Form 4
Open-market sale
Insider Selling
2026-09-23
SOFI insider Keough Kelli (EVP, GBUL, SIPS) sold 10,203 shares (~$173.3K)
Keough Kelli, listed as EVP, GBUL, SIPS at SoFi Technologies, Inc., reported an open-market sale of 10,203 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
S |
Open-market sale
|
10,203 |
$16.99 |
$173.3K |
Filing: Form 4 (Insider Transaction)
Insider: Keough Kelli (EVP, GBUL, SIPS)
Shares: 10,203
Est. Value: $173.3K
Form 4
Open-market sale
Insider Selling
2026-09-23
SOFI insider Rishel Jeremy (Chief Technology Officer) sold 18,624 shares (~$325.9K)
Rishel Jeremy, listed as Chief Technology Officer at SoFi Technologies, Inc., reported an open-market sale of 18,624 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
S |
Open-market sale
|
18,624 |
$17.50 |
$325.9K |
Filing: Form 4 (Insider Transaction)
Insider: Rishel Jeremy (Chief Technology Officer)
Shares: 18,624
Est. Value: $325.9K
Form 4
Option exercise
Tax / Compensation Filing
2026-09-16
SOFI insider Form 4 filed for equity award, exercise, or tax withholding
Keough Kelli (EVP, GBUL, SIPS) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
M |
Option exercise
|
82,643 |
— |
— |
M |
Option exercise
|
26,476 |
— |
— |
M |
Option exercise
|
13,067 |
— |
— |
M |
Option exercise
|
5,681 |
— |
— |
F |
Tax withholding on vested shares
|
66,033 |
$17.28 |
$1.14M |
M |
Option exercise
derivative · Restricted Stock Unit
|
82,643 |
— |
— |
M |
Option exercise
derivative · Restricted Stock Unit
|
26,476 |
— |
— |
M |
Option exercise
derivative · Restricted Stock Unit
|
13,067 |
— |
— |
M |
Option exercise
derivative · Restricted Stock Unit
|
5,681 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Keough Kelli (EVP, GBUL, SIPS)
Shares: 193,900
Form 4
Option exercise
Tax / Compensation Filing
2026-09-16
SOFI insider Form 4 filed for equity award, exercise, or tax withholding
Lapointe Christopher (CFO and PAO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
M |
Option exercise
|
52,954 |
— |
— |
M |
Option exercise
|
36,589 |
— |
— |
M |
Option exercise
|
14,609 |
— |
— |
F |
Tax withholding on vested shares
|
59,341 |
$17.32 |
$1.03M |
M |
Option exercise
derivative · Restricted Stock Unit
|
52,954 |
— |
— |
M |
Option exercise
derivative · Restricted Stock Unit
|
36,589 |
— |
— |
M |
Option exercise
derivative · Restricted Stock Unit
|
14,609 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Lapointe Christopher (CFO and PAO)
Shares: 163,493
Form 4
Option exercise
Tax / Compensation Filing
2026-09-16
SOFI insider Form 4 filed for equity award, exercise, or tax withholding
Lavet Robert S (General Counsel) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
M |
Option exercise
|
36,057 |
— |
— |
F |
Tax withholding on vested shares
|
14,414 |
$17.28 |
$249.1K |
M |
Option exercise
derivative · Restricted Stock Unit
|
36,057 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Lavet Robert S (General Counsel)
Shares: 50,471
Form 4
Option exercise
Tax / Compensation Filing
2026-09-16
SOFI insider Form 4 filed for equity award, exercise, or tax withholding
Noto Anthony (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
M |
Option exercise
|
136,166 |
— |
— |
M |
Option exercise
|
154,197 |
— |
— |
M |
Option exercise
|
55,191 |
— |
— |
F |
Tax withholding on vested shares
|
188,259 |
$17.32 |
$3.26M |
M |
Option exercise
derivative · Restricted Stock Unit
|
136,166 |
— |
— |
M |
Option exercise
derivative · Restricted Stock Unit
|
154,197 |
— |
— |
