What SEC filings does SLR Investment Corp. submit to the SEC?

SLR Investment Corp. (SLRC) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about SLRC?

A Form 4 for SLRC discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from SLR Investment Corp.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for SLRC?

The 10-K is SLR Investment Corp.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all SLRC SEC filings directly on EDGAR?

You can view all historical SLR Investment Corp. filings on the SEC EDGAR company page for SLRC. Each filing card on this page links directly to the original SEC document.

How often does SLR Investment Corp. file with the SEC?

SLR Investment Corp. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling SLRC shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

SLRC SEC Filing News — SLR Investment Corp.

Latest SEC filings for SLR Investment Corp. (SLRC) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-11.

SLR Investment Corp. is a business development company specializing in secured debt (first lien unitranche and second lien), subordinated (unsecured) debt, minority equity, leveraged buyouts, acquisitions, recapitalizations, general refinancing, growth capital and strategic income-oriented control equity investments in leveraged middle market companies. The fund invests in aerospace and defense; air freight & logistics; asset management; automotive; banking; beverage, food and tobacco; building …

Sector: Financial Services Industry: Asset Management Market Cap: $608.3M

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for SLRC currently lean bullish. Of the 20 displayed SEC filing records, 6 carry bullish classifications versus 0 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 8 insider transactions (Form 4) in this period.

SLRC Filing Activity Snapshot 2025-05-07 — 2026-09-11

Insider Transactions (Form 4)

6 buys vs 0 sells

Net insider buying in this period — more purchases than sales reported.

Largest Form 144 Filing

$1.55M

GROSS MICHAEL S (Director, See Remarks) · 2026-03-05

104,819 shares · Form 4

Insider Transactions 8 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 8 filings in this group are Form 4s for SLR Investment Corp.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 8 insider filings shown, the breakdown is 6 open-market purchase and 2 compensation award. 6 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market purchase ×6: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Compensation award ×2: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Form 4 Open-market purchase Insider Buying 2026-09-11

SLRC insider GROSS MICHAEL S (Director, See Remarks) bought 20,000 shares (~$247.0K)

GROSS MICHAEL S, listed as Director, See Remarks at SLR Investment Corp., reported an open-market purchase of 20,000 SLRC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	20,000	$12.35	$247.0K

Filing: Form 4 (Insider Transaction) Insider: GROSS MICHAEL S (Director, See Remarks) Shares: 20,000 Est. Value: $247.0K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-05-14

SLRC insider GROSS MICHAEL S (Director, See Remarks) bought 20,000 shares (~$261.8K)

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	10,000	$13.09	$130.9K
`P`	Open-market purchase	10,000	$13.10	$131.0K

Filing: Form 4 (Insider Transaction) Insider: GROSS MICHAEL S (Director, See Remarks) Shares: 20,000 Est. Value: $261.8K

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-03-17

SLRC insider GROSS MICHAEL S (Director, See Remarks) bought 35,452 shares (~$493.1K)

GROSS MICHAEL S, listed as Director, See Remarks at SLR Investment Corp., reported an open-market purchase of 35,452 SLRC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	354,511	—	—
`A`	Compensation award	354,511	—	—
`P`	Open-market purchase	25,000	$13.91	$347.9K
`P`	Open-market purchase	10,452	$13.90	$145.2K
`E`	Code E derivative · Restricted Stock Units	10,986	—	—
`M`	Option exercise derivative · Restricted Stock Units	354,511	—	—
`A`	Compensation award derivative · Restricted Stock Units	466,378	—	—

Filing: Form 4 (Insider Transaction) Insider: GROSS MICHAEL S (Director, See Remarks) Shares: 35,452 Est. Value: $493.1K

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-03-17

SLRC insider Form 4 filed for equity award, exercise, or tax withholding

SPOHLER BRUCE J (Director, See Remarks) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	354,511	—	—
`A`	Compensation award	354,511	—	—
`E`	Code E derivative · Restricted Stock Units	10,986	—	—
`M`	Option exercise derivative · Restricted Stock Units	354,511	—	—
`A`	Compensation award derivative · Restricted Stock Units	466,378	—	—

Filing: Form 4 (Insider Transaction) Insider: SPOHLER BRUCE J (Director, See Remarks) Shares: 709,022

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-03-17

SLRC insider Form 4 filed for equity award, exercise, or tax withholding

Kajee Shiraz (See Remarks) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	5,782	—	—
`D`	Disposition to issuer	5,782	—	—
`M`	Option exercise derivative · Restricted Stock Units	5,782	—	—
`A`	Compensation award derivative · Restricted Stock Units	13,899	—	—

Filing: Form 4 (Insider Transaction) Insider: Kajee Shiraz (See Remarks) Shares: 11,564

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-03-05

SLRC insider GROSS MICHAEL S (Director, See Remarks) bought 104,819 shares (~$1.55M)

GROSS MICHAEL S, listed as Director, See Remarks at SLR Investment Corp., reported an open-market purchase of 104,819 SLRC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	89,800	$14.73	$1.32M
`P`	Open-market purchase	15,019	$14.83	$222.7K

Filing: Form 4 (Insider Transaction) Insider: GROSS MICHAEL S (Director, See Remarks) Shares: 104,819 Est. Value: $1.55M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-03-05

SLRC insider SPOHLER BRUCE J (Director, See Remarks) bought 104,819 shares (~$1.55M)

SPOHLER BRUCE J, listed as Director, See Remarks at SLR Investment Corp., reported an open-market purchase of 104,819 SLRC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	89,800	$14.73	$1.32M
`P`	Open-market purchase	15,019	$14.83	$222.7K

Filing: Form 4 (Insider Transaction) Insider: SPOHLER BRUCE J (Director, See Remarks) Shares: 104,819 Est. Value: $1.55M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2025-09-10

SLRC insider Roberts Andrea Colvin (Director) bought 7,190 shares (~$120.3K)

Roberts Andrea Colvin, listed as Director at SLR Investment Corp., reported an open-market purchase of 7,190 SLRC shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	7,190	$16.73	$120.3K

Filing: Form 4 (Insider Transaction) Insider: Roberts Andrea Colvin (Director) Shares: 7,190 Est. Value: $120.3K

View on SEC EDGAR → Open Filing Document →

Material Events 7 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 7 in this period for SLR Investment Corp. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-08-04