SOFI SEC Filing News — SoFi Technologies, Inc.

Latest SEC filings for SoFi Technologies, Inc. (SOFI) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-29.

SoFi Technologies, Inc. provides various financial services in the United States, Latin America, Canada, and Hong Kong. The company operates through three segments: Lending, Technology Platform, and Financial Services. It offers lending and financial services and products that allows its members to borrow, save, spend, invest, and protect money; and personal loans, student loans, home loans, and related services. The company also operates Galileo, a technology platform that offers services to fi…
Sector: Financial Services Industry: Credit Services Market Cap: $21.0B CIK: 1818874
20
Total Filings
0
Bullish Signals
3
Bearish Signals
16
Insider Transactions
2
Material Events (8-K)
0
Periodic Reports
Insider activity for SOFI has skewed bearish recently. Of the 20 filings tracked, 3 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
SOFI Filing Activity Snapshot 2026-06-17 — 2026-07-29
Insider Transactions (Form 4)
0 buys vs 3 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Transaction
$1.19M
Kelli Keough · 2026-06-22
33,194 shares · Form 144
Form 144 Notices
2
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 8-K Material Company Update 2026-07-29

SOFI filed 8-K — material company event

SoFi Technologies, Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-27

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

HUTTON GEORGE THOMPSON (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: HUTTON GEORGE THOMPSON (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-27

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Ruzwana Bashir (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Ruzwana Bashir (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-27

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Borden William A. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Borden William A. (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-27

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Hele John C.R. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Hele John C.R. (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-27

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Meltzer Gary (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Meltzer Gary (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-27

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Green Dana R. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Green Dana R. (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-27

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Freiberg Steven J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Freiberg Steven J (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-27

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Liang Clara (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Liang Clara (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-07-27

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

YESIL MAGDALENA (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: YESIL MAGDALENA (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-07-21

SOFI insider Keough Kelli (EVP, GBUL, SIPS) sold 10,954 shares (~$188.3K)

Keough Kelli, listed as EVP, GBUL, SIPS at SoFi Technologies, Inc., reported an open-market sale of 10,954 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Keough Kelli (EVP, GBUL, SIPS) Shares: 10,954 Est. Value: $188.3K
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-29

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Borden William A. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Borden William A. (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-06-23

SOFI insider Keough Kelli (EVP, GBUL, SIPS) sold 10,954 shares (~$190.1K)

Keough Kelli, listed as EVP, GBUL, SIPS at SoFi Technologies, Inc., reported an open-market sale of 10,954 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Keough Kelli (EVP, GBUL, SIPS) Shares: 10,954 Est. Value: $190.1K
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-22

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Meltzer Gary (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Meltzer Gary (Director) Shares: 2,823
View on SEC EDGAR → Open Filing Document →
Form 4 Insider Selling 2026-06-22

SOFI insider Lavet Robert S (General Counsel) sold 1,188 shares (~$20.8K)

Lavet Robert S, listed as General Counsel at SoFi Technologies, Inc., reported an open-market sale of 1,188 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Lavet Robert S (General Counsel) Shares: 1,188 Est. Value: $20.8K
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-06-22

SOFI Form 144 filed for proposed insider sale by Kelli Keough (33,194 shares) ~$1.19M

Kelli Keough filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Kelli Keough Shares: 33,194 Est. Value: $1.19M
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-06-18

SOFI filed 8-K — material company event

SoFi Technologies, Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 144 Proposed Insider Sale 2026-06-18

SOFI Form 144 filed for proposed insider sale by Lavet Robert S (1,188 shares) ~$41.7K

Lavet Robert S filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Lavet Robert S Shares: 1,188 Est. Value: $41.7K
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-17

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

YESIL MAGDALENA (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: YESIL MAGDALENA (Director) Shares: 866,208
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-06-17

SOFI insider Form 4 filed for equity award, exercise, or tax withholding

Lapointe Christopher (CFO and PAO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Lapointe Christopher (CFO and PAO) Shares: 159,371
View on SEC EDGAR → Open Filing Document →

Understanding SoFi Technologies, Inc.'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of SOFI shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that SoFi Technologies, Inc. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering SoFi Technologies, Inc.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — SOFI SEC Filings

What SEC filings does SoFi Technologies, Inc. submit to the SEC?

SoFi Technologies, Inc. (SOFI) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about SOFI?

A Form 4 for SOFI discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from SoFi Technologies, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for SOFI?

The 10-K is SoFi Technologies, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all SOFI SEC filings directly on EDGAR?

You can view all historical SoFi Technologies, Inc. filings on the SEC EDGAR company page for SOFI. Each filing card on this page links directly to the original SEC document.

How often does SoFi Technologies, Inc. file with the SEC?

SoFi Technologies, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling SOFI shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.