What SEC filings does TriplePoint Venture Growth BDC Corp. submit to the SEC?

TriplePoint Venture Growth BDC Corp. (TPVG) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about TPVG?

A Form 4 for TPVG discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from TriplePoint Venture Growth BDC Corp.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for TPVG?

The 10-K is TriplePoint Venture Growth BDC Corp.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all TPVG SEC filings directly on EDGAR?

You can view all historical TriplePoint Venture Growth BDC Corp. filings on the SEC EDGAR company page for TPVG. Each filing card on this page links directly to the original SEC document.

How often does TriplePoint Venture Growth BDC Corp. file with the SEC?

TriplePoint Venture Growth BDC Corp. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling TPVG shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

TPVG SEC Filing News — TriplePoint Venture Growth BDC Corp.

Latest SEC filings for TriplePoint Venture Growth BDC Corp. (TPVG) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-22.

TriplePoint Venture Growth BDC Corp. is a business development company specializing investments in venture capital-backed companies at the growth stage investments. It also provides debt financing to venture growth space companies which includes growth capital loans, secured and customized loans, equipment financings, revolving loans and direct equity investments. The fund seeks to invest in e-commerce, entertainment, technology and life sciences sector. Within technology the areas of focus incl…

Sector: Financial Services Industry: Asset Management Market Cap: $181.2M CIK: 1580345

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for TPVG currently lean bullish. Of the 12 displayed SEC filing records, 2 carry bullish classifications versus 1 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 3 insider transactions (Form 4) in this period.

TPVG Filing Activity Snapshot 2026-01-13 — 2026-09-22

Insider Transactions (Form 4)

2 buys vs 1 sell

Net insider buying in this period — more purchases than sales reported.

Largest Form 144 Filing

$1.48M

Labe James (Director, Chief Executive Officer) · 2026-09-22

313,865 shares · Form 4

Insider Transactions 3 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 3 filings in this group are Form 4s for TriplePoint Venture Growth BDC Corp.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 3 insider filings shown, the breakdown is 2 open-market purchase and 1 open-market sale. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Open-market purchase ×2: The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Open-market sale ×1: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Form 4 Open-market purchase Insider Buying 2026-09-22

TPVG insider Labe James (Director, Chief Executive Officer) bought 313,865 shares (~$1.48M)

Labe James, listed as Director, Chief Executive Officer at TriplePoint Venture Growth BDC Corp., reported an open-market purchase of 313,865 TPVG shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	313,865	$4.71	$1.48M

Filing: Form 4 (Insider Transaction) Insider: Labe James (Director, Chief Executive Officer) Shares: 313,865 Est. Value: $1.48M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-09-22

TPVG insider Srivastava Sajal (Director, President and CIO) sold 313,865 shares (~$1.48M)

Srivastava Sajal, listed as Director, President and CIO at TriplePoint Venture Growth BDC Corp., reported an open-market sale of 313,865 TPVG shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	313,865	$4.71	$1.48M

Filing: Form 4 (Insider Transaction) Insider: Srivastava Sajal (Director, President and CIO) Shares: 313,865 Est. Value: $1.48M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market purchase Insider Buying 2026-01-13

TPVG insider Labe James (Director, Chief Executive Officer) bought 39,799 shares (~$263.4K)

Labe James, listed as Director, Chief Executive Officer at TriplePoint Venture Growth BDC Corp., reported an open-market purchase of 39,799 TPVG shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`P`	Open-market purchase	16,000	$6.56	$104.9K
`P`	Open-market purchase	23,799	$6.66	$158.5K

Filing: Form 4 (Insider Transaction) Insider: Labe James (Director, Chief Executive Officer) Shares: 39,799 Est. Value: $263.4K

View on SEC EDGAR → Open Filing Document →

Material Events 6 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 6 in this period for TriplePoint Venture Growth BDC Corp. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-09-21