SOFI SEC Filing News — SoFi Technologies, Inc.

Latest SEC filings for SoFi Technologies, Inc. (SOFI) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-23.

SoFi Technologies, Inc. provides various financial services in the United States, Latin America, Canada, and Hong Kong. The company operates through three segments: Lending, Technology Platform, and Financial Services. It offers lending and financial services and products that allows its members to borrow, save, spend, invest, and protect money; and personal loans, student loans, home loans, and related services. The company also operates Galileo, a technology platform that offers services to fi…
Sector: Financial Services Industry: Credit Services Market Cap: $18.8B CIK: 1818874
20
Total Filings
0
Bullish Classifications
3
Bearish Classifications
12
Insider Transactions
0
Material Events (8-K)
0
Periodic Reports
Rule-based classifications for SOFI currently lean bearish. Of the 20 filing records displayed, 3 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
SOFI Filing Activity Snapshot 2026-08-18 — 2026-09-23
Insider Transactions (Form 4)
0 buys vs 3 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Form 144 Filing
$1.14M
Keough Kelli · 2026-09-15
66,033 shares · Form 144
Form 144 Notices
8
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 12 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 12 filings in this group are Form 4s for SoFi Technologies, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 12 insider filings shown, the breakdown is 9 option exercise and 3 open-market sale. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Option exercise ×9
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Open-market sale ×3
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Form 4 Open-market sale Insider Selling 2026-09-23

SOFI insider Keough Kelli (EVP, GBUL, SIPS) sold 10,203 shares (~$173.3K)

Keough Kelli, listed as EVP, GBUL, SIPS at SoFi Technologies, Inc., reported an open-market sale of 10,203 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 10,203 $16.99 $173.3K
Filing: Form 4 (Insider Transaction) Insider: Keough Kelli (EVP, GBUL, SIPS) Shares: 10,203 Est. Value: $173.3K
Form 4 Open-market sale Insider Selling 2026-09-23

SOFI insider Rishel Jeremy (Chief Technology Officer) sold 18,624 shares (~$325.9K)

Rishel Jeremy, listed as Chief Technology Officer at SoFi Technologies, Inc., reported an open-market sale of 18,624 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 18,624 $17.50 $325.9K
Filing: Form 4 (Insider Transaction) Insider: Rishel Jeremy (Chief Technology Officer) Shares: 18,624 Est. Value: $325.9K
Form 4 Option exercise Tax / Compensation Filing 2026-09-16

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Keough Kelli (EVP, GBUL, SIPS) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 82,643 — —
M Option exercise 26,476 — —
M Option exercise 13,067 — —
M Option exercise 5,681 — —
F Tax withholding on vested shares 66,033 $17.28 $1.14M
M Option exercise derivative · Restricted Stock Unit 82,643 — —
M Option exercise derivative · Restricted Stock Unit 26,476 — —
M Option exercise derivative · Restricted Stock Unit 13,067 — —
M Option exercise derivative · Restricted Stock Unit 5,681 — —
Filing: Form 4 (Insider Transaction) Insider: Keough Kelli (EVP, GBUL, SIPS) Shares: 193,900
Form 4 Option exercise Tax / Compensation Filing 2026-09-16

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Lapointe Christopher (CFO and PAO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 52,954 — —
M Option exercise 36,589 — —
M Option exercise 14,609 — —
F Tax withholding on vested shares 59,341 $17.32 $1.03M
M Option exercise derivative · Restricted Stock Unit 52,954 — —
M Option exercise derivative · Restricted Stock Unit 36,589 — —
M Option exercise derivative · Restricted Stock Unit 14,609 — —
Filing: Form 4 (Insider Transaction) Insider: Lapointe Christopher (CFO and PAO) Shares: 163,493
Form 4 Option exercise Tax / Compensation Filing 2026-09-16

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Lavet Robert S (General Counsel) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 36,057 — —
F Tax withholding on vested shares 14,414 $17.28 $249.1K
M Option exercise derivative · Restricted Stock Unit 36,057 — —
Filing: Form 4 (Insider Transaction) Insider: Lavet Robert S (General Counsel) Shares: 50,471
Form 4 Option exercise Tax / Compensation Filing 2026-09-16

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Noto Anthony (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 136,166 — —
M Option exercise 154,197 — —
M Option exercise 55,191 — —
F Tax withholding on vested shares 188,259 $17.32 $3.26M
M Option exercise derivative · Restricted Stock Unit 136,166 — —
M Option exercise derivative · Restricted Stock Unit 154,197 — —
M Option exercise derivative · Restricted Stock Unit 55,191 — —
Filing: Form 4 (Insider Transaction) Insider: Noto Anthony (Director, Chief Executive Officer) Shares: 533,813
Form 4 Option exercise Tax / Compensation Filing 2026-09-16

