, Inc. file with the SEC?

Redwood Trust, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling RWT shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

RWT SEC Filing News — Redwood Trust, Inc.

Latest SEC filings for Redwood Trust, Inc. (RWT) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-13.

Redwood Trust, Inc., together with its subsidiaries, operates as a specialty finance company in the United States. It operates through four segments: Sequoia Mortgage Banking, CoreVest Mortgage Banking, Redwood Investments, and Legacy Investments. The Residential Consumer Mortgage Banking segment operates a mortgage loan conduit that acquires residential loans from third-party originators for subsequent sale, securitization, or transfer to its investment portfolio. The CoreVest Mortgage Banking …

Sector: Real Estate Industry: REIT - Mortgage Market Cap: $366.8M

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for RWT currently lean bullish. Of the 20 displayed SEC filing records, 6 carry bullish classifications versus 0 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 13 insider transactions (Form 4) in this period.

RWT Filing Activity Snapshot 2026-05-27 — 2026-10-13

Insider Transactions (Form 4)

6 buys vs 0 sells

Net insider buying in this period — more purchases than sales reported.

Largest Form 144 Filing

$383.9K

Abate Christopher J (Director, Chief Executive Officer) · 2026-09-15

100,000 shares · Form 4

Insider Transactions 13 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 13 filings in this group are Form 4s for Redwood Trust, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 13 insider filings shown, the breakdown is 6 open-market purchase, 4 compensation award and 3 option exercise. 6 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market purchase ×6: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Compensation award ×4: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.
Option exercise ×3: The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Form 4 Compensation award Tax / Compensation Filing 2026-09-30

RWT insider Form 4 filed for equity award, exercise, or tax withholding

KUBICEK GREG H (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Deferred Stock Units	28,951	—	—

Filing: Form 4 (Insider Transaction) Insider: KUBICEK GREG H (Director)

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-09-30

RWT insider Form 4 filed for equity award, exercise, or tax withholding

Debora Horvath D (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Deferred Stock Units	15,058	—	—

Filing: Form 4 (Insider Transaction) Insider: Debora Horvath D (Director)

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-09-21

RWT insider Macomber Sasha G. (Chief Human Resource Officer) bought 4,895 shares (~$20.0K)

Macomber Sasha G., listed as Chief Human Resource Officer at REDWOOD TRUST INC, reported an open-market purchase of 4,895 RWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	4,895	$4.08	$20.0K

Filing: Form 4 (Insider Transaction) Insider: Macomber Sasha G. (Chief Human Resource Officer) Shares: 4,895 Est. Value: $20.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-09-21

RWT insider Stone Andrew P (Chief Legal Officer) bought 5,000 shares (~$20.6K)

Stone Andrew P, listed as Chief Legal Officer at REDWOOD TRUST INC, reported an open-market purchase of 5,000 RWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	5,000	$4.12	$20.6K

Filing: Form 4 (Insider Transaction) Insider: Stone Andrew P (Chief Legal Officer) Shares: 5,000 Est. Value: $20.6K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-09-16

RWT insider Robinson Dashiell I (Director, President) bought 63,211 shares (~$251.6K)

Robinson Dashiell I, listed as Director, President at REDWOOD TRUST INC, reported an open-market purchase of 63,211 RWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	63,211	$3.98	$251.6K

Filing: Form 4 (Insider Transaction) Insider: Robinson Dashiell I (Director, President) Shares: 63,211 Est. Value: $251.6K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-09-15

RWT insider KUBICEK GREG H (Director) bought 50,000 shares (~$192.6K)

KUBICEK GREG H, listed as Director at REDWOOD TRUST INC, reported an open-market purchase of 50,000 RWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	50,000	$3.85	$192.6K

Filing: Form 4 (Insider Transaction) Insider: KUBICEK GREG H (Director) Shares: 50,000 Est. Value: $192.6K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-09-15

RWT insider Abate Christopher J (Director, Chief Executive Officer) bought 100,000 shares (~$383.9K)

Abate Christopher J, listed as Director, Chief Executive Officer at REDWOOD TRUST INC, reported an open-market purchase of 100,000 RWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	100,000	$3.84	$383.9K

Filing: Form 4 (Insider Transaction) Insider: Abate Christopher J (Director, Chief Executive Officer) Shares: 100,000 Est. Value: $383.9K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-09-15

RWT insider Carillo Brooke (Chief Financial Officer) bought 26,065 shares (~$100.2K)

Carillo Brooke, listed as Chief Financial Officer at REDWOOD TRUST INC, reported an open-market purchase of 26,065 RWT shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	26,065	$3.85	$100.2K

Filing: Form 4 (Insider Transaction) Insider: Carillo Brooke (Chief Financial Officer) Shares: 26,065 Est. Value: $100.2K

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-07-01

RWT insider Form 4 filed for equity award, exercise, or tax withholding

Damon Doneene K (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	4,975	$4.87	$24.2K
`M`	Option exercise derivative · Deferred Stock Units	4,975	—	—

Filing: Form 4 (Insider Transaction) Insider: Damon Doneene K (Director) Shares: 4,975

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-07-01

RWT insider Form 4 filed for equity award, exercise, or tax withholding

Debora Horvath D (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Deferred Stock Units	11,739	—	—

Filing: Form 4 (Insider Transaction) Insider: Debora Horvath D (Director)

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-07-01

RWT insider Form 4 filed for equity award, exercise, or tax withholding

KUBICEK GREG H (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Deferred Stock Units	22,072	—	—

Filing: Form 4 (Insider Transaction) Insider: KUBICEK GREG H (Director)

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-06-29

RWT insider Form 4 filed for equity award, exercise, or tax withholding

Debora Horvath D (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	7,259	$4.73	$34.3K
`M`	Option exercise derivative · Deferred Stock Units	7,259	—	—

Filing: Form 4 (Insider Transaction) Insider: Debora Horvath D (Director) Shares: 7,259

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-05-27

RWT insider Form 4 filed for equity award, exercise, or tax withholding

HANSEN DOUGLAS B (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	20,729	$5.28	$109.4K
`M`	Option exercise derivative · Deferred Stock Units	20,729	—	—

Filing: Form 4 (Insider Transaction) Insider: HANSEN DOUGLAS B (Director) Shares: 20,729

View on SEC EDGAR → Open Filing Document →

Material Events 6 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 6 in this period for Redwood Trust, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-10-13