What SEC filings does UWM Holdings Corporation submit to the SEC?

UWM Holdings Corporation (UWMC) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about UWMC?

A Form 4 for UWMC discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from UWM Holdings Corporation?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for UWMC?

The 10-K is UWM Holdings Corporation's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all UWMC SEC filings directly on EDGAR?

You can view all historical UWM Holdings Corporation filings on the SEC EDGAR company page for UWMC. Each filing card on this page links directly to the original SEC document.

How often does UWM Holdings Corporation file with the SEC?

UWM Holdings Corporation files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling UWMC shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

UWMC SEC Filing News — UWM Holdings Corporation

Latest SEC filings for UWM Holdings Corporation (UWMC) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-05.

UWM Holdings Corporation engages in the origination, sale, and servicing residential mortgage lending in the United States. The company offers mortgage loans through wholesale channel. It originates primarily conforming and government loans. The company was founded in 1986 and is headquartered in Pontiac, Michigan.

Sector: Financial Services Industry: Mortgage Finance Market Cap: $1.6B CIK: 1783398

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

Rule-based classifications for UWMC currently lean bearish. Of the 20 filing records displayed, 3 carry bearish classifications (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.

UWMC Filing Activity Snapshot 2026-05-04 — 2026-10-05

Insider Transactions (Form 4)

0 buys vs 3 sells

Net insider selling in this period — insiders sell for many reasons beyond conviction.

Largest Form 144 Filing

$10.50M

Mat Ishbia (Director, President and CEO, 10% Owner) · 2026-05-04

2,938,418 shares · Form 4

Insider Transactions 9 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 9 filings in this group are Form 4s for UWM Holdings Corporation.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 9 insider filings shown, the breakdown is 4 option exercise, 3 open-market sale and 2 compensation award. 3 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Option exercise ×4: The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Open-market sale ×3: The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.
Compensation award ×2: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Form 4 Option exercise Tax / Compensation Filing 2026-09-02

UWMC insider Form 4 filed for equity award, exercise, or tax withholding

HASANI RAMI (EVP, Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	2,500	$1.37	$3.4K
`F`	Tax withholding on vested shares	728	$1.37	$997.36
`M`	Option exercise derivative · Restricted Stock Units	2,500	—	—

Filing: Form 4 (Insider Transaction) Insider: HASANI RAMI (EVP, Chief Financial Officer) Shares: 3,228

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-31

UWMC insider Form 4 filed for equity award, exercise, or tax withholding

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	7,971	$1.49	$11.9K
`F`	Tax withholding on vested shares	2,320	$1.49	$3.5K
`M`	Option exercise derivative · Restricted Stock Units	7,971	—	—

Filing: Form 4 (Insider Transaction) Insider: HASANI RAMI (EVP, Chief Financial Officer) Shares: 10,291

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-07

UWMC insider Form 4 filed for equity award, exercise, or tax withholding

Mat Ishbia (Director, President and CEO, 10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award derivative · Class A Warrants (right to buy)	15,000,000	—	—
`A`	Compensation award derivative · Class B Warrants (right to buy)	15,000,000	—	—

Filing: Form 4 (Insider Transaction) Insider: Mat Ishbia (Director, President and CEO, 10% Owner)

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-08-04

UWMC insider Form 4 filed for equity award, exercise, or tax withholding

Lawson Laura (Director, EVP, Chief People Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	2,689	$1.82	$4.9K
`F`	Tax withholding on vested shares	783	$1.82	$1.4K

Filing: Form 4 (Insider Transaction) Insider: Lawson Laura (Director, EVP, Chief People Officer) Shares: 3,472

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-05-21

UWMC insider Form 4 filed for equity award, exercise, or tax withholding

Wilner Melinda (Director, EVP, COO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	1,608,794	$2.92	$4.70M
`F`	Tax withholding on vested shares	662,059	$2.92	$1.93M
`M`	Option exercise derivative · Restricted Stock Units	1,608,794	—	—

Filing: Form 4 (Insider Transaction) Insider: Wilner Melinda (Director, EVP, COO) Shares: 2,270,853

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-05-21

UWMC insider Form 4 filed for equity award, exercise, or tax withholding

Elezaj Alex (Director, EVP, Chief Strategy Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	1,608,794	$2.92	$4.70M
`F`	Tax withholding on vested shares	661,736	$2.92	$1.93M
`M`	Option exercise derivative · Restricted Stock Units	1,608,794	—	—

Filing: Form 4 (Insider Transaction) Insider: Elezaj Alex (Director, EVP, Chief Strategy Officer) Shares: 2,270,530

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-05-08

UWMC insider Mat Ishbia (Director, President and CEO, 10% Owner) sold 2,006,666 shares (~$6.80M)

Mat Ishbia, listed as Director, President and CEO, 10% Owner at UWM Holdings Corp, reported an open-market sale of 2,006,666 UWMC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`C`	Derivative conversion	14,245	—	—
`S`	Open-market sale	1,003,333	$3.39	$3.40M
`S`	Open-market sale	1,003,333	$3.39	$3.40M
`C`	Derivative conversion derivative · UWM Paired Interests	14,245	—	—

Filing: Form 4 (Insider Transaction) Insider: Mat Ishbia (Director, President and CEO, 10% Owner) Shares: 2,006,666 Est. Value: $6.80M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-05-06

UWMC insider Mat Ishbia (Director, President and CEO, 10% Owner) sold 2,006,666 shares (~$7.13M)

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	1,003,333	$3.45	$3.46M
`S`	Open-market sale	1,003,333	$3.66	$3.67M

Filing: Form 4 (Insider Transaction) Insider: Mat Ishbia (Director, President and CEO, 10% Owner) Shares: 2,006,666 Est. Value: $7.13M

View on SEC EDGAR → Open Filing Document →

Form 4 Open-market sale Insider Selling 2026-05-04

UWMC insider Mat Ishbia (Director, President and CEO, 10% Owner) sold 2,938,418 shares (~$10.50M)

Mat Ishbia, listed as Director, President and CEO, 10% Owner at UWM Holdings Corp, reported an open-market sale of 2,938,418 UWMC shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

The insider sold shares on the open market. Sales may be discretionary or executed automatically under a pre-arranged Rule 10b5-1 trading plan, and a Form 4 does not always make clear which applies.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`S`	Open-market sale	934,061	$3.53	$3.30M
`C`	Derivative conversion	3,605,772	—	—
`S`	Open-market sale	1,001,024	$3.62	$3.62M
`S`	Open-market sale	1,003,333	$3.57	$3.58M
`C`	Derivative conversion derivative · UWM Paired Interests	3,605,772	—	—

Filing: Form 4 (Insider Transaction) Insider: Mat Ishbia (Director, President and CEO, 10% Owner) Shares: 2,938,418 Est. Value: $10.50M

View on SEC EDGAR → Open Filing Document →

Material Events 9 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 9 in this period for UWM Holdings Corporation. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-10-05