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Pinto Arun (Chief Risk Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 11,434 — —
M Option exercise 9,740 — —
F Tax withholding on vested shares 11,838 $17.28 $204.5K
M Option exercise derivative · Restricted Stock Unit 11,434 — —
M Option exercise derivative · Restricted Stock Unit 9,740 — —
Filing: Form 4 (Insider Transaction) Insider: Pinto Arun (Chief Risk Officer) Shares: 33,012
Form 4 Option exercise Tax / Compensation Filing 2026-09-16

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Rishel Jeremy (Chief Technology Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 37,824 — —
M Option exercise 28,748 — —
M Option exercise 11,363 — —
F Tax withholding on vested shares 41,750 $17.28 $721.4K
M Option exercise derivative · Restricted Stock Unit 37,824 — —
M Option exercise derivative · Restricted Stock Unit 28,748 — —
M Option exercise derivative · Restricted Stock Unit 11,363 — —
Filing: Form 4 (Insider Transaction) Insider: Rishel Jeremy (Chief Technology Officer) Shares: 119,685
Form 4 Option exercise Tax / Compensation Filing 2026-09-16

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Schuppenhauer Eric (EVP GBUL Borrow) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 6,493 — —
F Tax withholding on vested shares 2,757 $17.28 $47.6K
M Option exercise derivative · Restricted Stock Unit 6,493 — —
Filing: Form 4 (Insider Transaction) Insider: Schuppenhauer Eric (EVP GBUL Borrow) Shares: 9,250
Form 4 Open-market sale Insider Selling 2026-08-24

SOFI insider Keough Kelli (EVP, GBUL, SIPS) sold 11,286 shares (~$203.2K)

Keough Kelli, listed as EVP, GBUL, SIPS at SoFi Technologies, Inc., reported an open-market sale of 11,286 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code Nature Shares Price Value
S Open-market sale 11,286 $18.00 $203.2K
Filing: Form 4 (Insider Transaction) Insider: Keough Kelli (EVP, GBUL, SIPS) Shares: 11,286 Est. Value: $203.2K
Form 4 Option exercise Tax / Compensation Filing 2026-08-19

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Schuppenhauer Eric (EVP GBUL Borrow) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 55,731 — —
F Tax withholding on vested shares 23,720 $18.00 $427.0K
M Option exercise derivative · Restricted Stock Unit 55,731 — —
Filing: Form 4 (Insider Transaction) Insider: Schuppenhauer Eric (EVP GBUL Borrow) Shares: 79,451
Form 4 Option exercise Tax / Compensation Filing 2026-08-19

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Pinto Arun (Chief Risk Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 45,389 — —
F Tax withholding on vested shares 25,118 $18.00 $452.2K
M Option exercise derivative · Restricted Stock Unit 45,389 — —
Filing: Form 4 (Insider Transaction) Insider: Pinto Arun (Chief Risk Officer) Shares: 70,507
Proposed Insider Sales 8 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. SoFi Technologies, Inc. has 8 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2026-09-21

SOFI Form 144 filed for proposed insider sale by Kelli Keough (30,918 shares) ~$524.4K

Kelli Keough filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Kelli Keough Shares: 30,918 Est. Value: $524.4K
Form 144 Proposed Insider Sale 2026-09-21

SOFI Form 144 filed for proposed insider sale by Rishel Jeremy (18,624 shares) ~$325.9K

Rishel Jeremy filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Rishel Jeremy Shares: 18,624 Est. Value: $325.9K
Form 144 Proposed Insider Sale 2026-09-15

SOFI Form 144 filed for proposed insider sale by Pinto Arun (11,838 shares) ~$204.5K

Pinto Arun filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Pinto Arun Shares: 11,838 Est. Value: $204.5K
Form 144 Proposed Insider Sale 2026-09-15

SOFI Form 144 filed for proposed insider sale by Rishel Jeremy (41,750 shares) ~$721.4K

Rishel Jeremy filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Rishel Jeremy Shares: 41,750 Est. Value: $721.4K
Form 144 Proposed Insider Sale 2026-09-15

SOFI Form 144 filed for proposed insider sale by Lavet Robert S (14,414 shares) ~$249.1K

Lavet Robert S filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Lavet Robert S Shares: 14,414 Est. Value: $249.1K
Form 144 Proposed Insider Sale 2026-09-15

SOFI Form 144 filed for proposed insider sale by Keough Kelli (66,033 shares) ~$1.14M

Keough Kelli filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Keough Kelli Shares: 66,033 Est. Value: $1.14M
Form 144 Proposed Insider Sale 2026-09-15

SOFI Form 144 filed for proposed insider sale by Schuppenhauer Eric (2,757 shares) ~$47.6K

Schuppenhauer Eric filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Schuppenhauer Eric Shares: 2,757 Est. Value: $47.6K
Form 144 Proposed Insider Sale 2026-08-18

SOFI Form 144 filed for proposed insider sale by Schuppenhauer Eric (23,720 shares) ~$427.0K

Schuppenhauer Eric filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Schuppenhauer Eric Shares: 23,720 Est. Value: $427.0K

How we classify SoFi Technologies, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on SOFI. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — SOFI SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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