M |
Option exercise
derivative · Restricted Stock Unit
|
55,191 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Noto Anthony (Director, Chief Executive Officer)
Shares: 533,813
Form 4
Option exercise
Tax / Compensation Filing
2026-09-16
SOFI insider Form 4 filed for equity award, exercise, or tax withholding
Pinto Arun (Chief Risk Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
M |
Option exercise
|
11,434 |
— |
— |
M |
Option exercise
|
9,740 |
— |
— |
F |
Tax withholding on vested shares
|
11,838 |
$17.28 |
$204.5K |
M |
Option exercise
derivative · Restricted Stock Unit
|
11,434 |
— |
— |
M |
Option exercise
derivative · Restricted Stock Unit
|
9,740 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Pinto Arun (Chief Risk Officer)
Shares: 33,012
Form 4
Option exercise
Tax / Compensation Filing
2026-09-16
SOFI insider Form 4 filed for equity award, exercise, or tax withholding
Rishel Jeremy (Chief Technology Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
M |
Option exercise
|
37,824 |
— |
— |
M |
Option exercise
|
28,748 |
— |
— |
M |
Option exercise
|
11,363 |
— |
— |
F |
Tax withholding on vested shares
|
41,750 |
$17.28 |
$721.4K |
M |
Option exercise
derivative · Restricted Stock Unit
|
37,824 |
— |
— |
M |
Option exercise
derivative · Restricted Stock Unit
|
28,748 |
— |
— |
M |
Option exercise
derivative · Restricted Stock Unit
|
11,363 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Rishel Jeremy (Chief Technology Officer)
Shares: 119,685
Form 4
Option exercise
Tax / Compensation Filing
2026-09-16
SOFI insider Form 4 filed for equity award, exercise, or tax withholding
Schuppenhauer Eric (EVP GBUL Borrow) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
M |
Option exercise
|
6,493 |
— |
— |
F |
Tax withholding on vested shares
|
2,757 |
$17.28 |
$47.6K |
M |
Option exercise
derivative · Restricted Stock Unit
|
6,493 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Schuppenhauer Eric (EVP GBUL Borrow)
Shares: 9,250
Form 4
Open-market sale
Insider Selling
2026-08-24
SOFI insider Keough Kelli (EVP, GBUL, SIPS) sold 11,286 shares (~$203.2K)
Keough Kelli, listed as EVP, GBUL, SIPS at SoFi Technologies, Inc., reported an open-market sale of 11,286 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
S |
Open-market sale
|
11,286 |
$18.00 |
$203.2K |
Filing: Form 4 (Insider Transaction)
Insider: Keough Kelli (EVP, GBUL, SIPS)
Shares: 11,286
Est. Value: $203.2K
Form 4
Option exercise
Tax / Compensation Filing
2026-08-19
SOFI insider Form 4 filed for equity award, exercise, or tax withholding
Schuppenhauer Eric (EVP GBUL Borrow) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
M |
Option exercise
|
55,731 |
— |
— |
F |
Tax withholding on vested shares
|
23,720 |
$18.00 |
$427.0K |
M |
Option exercise
derivative · Restricted Stock Unit
|
55,731 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Schuppenhauer Eric (EVP GBUL Borrow)
Shares: 79,451
Form 4
Option exercise
Tax / Compensation Filing
2026-08-19
SOFI insider Form 4 filed for equity award, exercise, or tax withholding
Pinto Arun (Chief Risk Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Transactions reported on this filing
| Code |
Nature |
Shares |
Price |
Value |
M |
Option exercise
|
45,389 |
— |
— |
F |
Tax withholding on vested shares
|
25,118 |
$18.00 |
$452.2K |
M |
Option exercise
derivative · Restricted Stock Unit
|
45,389 |
— |
— |
Filing: Form 4 (Insider Transaction)
Insider: Pinto Arun (Chief Risk Officer)
Shares: 70,507