Latest SEC filings for SoFi Technologies, Inc. (SOFI) explained in plain English: insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). Sourced directly from SEC EDGAR.
Keough Kelli, listed as EVP, GBUL, SIPS at SoFi Technologies, Inc., reported an open-market sale of 9,742 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Borden William A. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Keough Kelli, listed as EVP, GBUL, SIPS at SoFi Technologies, Inc., reported an open-market sale of 9,742 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Kelli Keough filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
Noto Anthony (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Lavet Robert S (General Counsel) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Rishel Jeremy, listed as Chief Technology Officer at SoFi Technologies, Inc., reported an open-market sale of 94,958 SOFI shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Lapointe Christopher (CFO and PAO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Keough Kelli (EVP, GBUL, SIPS) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Pinto Arun (Chief Risk Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Rishel Jeremy filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
Keough Kelli filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
Pinto Arun filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
Rishel Jeremy filed a Form 144 with the SEC indicating intent to sell SOFI (SoFi Technologies, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.
Noto Anthony, listed as Director, Chief Executive Officer at SoFi Technologies, Inc., reported an open-market purchase of 28,900 SOFI shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.