SPY SEC Filing News — State Street SPDR S&P 500 ETF Trust

Latest SEC filings for State Street SPDR S&P 500 ETF Trust (SPY) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR .

The trust seeks to achieve its investment objective by holding a portfolio of the common stocks that are included in the index (the “Portfolio”), with the weight of each stock in the Portfolio substantially corresponding to the weight of such stock in the index.
CIK: 884394

No recent SEC filings found for SPY in the supported categories (Form 4, 144, 8-K, 10-K, 10-Q).

Check back later or search directly on SEC EDGAR.

How we classify State Street SPDR S&P 500 ETF Trust's filings

Straight from EDGAR

Every filing on this page is pulled from the SEC's EDGAR system for State Street SPDR S&P 500 ETF Trust and parsed directly. Nothing here is estimated or inferred from a third-party feed, and each entry links back to the original document so the underlying filing can be read in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on SPY. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — SPY SEC Filings

What SEC filings does State Street SPDR S&P 500 ETF Trust submit to the SEC?

State Street SPDR S&P 500 ETF Trust (SPY) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about SPY?

A Form 4 for SPY discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from State Street SPDR S&P 500 ETF Trust?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for SPY?

The 10-K is State Street SPDR S&P 500 ETF Trust's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all SPY SEC filings directly on EDGAR?

You can view all historical State Street SPDR S&P 500 ETF Trust filings on the SEC EDGAR company page for SPY. Each filing card on this page links directly to the original SEC document.

How often does State Street SPDR S&P 500 ETF Trust file with the SEC?

State Street SPDR S&P 500 ETF Trust files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling SPY shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.